DFX Intelligence
Reading the graph
Reading the graph
a same-day team move names the losing and gaining firm; recruiters, custodians and aggregators act on it within days. Team of 3 advisors, 0.0% of the 9,349 advisors the losing firm registers; roughly $294M of RAUM at that firm's average per advisor (estimate, not a disclosed figure). Evidence class: derived; source IAPD individual compilation feed (every investment adviser representative, daily).
U•• F•••••••• S••••••• I••• · firm
computed from facts with a stated formula and window
DFX product: Advisor Recruiting Intelligence
3 advisors left U•• F•••••••• S••••••• I••• (Mill Valley, CA) for R•••••• J•••• • A••••••••• I••• on the same day
Why now: Dated 2026-09-11 (filing); first seen by DFX 2026-09-15.
Earlier readings: reading (Jun 16, 2026) → reading (Jun 16, 2026) → reading (Jun 17, 2026) → reading (Jun 22, 2026) → reading (Jun 25, 2026) → reading (Jun 30, 2026) → reading (Jul 21, 2026) → reading (Jul 30, 2026) → reading (Aug 3, 2026) → reading (Aug 6, 2026) → reading (Aug 11, 2026)
Buyer classes for this family: RIA aggregators, Advisor recruiters, Custodians, RIA principals.
the registrations are a re-registration under a renamed firm
No credit, portfolio or investment lead on the roster.
the registrations are a re-registration under a renamed firm
Not yet on record: advisors, historical lift, median warning.
Rank 46.5: consequence 2, commercial 5, timeliness 5, novelty 5, confidence 4, magnitude 1, affected 2, actionability 3
Family: team lift out · public · computed today