DFX Intelligence
Reading the graph
Reading the graph
a 25% RAUM move on a large firm is a dated business event; declines name acquisition and recruiting targets, rises name winners. Evidence class: derived; source SEC Form ADV filing data 2011-2024 (FOIA extract).
T••• O•• E•• C•••••• · firm
computed from facts with a stated formula and window
DFX product: Advisor Recruiting Intelligence
T••• O•• E•• C•••••• reported RAUM $1.1B, up 87% from $566.1M (2026-03-02 to 2026-05-28)
Why now: Dated 2026-05-28 (filing); first seen by DFX 2026-09-15.
Buyer classes for this family: RIA aggregators, Advisor recruiters, Custodians, PE sponsors.
the move is a reporting-basis change on the ADV
No credit, portfolio or investment lead on the roster.
the move is a reporting-basis change on the ADV
Not yet on record: USD RAUM, historical lift, median warning.
Rank 38.0: consequence 2, commercial 4, timeliness 3, novelty 5, confidence 5, magnitude 0, affected 1, actionability 2
Family: raum change · public · computed today