DFX Intelligence

••• Locked | DFX Data Factory

NewDerived metricAdvisor Recruiting IntelligenceAug 26, 2026 · first seen 9 days ago

••• Locked

a same-day team move names the losing and gaining firm; recruiters, custodians and aggregators act on it within days. Team of 3 advisors. Evidence class: derived; source IAPD individual compilation feed (every investment adviser representative, daily).

C•••••• O•• C•••••• M••••••••• · firm

computed from facts with a stated formula and window

Happened 2026-08-26First seen 2026-09-15

Confidence: 85%
Parties affected: 2, 2 who benefit

Open the record Universe: firms in motion

DFX product: Advisor Recruiting Intelligence

What changed

3 advisors left C•••••• O•• C•••••• M••••••••• (Portsmouth, NH) for M••••• G••••• A••••••• I••• on the same day

Why now: Dated 2026-08-26 (filing); first seen by DFX 2026-09-15.

Who this matters to

only relationships the graph supports

Primary

CHARTER OAK CAPITAL MANAGEMENTadverse
lost the team. the firm that lost advisors · DFX signal history · Aug 26, 2026

Secondary

MERCER GLOBAL ADVISORS INC.favourable
gained the team. the destination firm · DFX signal history · Aug 26, 2026

Potential beneficiaries

Advisor recruiters (class)favourable
recruits from firms in motion. colleagues follow a team · class level, no firm named
Custodians (class)favourable
custodies the moving assets. assets re-paper on a move · class level, no firm named

Buyer classes for this family: RIA aggregators, Advisor recruiters, Custodians, RIA principals.

What would make this wrong

the registrations are a re-registration under a renamed firm

Who would own this decision

public roster names; business contact details are an account feature

No credit, portfolio or investment lead on the roster.

Everyone else on the roster (6)

A•••••• D•••• F••••• · Regional Vice President · M••••• G••••• A••••••• I•••
R••••• H•••••• K••••• · Regional Vice President · M••••• G••••• A••••••• I•••
A••••• D•••• M•••••• · Partner · M••••• G••••• A••••••• I•••
J•••••• S•••• T•••••• · Managing Member/Chief Compliance Officer · C•••••• O•• C•••••• M•••••••••
T••• M•••••• C•••• · Partner · C•••••• O•• C•••••• M•••••••••
S•••• S•••••• C•••• · Partner · C•••••• O•• C•••••• M•••••••••

Evidence

Evidence, method and the rank's parts

Sources

IAPD individual compilation feed (every investment adviser representative, daily) · Aug 26, 2026adviserinfo.sec.gov

What would make this less concerning

the registrations are a re-registration under a renamed firm

Actionability, eleven dimensions (0 to 5)

novelty5
confidence4
timeliness5
actionability3
affected entities2
economic magnitude1
financing consequence0
portfolio consequence2
commercial consequence5
investment consequence1
fundraising consequence

More advisor recruiting intelligence signals

L•• F•••••••• L••exposure unknownSep 11, 2026
U•• F•••••••• S••••••• I•••exposure unknownSep 3, 2026
R•••••• J•••• F•••••••• S••••••• A•••••••• I••exposure unknownAug 31, 2026

All 387 advisor recruiting intelligence signals

Not yet on record: advisors, historical lift, median warning.