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CLO managerForm ADV filerOpportunistic creditPrivate credit fund manager· Chicago, IL

CLO manager, based in Chicago, IL, reporting $5.7B of gross assets across 21 credit funds.

Composed from this provider's classification, location and filed figures.

No date on record · the latest BDC schedule or sponsor pairing on record for this provider

Credit fund assets: $5.7B

Credit funds

No date on record · the latest BDC schedule or sponsor pairing on record for this provider

Nothing material in the last 200 days. No dated change on record yet.

Every figure, and the identifiersCRD 155584 · CIK 1521019 · 1 other DFX graphsShow

CLO managerOpportunistic creditPrivate credit fund managerDirect lender (candidate)CRD 155584

BDCs managed

read from each BDC's 10-K

BDC fair value

no BDC

latest schedules, summed

BDC principal held

no BDC

debt pieces, the filers' figures

Credit funds

$5.7B gross assets on ADV

Borrowers

across BDCs and named deals

Sponsors

sponsor x lender pairs

Adviser RAUM

not established

as filed on Form ADV

On other DFX graphs

shared identifiers only

BDCs managed

No BDC names this provider as its adviser (or its 10-K has not been read yet).

Sponsor relationships

by borrowers financed across the provider's BDCs

No sponsor attributed on any borrower this provider holds.

All 0 pairs

Named as lender on a deal

carried from sponsor and lender announcements

No deal announcement on the graph names this provider as a lender.

Facilities held or named

0 on the graph

The provider's pieces sit on its BDCs' pages; no facility is held in this entity's own name.

Credit funds on Form ADV

candidates by name; Form ADV has no private credit fund type

Fund	Gross assets	First reported
N••••• S••••• L••• F•••• L• Other Private Fund	$588M Jul 31, 2024	Mar 30, 2012
S••••••• C•• X•••• L••• Securitized Asset Fund	$568M Jul 31, 2024	Mar 24, 2022
S••••••• C•• X•• L••• Securitized Asset Fund	$560M Jul 31, 2024	Feb 13, 2015
C••••••••• S••••• C•• I• L•••••• P••••••••• Securitized Asset Fund	$555M Jul 31, 2024	Mar 28, 2013
S••••••• C•• X••• L••• Securitized Asset Fund	$457M Jul 31, 2024	Apr 26, 2018

All 21 fundslargest gross assets first

Fund	Gross assets	First reported
S••••••• C•• X••••• L••• Securitized Asset Fund	$428M Jul 31, 2024	Dec 14, 2016
S••••••• C•• X•• L••• Securitized Asset Fund	$386M Jul 31, 2024	Mar 29, 2019
S••••••• C•• X•••• L••• Securitized Asset Fund	$386M Jul 31, 2024	Mar 31, 2020
S••••••• C•• X••• L••• Securitized Asset Fund	$382M Jul 31, 2024	Jun 26, 2019
S••••••• C•• X••• L•• Securitized Asset Fund	$375M Jul 31, 2024	Jul 21, 2015
N••••• C•• I••••••• F•••• L• Hedge Fund	$331M Jul 31, 2024	Feb 23, 2021
S••••••• C•• X•••• L••• Securitized Asset Fund	$181M Jul 31, 2024	Mar 30, 2016
N••••• C•• O••••••••• M••••• F••• L• Hedge Fund	$165M Jul 31, 2024	Mar 15, 2024
N••••• C•• O••••••••• F•••• L• Hedge Fund	$165M Jul 31, 2024	Mar 24, 2023
N••••• C•• I••••••• F••• I•• L• Hedge Fund	$91.2M Jul 31, 2024	Mar 15, 2024
N••••• C•• I••••••• F••••• F••• I•• L• Hedge Fund	$50.5M Jul 31, 2024	Mar 24, 2023
N••••• L••••••••• C••••• F•••• L• Hedge Fund	$17.9M Jul 31, 2024	Mar 30, 2012
S••••••• C•• X••• L••• Securitized Asset Fund	$1.4M Jul 31, 2024	Aug 27, 2014
C••••••••• S••••• C•• V• L••• Securitized Asset Fund	$207,132 Dec 15, 2021	Mar 30, 2012
B•••••• C•• H•••••••• L••• Other Private Fund	$36,853 Dec 15, 2021	Mar 30, 2012
C••••••••• S••••• C•• X••• L••• Securitized Asset Fund	$0 Jul 31, 2024	Mar 31, 2014

What changed

Events sit on the BDC and borrower pages; nothing at the provider level yet.

How this provider is known

Private credit fund manager: probable · adv credit fundsestimated"••• Locked"
CLO manager: probable · adv credit fundsestimated"••• Locked"
Opportunistic credit: probable · adv credit fundsestimated"••• Locked"
Direct lender: candidate · adv credit fundsestimated"••• Locked"
RIA Intelligence: N••••• A•••• M••••••••• L••reportedshared crd

Not yet on record: borrowers, sponsors.