DFX Intelligence
Reading the graph
Reading the graph
a same-day team move names the losing and gaining firm; recruiters, custodians and aggregators act on it within days. Team of 2 advisors, 0.5% of the 364 advisors the losing firm registers; roughly $70M of RAUM at that firm's average per advisor (estimate, not a disclosed figure). Evidence class: derived; source IAPD individual compilation feed (every investment adviser representative, daily).
U••••• P•••••••• F•••••••• S••••••• O• A•••••• A• L•••••• P•••••• · firm
computed from facts with a stated formula and window
DFX product: Advisor Recruiting Intelligence
2 advisors left U••••• P•••••••• F•••••••• S••••••• O• A•••••• A• L•••••• P•••••• (Roseville, CA) for T•• A•••••••• G•••• on the same day
Why now: Dated 2026-09-08 (filing); first seen by DFX 2026-09-23.
Earlier readings: reading (Jun 17, 2026) → reading (Sep 8, 2026), this reading
Buyer classes for this family: RIA aggregators, Advisor recruiters, Custodians, RIA principals.
the registrations are a re-registration under a renamed firm
No credit, portfolio or investment lead on the roster.
the registrations are a re-registration under a renamed firm
Not yet on record: advisors, historical lift, median warning.
Rank 44.5: consequence 2, commercial 5, timeliness 5, novelty 5, confidence 4, magnitude 0, affected 2, actionability 3
Family: team lift out · public · computed today