Stories, October 2026, page 3

Oct 25Workday sells $750 million of 5.7% notes due 2029 in a $2.5 billion offering

Oct 25Foresight fund invests in Gilkes Energy's 1.8 GW Earba pumped storage project

Oct 26The DFX Briefing for October 26, 2026: Bertram Capital expands Industrial Distribution Portfolio Through Partnership with Motion & Control Enterprises

Oct 26Puma Growth Partners leads Azoma's $11.2 million Series A, smaller than most peers

Oct 26Triton Fund 6 completes United Initiators purchase from Equistone-advised funds

Oct 26Stone-Goff invests in Quandary Consultants, with Capital Southwest providing the debt

Oct 26William Blair buys Armentum Partners, adding debt and royalty monetization advice

Oct 26Hivest Capital Partners buys recycled paper maker Sustana, plans North American add-ons

Oct 26TFP Fertility Group buys Manchester Fertility Group, adding a Cheadle clinic and lab

Oct 26XPV Water Partners' Metron buys H2O Degree, adding in-unit water submetering

Oct 26Paine Schwartz backs family vitamin brand First Day through Fund VI, terms undisclosed

Oct 26RiverGlade sells Dynamic Access to Blue Sea Capital, keeps its home infusion sibling

Oct 26Bertram Capital expands industrial distribution portfolio through partnership with Motion & Control Enterprises

Oct 27The DFX Briefing for October 27, 2026: Six advisors leave RBC Capital Markets for Indivisible Partners

Oct 27Truelink Capital agrees to acquire Johnson Controls' Global Intrusion Products Business

Oct 27Openspace Capital leads OmniChat's $10 million Series A to scale its AI agents

Oct 27Spyglass Topco agrees to buy Surgery Partners for $23.50 a share in cash

Oct 27Teleios Capital Partners trims Quanex Building Products stake to 8.78% from 10.1%

Oct 27EdgePoint's 17.68% Mattel stake comes with a board seat under a cooperation deal

Oct 27Simcoe Capital Management trims its Koppers Holdings stake to 5.6% from 7%

Oct 27Warp Sciences, incorporated in 2026, reports $194.61 million sold to 50 investors

Oct 27Weave Communications takes a $190 million term loan as Francisco Partners closes buyout

Oct 27Rockefeller Capital Management adds 5 advisors from J.P. Morgan Securities

Oct 27Six advisors leave RBC Capital Markets for Indivisible Partners as group exits continue

Oct 27Seven advisors leave Truist for Rockefeller, which has added 14 groups in six months

Oct 27IMA Advisory Services absorbs 4 of TRG Investment Advisors' 6 advisors

Oct 275 Truist advisors join Raymond James, one of 40 groups it took in over six months

Oct 27Five advisors leave Sanctuary Advisors for Captrust on a single day

Oct 274 Raymond James advisors move to Janney, which has added 9 advisors in six months

Oct 27Beacon Pointe Advisors absorbs 6 of Worthpointe's 7 advisors

Oct 27Global Infrastructure Partners Tonalli Fund reports $1.1 billion sold in Form D

Oct 27Luxor Technology raises $16 million led by CMT Digital to scale AI compute trading

Oct 27Shrieve Chemical buys drilling fluid maker Clear Solutions to extend its energy segment

Oct 27Mercury Advisory reports $22.6 billion in regulatory assets, up 26% since August

Oct 27Orix Advisers' regulatory assets fall 48% to $5.0 billion from its August filing

Oct 27Cypress Growth Capital backs Vironix Health with undisclosed non-dilutive funding

Oct 27Gulf International Bank (UK) reports $8.0 billion in regulatory assets, up 61% since March

Oct 27Primary Wave Music adds Brian Vander Ark of the Verve Pipe to its run of artist deals

Oct 27ACR buys Ultra Green Packaging, its twelfth add-on since Oridian's investment

Oct 27North Vector Dynamics raises more than $20 million Series A led by Tech Horizons

Oct 28The DFX Briefing for October 28, 2026: Corient absorbs Capwealth Advisors and its ten advisors

Oct 28Fort Point Capital sells AMS Fulfillment to Stord, ending a hold that began in 2019

Oct 28EnerSys agrees to buy Ultralife at $16.00 a share in cash, with no financing condition

Oct 28Pictet Asset Management SA cuts Elastic stake to 4.9%, below the 5% reporting line

Oct 28Nippon Life lifts its Corebridge Financial stake to 29.4% through plan purchases

Oct 28Inspired Capital Partners files first Form D for $450 million Fund IV

Oct 28Plato raises $16 million Series A led by Nava Ventures

Oct 28Sava raises $10 million led by Gradient Ventures

Oct 28Rendezvous Robotics raises $20 million seed to build self-assembling spacecraft

Oct 28Titanium sponge startup American Advanced Materials raises $12.5 million seed round

Oct 28Corient takes all 10 Capwealth Advisors advisors amid 8 group moves since May

Oct 28Four advisors leave UBS for Elevation Point, which drew three group moves in six months

Oct 28Equitable Advisors draws four advisor groups since July, the latest from Edward Jones

Oct 28Independent Financial Partners draws seven advisors in three group moves over 90 days

Oct 28Slide Insurance Holdings refinances into $1.072 billion of secured credit facilities

Oct 28TA Associates acquires Rocscience for $535 million

Oct 28Easol's $30 million Series A extension includes $10 million of Viola Credit debt

Oct 28Ares Capital's Arcticom Group revolver moves from cash to 4.00% PIK interest

Oct 28Florida Food Products term loan's PIK rate rises to 8.00%, Ares Capital 10-Q shows

Oct 28NextGen Security enters Ares Capital's loan book with $19.1 million of debt

Oct 28Ares Capital's PFL MMA loan stood at $14.5 million under a changed borrower listing

Oct 28Ares Capital's latest 10-Q adds $16.5 million of debt to 1596213 B.C.

Oct 28Ares Capital adds Peel Ports Investments with $14.7 million of debt

Oct 28Ares Capital adds Pavement Bidco to its loan book with $17.1 million of debt

Oct 28Financiere N joins Ares Capital's loan book with $34 million of debt

Oct 28Essor Group Assets joins Ares Capital's loan book with $52.9 million of principal

Oct 28Ares Capital reports $12.1 million of debt to EAG Nexus Buyer, a new name in its book

Oct 28GLP Canada Bidco joins Ares Capital's loan book with $17.8 million of principal

Oct 28Ares Capital adds Newedge Capital Group to its loan book with $20.3 million

Oct 28Ares Capital's revolver to Aledade rose to $40.8 million, now listed as Aledade PBC

Oct 28ATL Precision Bidco joins Ares Capital's 510-borrower book with $12.4 million of debt

Oct 28Custom Ingredients joins Ares Capital's loan book with $31.2 million of principal

Oct 28Reveal Midco enters Ares Capital's loan book with $22.7 million of debt

Oct 29GE HealthCare Technologies' chief executive Jeannette Bankes to resign

Oct 29The DFX Briefing for October 29, 2026: Collective raises $100 million Series B led by General Catalyst

Oct 29Platinum Equity agrees to acquire EDP

Oct 29Energy Materials reports $41.65 million sold, above $6.4 million from its past offerings

Oct 29Crosslink Capital cuts Weave Communications stake below 5% to 0%

Oct 29HoldCo Opportunities Fund V reports 5% of BankUnited and talks with its board

Oct 294 LPL Financial advisors join Wells Fargo, which drew 66 groups in six months

Oct 294 Ameriprise advisors join Kestra, which has drawn 22 group moves in six months

Oct 29Form ADV lists Schroder US Holdings Inc., not Schroders US Holdings Inc, as Schroders Capital Management (Us)'s 75%-plus owner

Oct 29Flexpath Strategies lists Fiduciary Holdings, LLC as a 75%-plus owner on Form ADV

Oct 29Aureus Asset Management lists Aureus Holdings, LLC as a 75%-plus owner on Form ADV

Oct 29Gordian Capital Japan reports $726.6 million in regulatory assets, 60% below March

Oct 29Osaic pair joins Blue Horizon Equity, which has drawn three advisor groups in 90 days

Oct 29IVP leads $55 million round in Wabi at a $1.25 billion valuation

Oct 29Wearable atrial fibrillation device maker StimCardio raises $30 million Series A

Oct 29Wrapped Health raises $2.1 million pre-seed led by Lightbank and Arteria Capital

Oct 29Urologic Design raises $1.2 million to prepare a first human study of its device

Oct 29Ryse opens a Regulation A offering of up to $40.95 million to fund trade sales

Oct 29Speyside Equity Advisers buys TAPCO Tube, a Pennsylvania steel tubing maker

Oct 29Bandwidth enlarges its revolving credit facility to $200 million and extends it to 2031

Oct 29United Rentals sells $700 million of 2029 notes after investment grade ratings

Oct 29New Jersey Resources lifts its revolver to $650 million and extends it to 2031

Oct 29Collective raises $100 million Series B led by General Catalyst

Oct 30The DFX Briefing for October 30, 2026: Platinum Equity agrees to acquire EDP