C••••• S••••• A•••• M••••••••• L••

Direct lenderBDC adviserOpportunistic creditPrivate credit fund manager· New York, NY

Direct lender, based in New York, NY, advising 1 BDC.

Composed from this provider's classification, location and filed figures.

No date on record · the latest BDC schedule or sponsor pairing on record for this provider

Credit fund assets: $775M

BDCs (1)Credit funds

No date on record · the latest BDC schedule or sponsor pairing on record for this provider

Nothing material in the last 200 days. No dated change on record yet.

Every figure, and the identifiersCRD 106012 · 2 other DFX graphsShow

Direct lenderOpportunistic creditPrivate credit fund managerDistressed and special situations credit (candidate)CRD 106012

BDCs managed

read from each BDC's 10-K

BDC fair value

not read yet

latest schedules, summed

BDC principal held

not read yet

debt pieces, the filers' figures

Credit funds

Form ADV Schedule D

Borrowers

across BDCs and named deals

Sponsors

sponsor x lender pairs

Adviser RAUM

not established

as filed on Form ADV

On other DFX graphs

shared identifiers only

BDCs managed

BDC	Fair value	Borrowers	As of
C••••• S••••• P••• V••• B••• I•••	Not disclosed	n/a	n/a

Sponsor relationships

by borrowers financed across the provider's BDCs

No sponsor attributed on any borrower this provider holds.

All 0 pairs

Named as lender on a deal

carried from sponsor and lender announcements

No deal announcement on the graph names this provider as a lender.

Facilities held or named

0 on the graph

The provider's pieces sit on its BDCs' pages; no facility is held in this entity's own name.

Credit funds on Form ADV

candidates by name; Form ADV has no private credit fund type

Fund	Gross assets	First reported
C••••• S••••• C•••••••• C••••• S•••••••• L•• Other Private Fund	$259M Apr 27, 2015	Mar 31, 2015
C••••• S••••• D••••• S••••• L••• O••••••• F••• L••• Other Private Fund	$146M Jan 14, 2013	Mar 30, 2012
C••••• S••••• F•••• B••••• F••• I••••••••• V• H•••••••• L•• Private Equity Fund	$126M Jan 14, 2013	Mar 30, 2012
C••••• S••••• F•••• I••••• O••••••••• F••• L••• Hedge Fund	$103M Jul 21, 2015	Oct 17, 2012
C••••• S••••••••• I••••••••• F•••• L••• Private Equity Fund	$45.5M Jan 14, 2013	Mar 30, 2012

All 21 fundslargest gross assets first

Fund	Gross assets	First reported
C••••• S••••• S••••••••• T•••••• V••••••••• F•••• L••• Hedge Fund	$21.8M Oct 31, 2016	Oct 17, 2012
C••••• S••••••••• V•••••• F•••• L••• Private Equity Fund	$16.2M Jan 14, 2014	Mar 30, 2012
C••••• S••••• S••••••••• T•••••• C•• 2•• F•••• L••• Hedge Fund	$11.4M Dec 4, 2014	Oct 17, 2012
C••••• S••••• F•••• B••••• F••• I••••••••• V•• L••• Private Equity Fund	$11.2M Feb 28, 2018	Mar 28, 2013
C••••• S••••• F•••• B••••• F••• I••••••••• V••• ••••••••• L••• Private Equity Fund	$10.8M Feb 28, 2018	Mar 30, 2012
C••••• S••••• F•••• B••••• I••••••••• P••••••••• V• ••••••••• L••• Private Equity Fund	$8.5M Feb 28, 2018	Mar 28, 2013
C••••• S••••• G•••• C•••••••• P•••• L••• Hedge Fund	$7.5M Jan 25, 2017	Mar 30, 2012
C••••• S••••• C••••• S••••••••• L••••••••• T•••• Other Private Fund	$5.0M Feb 29, 2016	Mar 28, 2013
C••••• S••••• P••••••••• F••• ••••••• L••• Other Private Fund	$1.1M Jun 6, 2013	Mar 30, 2012
P•••••• D••••••••• O••••••••• F••• L••• Hedge Fund	$974,659 Apr 27, 2015	Mar 30, 2012
C••••• S••••• F•••• B••••• I••••••••• E•••••••• A•••••••• L••• Private Equity Fund	$612,506 Feb 29, 2016	Mar 30, 2012
C••••• S••••• S••••••• P••••••• H•••••• L••• Private Equity Fund	$483,032 Mar 28, 2014	Mar 30, 2012
C••••• S••••• F•••• B••••• U••• E•••••••• A•••••••• L••• Private Equity Fund	$395,330 Feb 29, 2016	Mar 30, 2012
D••••• S••••• L••• I••••• F•••• L••• Other Private Fund	$4,942 Feb 2, 2023	Mar 30, 2020
C••••• S••••• C••••••••• C••••••••• L••• Private Equity Fund	$0 Jan 14, 2013	Mar 30, 2012
C••••• S••••• S••••••••• T•••••• M••••••••• M••••• F•••• L••• Hedge Fund	$0 Aug 28, 2013	Jun 29, 2012

What changed

Events sit on the BDC and borrower pages; nothing at the provider level yet.

How this provider is known

Direct lender: probable · bdc adviser 10kreportedsec.gov"••• Locked"
Private credit fund manager: probable · adv credit fundsestimated"••• Locked"
Opportunistic credit: probable · adv credit fundsestimated"••• Locked"
Direct lender: probable · adv credit fundsestimated"••• Locked"
Distressed and special situations credit: candidate · adv credit fundsestimated"••• Locked"
RIA Intelligence: C••••• S••••• A•••• M••••••••• L••reportedshared crd
RIA Intelligence: C••••• S••••• A•••• M••••••••• L••derivedname unique adv

Not yet on record: BDC fair value, borrowers, sponsors.