DFX Intelligence
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K••••• L••
Single family office (confirmed)Top 500· Stamford, CT
Single family office (confirmed), based in Stamford, CT, with 4 direct investments on record.
Composed from this office's classification, location and record.
As of · the latest observation of this office; filed figures carry their own filing dates
- Direct investments
- 4
- Decision makers
- 3 of 3
- Last deployment
- May 2024
Deal announcements, Form D and filings
The office's site, Form ADV Schedule A and filings
The latest dated investment or commitment on record
As of · the latest observation of this office; filed figures carry their own filing dates
Nothing material in the last 365 days. Last change: 15 Sep 2026, ••• Locked.
Readings, classification basis and verificationidentity confidence 75% · 28 observations · 3 sourcesShowHide
Single family office (confirmed)Verified Sep 21, 2026 (3 days ago)3 people · 4 investments · 0 public positions · 10 events
Why this class: A Schedule 13D filed by K•••••'s clients (sc13damtech.htm, filed for G••• I••••• F•••••••••/Tech, independent of our own source which was a K•• T••••••••• 2018 proxy) defines K••••• L•• as 'a family office that provides investment management services to its family clients,' and the entities it serves trace to trusts for the benefit of J••••••• D. S••••••'s family..
Direct investing
75
high
Each reading is 0 to 100 from the listed components in the evidence section; hover a tile for what it measures. No evidence yet of: external managers, private markets, sponsor-friendly, real estate, co-investment.
Profile completeness 38% (high value, high value shallow; the most valuable missing fact is contacts)
identityclassificationwealth origincapital-scale evidencepeoplecontactsmandatedirect investmentsfund relationshipsco-investorssponsor relationshipsreal estatepublic holdingsrecent eventsprovenancefreshness
Overviewshow
- Classification
- Single family office (confirmed)
- Description
- ••• Locked
- Headquarters
- ••• Locked
- Office address
- unknown
- Business phone
- unknown
- Website
- unknown
- Year established
- unknown
- Assets under management
- unknown
- Capital scale
- Reported office AUM: unknown. No public number of any kind.
Classification history
- Sep 15, 2026Single family office (confirmed) 75%A Schedule 13D filed by K•••••'s clients (sc13damtech.htm, filed for G••• I••••• F•••••••••/Tech, independent of our own source which was a K•• T••••••••• 2018 proxy) defines K••••• L•• as 'a family office that provides investment management services to its family clients,' and the entities it serves trace to trusts for the benefit of J••••••• D. S••••••'s family.Factverifiedsec.gov“••• Locked”
- Sep 14, 2026Single family office (probable) 70%a filing by a third party describes it as a single family office (cited)Fact
- Sep 14, 2026Candidate 25%no rule matched; held as a candidate pending researchInference
Family and wealth originshow
- Family served
- The family of J••••••• D. S••••••; the family trust reporting through K••••• is held FBO the issue of J••••••• D. S••••••.
- Source of wealth
- unknown
- Operating company origin
- unknown
Team3 people, 3 with investment decisions, decision makers firstshow
| Person | Title | Responsibility | Business contact | Source |
|---|---|---|---|---|
| B•••• O•••• | President and Chief Investment Officer | Chief investment officer · investment decisions | none on record | sec.gov Fact |
| R••••• A•••••• | Portfolio Manager | Public markets · investment decisions | none on record | |
| G•••••• L•••• | General Counsel | Operations and finance · investment decisions | none on record | sec.gov Fact |
Signals and timeline7show
Most significant first: what kind of change it is, its size, whose change it is, and how recent. 7 events. 13F position changes are under Public stakes and holdings.
- Jan 2, 2018Office discovered••• LockedDiscoveryFactsec.gov
- Sep 15, 2026Classification changed••• Lockedc•••••••••Factsec.gov
- Sep 14, 2026Classification changed••• Lockedc•••••••••Factno URL
- May 10, 2024Direct investment••• LockedDirect investmentsFactsec.gov
- Jun 1, 2023Direct investment••• LockedDirect investmentsFactsec.gov
Full timeline · 7 eventsShow fewer
- Mar 21, 2018Direct investment••• LockedDirect investmentsFactsec.gov
- Jun 20, 2016Direct investment••• LockedDirect investmentsFactglobenewswire.com
Investment mandateshow
Stated (their words, cited)
No cited statement of mandate on the record.
Observed (from the investment record)
No investments on the record yet, so nothing is observed.
Inferred (regulatory shape and team)
Nothing to infer from.
- Invests directly
- The office buys concentrated minority stakes in listed companies directly, filing Schedule 13Ds in its own vehicles' names rather than allocating to outside managers.
- Allocates to managers
- unknown
- Asset classes
- Small-capitalization U.S. public equities are the office's disclosed asset class; every SEC position it reports is common stock of a small-cap listed company.
- Sectors
- Industrial and technology small caps: energy-services fabrication (G••• I••••• F•••••••••), semiconductor equipment (A••••• S••••••), food processing equipment (K•• T•••••••••), software (Evolving Systems).
- Geography
- United States listed equities; every disclosed issuer is a U.S. domestic filer.
- Check size
- unknown
Direct investmentsshow
No substantiated direct investment on the record. Absence here is absence of evidence, not evidence of absence.
Fund and manager relationshipsshow
No fund commitment or manager relationship on the record. Commitment amounts are shown only when public.
Public stakes and holdingsshow
Stakes the office filed (Schedule 13D, 13G, Section 16)What these filings areFrom EDGAR's index of the office's own filings. A 13D is a stake of 5% or more held with intent, a 13G one held passively, a Form 3, 4 or 5 the office as an insider of the issuer. The size of the stake is inside each filing and is not shown here.
| First filed | Issuer | Filed as | Filings |
|---|---|---|---|
| May 10, 2024 | A••••• S••••••• I••• | Section 16 insider | ••• Locked sec.gov |
| Jun 1, 2023 | G••• I••••• F••••••••• I••• | Section 16 insider | ••• Locked sec.gov |
| Mar 21, 2018 | G••• I••••• F••••••••• I••• | Section 16 insider | ••• Locked sec.gov |
| Jun 20, 2016 | K•• T••••••••• I••• | Section 16 insider | ••• Locked globenewswire.com |
Form 13F holdings
No 13F filing on the record for this office.
Real estateshow
No documented real estate ownership link. A property is attributed to an office only through a documented control relationship, never from a surname.
Co-investorsshow
No co-investor on the record.
Independent sponsor relationshipsshow
No cited relationship to an independent sponsor.
Related entities1show
Sources and evidence28show
Every observation behind this profile: the value, when it was effective, the source, the quote where there is one, and whether it is a fact, an inference or an estimate. 28 shown.
Score components
Freshness
+100 d••• s•••• t•• n••••• s••••••••• f••• o• a•••••• v••••••••• (1 days)
Contactability
+30 n•••• d••••••••• (••• Locked)
+10 v••••••• b••••••• p••••• (1)
Data confidence
+10 d•••••••••
+10 s••••• m••••••
+10 p•••••
+15 i•••••••••
+15 i••••••••• s•••••• (3 sources)
Active deployment
no components; scored 0
Exists confidence
+30 i••••••••• s•••••• (3 sources)
+30 a•••••••••
Research priority
+15 s••••• f••••• o• f••••• i••••••••• c••••••
+12 d••••• i••••••••• o• r•••••
+2 n• w•••••• k•••• •••••••• w•••• f••• o•••
+0 r••• (276)
Mandate confidence
+40 m•••••• s•••••••• b• o••••••• i•••••••••
+20 s••••• m•••••• o• t•• r•••••
Identity confidence
+75 c••••••••• (••• Locked)
Real estate propensity
no components; scored 0
Co investment propensity
no components; scored 0
Family identity confidence
+40 f••••• n•••• (••• Locked)
Private markets propensity
no components; scored 0
Current activity confidence
no components; scored 0
External manager propensity
no components; scored 0
Direct investment propensity
+60 o••••••• d••••• i••••••••• (4 on the record)
+15 d••••• i••••••••• p••••••••• o• s••••
Independent sponsor propensity
no components; scored 0
View all 28 observationsShow fewer
| Fact | Value | Effective | Source | Class |
|---|---|---|---|---|
| Asset classes | ••• Locked “••• Locked” | Jun 22, 2016 | DFX analyst research (General-assisted, every claim URL-cited) globenewswire.com | Inference |
| Board participation | ••• Locked “••• Locked” | Jun 2, 2023 | DFX analyst research (General-assisted, every claim URL-cited) sec.gov | Fact |
| Control preference | ••• Locked “••• Locked” | Jun 22, 2016 | DFX analyst research (General-assisted, every claim URL-cited) globenewswire.com | Inference |
| Decision rights | ••• Locked “••• Locked” | May 14, 2024 | DFX analyst research (General-assisted, every claim URL-cited) sec.gov | Fact |
| Decision rights | ••• Locked “••• Locked” | Mar 22, 2018 | DFX analyst research (General-assisted, every claim URL-cited) sec.gov | Fact |
| Decision rights | ••• Locked “••• Locked” | Mar 22, 2018 | DFX analyst research (General-assisted, every claim URL-cited) sec.gov | Fact |
| Description | ••• Locked “••• Locked” | May 14, 2024 | DFX analyst research (General-assisted, every claim URL-cited) sec.gov | Fact |
| Description | ••• Locked “••• Locked” | May 14, 2024 | DFX analyst research (General-assisted, every claim URL-cited) sec.gov | Fact |
| Description | ••• Locked “••• Locked” | Mar 22, 2018 | DFX analyst research (General-assisted, every claim URL-cited) sec.gov | Fact |
| Edgar fts discovery | family office | Jan 2, 2018 | SEC EDGAR full-text search (a filing sentence that says what an entity is, quoted with its URL) sec.gov | Fact |
| Family involvement | ••• Locked “••• Locked” | May 14, 2024 | DFX analyst research (General-assisted, every claim URL-cited) sec.gov | Fact |
| Family served | S•••••• family “••• Locked” | n/a | DFX analyst research (General-assisted, every claim URL-cited) futurefamilyoffice.net | Fact |
| Family served | ••• Locked “••• Locked” | May 14, 2024 | DFX analyst research (General-assisted, every claim URL-cited) sec.gov | Fact |
| Geographic mandate | ••• Locked “••• Locked” | Jun 2, 2023 | DFX analyst research (General-assisted, every claim URL-cited) sec.gov | Inference |
| Headquarters | ••• Locked “••• Locked” | Mar 22, 2018 | DFX analyst research (General-assisted, every claim URL-cited) sec.gov | Fact |
| Headquarters | Stamford, Connecticut | Jan 2, 2018 | SEC EDGAR full-text search (a filing sentence that says what an entity is, quoted with its URL) sec.gov | Fact |
| Headquarters | ••• Locked “••• Locked” | Jun 22, 2016 | DFX analyst research (General-assisted, every claim URL-cited) globenewswire.com | Fact |
| Invests directly | ••• Locked “••• Locked” | Mar 22, 2018 | DFX analyst research (General-assisted, every claim URL-cited) sec.gov | Inference |
| Legal entity | ••• Locked “••• Locked” | May 14, 2024 | DFX analyst research (General-assisted, every claim URL-cited) sec.gov | Fact |
| Legal entity | ••• Locked “••• Locked” | Mar 22, 2018 | DFX analyst research (General-assisted, every claim URL-cited) sec.gov | Fact |
| Office type (stated) | Single family office “••• Locked” | Sep 15, 2026 | DFX analyst research (General-assisted, every claim URL-cited) sec.gov | Fact |
| Office type (stated) | Single family office | Jan 2, 2018 | SEC EDGAR full-text search (a filing sentence that says what an entity is, quoted with its URL) sec.gov | Fact |
| Operating model inhouse | ••• Locked “••• Locked” | May 14, 2024 | DFX analyst research (General-assisted, every claim URL-cited) sec.gov | Fact |
| Operating model inhouse | ••• Locked “••• Locked” | Mar 22, 2018 | DFX analyst research (General-assisted, every claim URL-cited) sec.gov | Fact |
| Sectors | ••• Locked “••• Locked” | May 14, 2024 | DFX analyst research (General-assisted, every claim URL-cited) sec.gov | Inference |
| Sponsor behavior | ••• Locked “••• Locked” | Mar 22, 2018 | DFX analyst research (General-assisted, every claim URL-cited) sec.gov | Fact |
| Website search | Not found | Sep 16, 2026 | DFX model output (c••••••••• rules, scores, mandates, matches) no URL | Inference |
| Website search | Not found | Sep 14, 2026 | DFX model output (c••••••••• rules, scores, mandates, matches) no URL | Inference |
Not yet on record: capital scale.