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DFX Intelligence

Stories, November 2026

Tuesday, November 3, 2026How we report

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Nov 1Debt 8-Ks in October 2026: 415 filings, against an average of 404 in the five months before
Nov 1The DFX Briefing for November 1, 2026: Seven advisors leave Truist Advisory Services for Captrust
Nov 1Fintech OPay raises $304 million ahead of NYSE debut at over $4 billion
Nov 1Casap raises $56 million Series B led by Base10 Partners
Nov 1Four advisors leave Merrill for Morgan Stanley, which drew 35 groups since May
Nov 1Stonepeak completes its acquisition of Estia Health
Nov 1Stonepeak completes its acquisition of BMO’s Transportation
Nov 1Stonepeak completes its acquisition of Chicago Parking Meters
Nov 1Genesis Park backs Star Step Preformance Coatings Group, no price disclosed
Nov 1Providence Equity Partners agrees to buy gym franchisor Fitness Park after VivaGym
Nov 2The DFX Briefing for November 2, 2026: Six advisors leave Truist Advisory Services for Captrust
Nov 2Northwood Space raises $375 million Series C to expand its satellite ground network
Nov 2HealthEdge returns to Columbus Organization, buying a majority stake from CareSource
Nov 2Svoboda Capital Partners agrees to back healthcare consultancy 120/80 Health Group
Nov 2Bluespring Wealth Management's regulatory assets reach $7.8 billion, up 44% since July
Nov 2Form ADV lists Marsh Agency LLC, not Accel Holdings, Inc., as Accel Wealth Management's 75%-plus owner
Nov 2Hull Street Energy buys PSP's FirstLight fleet, nearly 1,400 MW in the Northeast
Nov 2Specific Biologics raises $35 million Series A to take its ALS gene editor into patients
Nov 2Audit AI maker Clark raises $11 million seed round led by Touring Capital
Nov 3The DFX Briefing for November 3, 2026: Hightower Advisors absorbs Valley Financial Group and its four advisors
Nov 3Platinum Equity acquires Warren Valve
Nov 3Syndax Pharmaceuticals names Aaron A. Ondrey chief financial officer
Nov 3Diversified Energy raises borrowing base to $1 billion with maturity tied to 2029 bonds