DFX Intelligence
Reading the graph
Reading the graph
a same-day team move names the losing and gaining firm; recruiters, custodians and aggregators act on it within days. Team of 3 advisors, 0.0% of the 16,954 advisors the losing firm registers; roughly $242M of RAUM at that firm's average per advisor (estimate, not a disclosed figure). Evidence class: derived; source IAPD individual compilation feed (every investment adviser representative, daily).
S•••••••• A••••••• L•• · firm
computed from facts with a stated formula and window
DFX product: Advisor Recruiting Intelligence
3 advisors left S•••••••• A••••••• L•• (Smithfield, RI) for V••• F•••••••• A•••••••• I••• within 15 days
Why now: Dated 2026-05-27 (filing); first seen by DFX 2026-09-16.
Buyer classes for this family: RIA aggregators, Advisor recruiters, Custodians, RIA principals.
the registrations are a re-registration under a renamed firm
No credit, portfolio or investment lead on the roster.
the registrations are a re-registration under a renamed firm
Not yet on record: advisors, historical lift, median warning.
Rank 42.5: consequence 2, commercial 5, timeliness 3, novelty 5, confidence 4, magnitude 1, affected 2, actionability 3
Family: team lift out · public · computed today