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Taft-Hartley plan in New York

Taft-Hartley plan· Rock Tavern, New York

Taft-Hartley plan, based in Rock Tavern, New York, reporting $143M in assets, for 2,854 participants.

Composed from this allocator's classification, location and filed figures.

As of 2023-12-31 · the latest dated event for this allocator; each figure carries its own filing or report date

Assets: $143M
Funded ratio: 77.3%
Fund commitments: 1

Open searches Similar plans, same strategy Commitments (1)

Allocation policy

As of 2023-12-31 · the latest dated event for this allocator; each figure carries its own filing or report date

Nothing material in the last 90 days. Last change: 31 Dec 2023, Manager relationship ended.

Capital path

who backs this record, through what, into what; each name opens its own path

Taft-Hartley plan in New York

Funds committed to

Collective US Gov't Stif 12 Bps1 commitment

Size, funding, policy and commitments, with their basesTaft-Hartley planShow

Taft-Hartley plan

Assets

$143M

Total assets, Dec 31, 2024 reported

Funded

77.3%

Jan 1, 2024

Private markets target

no policy read

policy Dec 31, 2024

Commitments

none on the tape

Plan sponsor: this allocator

Allocation policy

Form 5500, as of Dec 31, 2024

Actual allocation lines without a target (as filed)

Interest-bearing cash 3.9%
Non-interest-bearing cash 0.2%
Corporate debt instruments (other) 8.9%
U.S. Government securities 19.9%
Registered investment companies 5.6%
Common stock 60.6%

Consultants and advisers

2 firms

Bank of New York Mellon Custodianthrough Dec 31, 2023 Form 5500
Summit Actuarial Services Actuarythrough Dec 31, 2022 Form 5500

People

No investment staff or executives have been read for this allocator yet.

Manager roster

3 managers on Schedule C

From Schedule C (investment management, code 28)

Merrill Lynch,pierce,fenner & Smithplan years 2022
Stacey Braun Associates, Inc.plan years 2022
Bank of New York Mellonplan years 2022

What changed

2 events

Dec 31, 2023Manager relationship endedinference
with Bank of New York Mellonaskebsa.dol.gov
Jan 1, 2023Assets changed
down $36.5Maskebsa.dol.gov

Board record: approvals, recommendations, searches, terminations and re-up prospects for this system.

Commitments

1 row, 0 dated closings

Date	Fund	Manager	Bucket	Amount	Vintage	Status	Source
as of Dec 31, 2022	Collective US Gov't Stif 12 Bpscollective trust	Bank of New York Mellon	Pooled vehicles	$6.3M held		Disclosed holding	askebsa.dol.gov

Size and funding

30 readings

Total assets

$143M Dec 31, 2024 reported Form 5500

$135M (2023-12) · $127M (2022-12)

Plan assets

$135M Jan 1, 2024 reported Form 5500

$127M (2023-01) · $163M (2022-01)

Net assets

$143M Dec 31, 2024 reported Form 5500

$135M (2023-12) · $127M (2022-12)

Funded ratio

77.3% Jan 1, 2024 reported Form 5500

76.7% (2023-01) · 77.0% (2022-01)

Participants

2,854 Jan 1, 2024 reported Form 5500

2,903 (2023-01) · 2,944 (2022-01)

Contributions

$5.6M Dec 31, 2024 reported Form 5500

$5.9M (2023-12) · $6.1M (2022-12)

Benefits paid

$17.9M Dec 31, 2024 reported Form 5500

$17.9M (2023-12) · $17.7M (2022-12)

Net investment income

$7.8M Dec 31, 2024 reported Form 5500

$8.3M (2023-12) · -$36.5M (2022-12)

Investment management fees

$540,728 Dec 31, 2024 reported Form 5500

$484,964 (2023-12) · $601,626 (2022-12)

Form 5500 filings

3 plan years

Plan year	Participants	Assets (SB market)	Funding target	FTAP	Total assets (H)	Partnerships / JV	Master trust	Real estate
2024 to Dec 31, 2024	2,854	Not disclosed	Not disclosed	n/a	$143M	Not disclosed	Not disclosed	Not disclosed
2023 to Dec 31, 2023	2,903	Not disclosed	Not disclosed	n/a	$135M	Not disclosed	Not disclosed	Not disclosed
2022 to Dec 31, 2022	2,944	Not disclosed	Not disclosed	n/a	$127M	Not disclosed	Not disclosed	Not disclosed

Service providers and investment entities as filed (Schedule C and D, latest year first)

Merrill Lynch codes 28 51 $317,647 PY2024
Stacey Braun codes 28 51 $223,081 PY2024
Summit Actuarial Services codes 11 51 $89,400 PY2024

+26 more service providers

Every name, record and relationship behind this count, with the source on each.

Includes 3 days of DFX Intelligence. Then $249/month unless canceled.

Provenance

Identifiers: none on file

Cross-graph: no entry on another DFX graph

First observed Sep 15, 2026, last observed Sep 29, 2026. Classification confirmed. Every row above carries its source; a reported figure is the subject’s own, a derived one is arithmetic on reported figures, an estimated one is a model or a survey imputation and is never summed into a headline.

Not yet on record: managers.

Record history

2 dated events on the change ledger, latest first

Manager relationship ended
2023-12-31source
Total assets changed
2023-01-01source

The ledger records every merge, rename and reclassification this record went through and the dated filings observed on it, so the identity on this page can be traced to the records it was built from. The ledger's own sentences name other records, so they show with the names.

›Connections

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+6 connections on the graph

Includes 3 days of DFX Intelligence. Then $249/month unless canceled.