DFX Intelligence
This firm's name and 3 more Schedule C rows
Every figure, date and source on this page is shown. The names behind them, and every related record, open with the complete profile.
Includes 3 days of DFX Intelligence. Then $249/month unless canceled.
Investment consultant in North Carolina
unclassified· NC
No date on record · this record
unclassified
No date on record · this record
Advisory clients on the tape
1
Schedule C, ACFR
Public-system clients
0
ACFR and seeds
ADV institutional clients
n/a
Item 5.D
ADV institutional RAUM
Not disclosed
pension, government, charity, insurance, sovereign
ADV discretionary RAUM
Not disclosed
Item 5.F
Advisory clients
1 allocator
- Saint Augustines University Employees Pension Plan Investment adviser (plan)Trusteethrough Jun 30, 2025 Form 5500
Schedule C rows
6 rows, $99,164 direct compensation as filed
| Plan | Plan year | Codes | Relationship as filed | Direct compensation |
|---|---|---|---|---|
| Saint Augustines University Employees Pension Plan | 2024 | 27 | INV. MGT/ADV. | $25,000 |
| Lumbee Guaranty Bank Employees' Pension Plan | 2024 | 28 | NONE | $16,633 |
| Saint Augustines University Employees Pension Plan | 2023 | 21 27 | NONE | $25,000 |
+3 more Schedule C rows
Every name, record and relationship behind this count, with the source on each.
Includes 3 days of DFX Intelligence. Then $249/month unless canceled.
What changed
- with this firmaskebsa.dol.gov