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CLO managerForm ADV filer· Chicago, IL

CLO manager, based in Chicago, IL, reporting $9.3B of gross assets across 19 credit funds.

Composed from this provider's classification, location and filed figures.

No date on record · the latest BDC schedule or sponsor pairing on record for this provider

Credit fund assets: $9.3B

Credit funds

No date on record · the latest BDC schedule or sponsor pairing on record for this provider

Nothing material in the last 200 days. No dated change on record yet.

Every figure, and the identifiersCRD 306601 · 1 other DFX graphsShow

CLO managerPrivate credit fund manager (candidate)CRD 306601

BDCs managed

read from each BDC's 10-K

BDC fair value

no BDC

latest schedules, summed

BDC principal held

no BDC

debt pieces, the filers' figures

Credit funds

$9.3B gross assets on ADV

Borrowers

across BDCs and named deals

Sponsors

sponsor x lender pairs

Adviser RAUM

not established

as filed on Form ADV

On other DFX graphs

shared identifiers only

BDCs managed

No BDC names this provider as its adviser (or its 10-K has not been read yet).

Sponsor relationships

by borrowers financed across the provider's BDCs

No sponsor attributed on any borrower this provider holds.

All 0 pairs

Named as lender on a deal

carried from sponsor and lender announcements

No deal announcement on the graph names this provider as a lender.

Facilities held or named

0 on the graph

The provider's pieces sit on its BDCs' pages; no facility is held in this entity's own name.

Credit funds on Form ADV

candidates by name; Form ADV has no private credit fund type

Fund	Gross assets	First reported
N•••••••• B••••• L••• A••••••• C•• 4•• L••• Securitized Asset Fund	$630M Oct 2, 2024	Mar 31, 2023
N•••••••• B••••• L••• A••••••• C•• 4•• L••• Securitized Asset Fund	$588M Oct 2, 2024	Mar 31, 2022
N•••••••• B••••• L••• A••••••• C•• 4•• L••• Securitized Asset Fund	$587M Oct 2, 2024	Mar 31, 2022
N•••••••• B••••• L••• A••••••• C•• 4•• L••• Securitized Asset Fund	$587M Oct 2, 2024	Mar 31, 2022
N•••••••• B••••• L••• A••••••• C•• 4•• L••• Securitized Asset Fund	$585M Oct 2, 2024	Mar 31, 2023

All 19 fundslargest gross assets first

Fund	Gross assets	First reported
N•••••••• B••••• L••• A••••••• C•• 4•• L••• Securitized Asset Fund	$584M Oct 2, 2024	Mar 31, 2022
N•••••••• B••••• L••• A••••••• C•• 4•• L••• Securitized Asset Fund	$584M Oct 2, 2024	Mar 31, 2022
N•••••••• B••••• L••• A••••••• C•• 4•• L••• Securitized Asset Fund	$583M Oct 2, 2024	Mar 31, 2022
N•••••••• B••••• L••• A••••••• C•• 5•• L••• Securitized Asset Fund	$557M Oct 2, 2024	Mar 31, 2023
N•••••••• B••••• L••• A••••••• N••• C•• 5•• L••• Securitized Asset Fund	$493M Oct 2, 2024	Mar 31, 2023
N•••••••• B••••• L••• A••••••• C•• 3•• L••• Securitized Asset Fund	$487M Oct 2, 2024	Mar 30, 2021
N•••••••• B••••• L••• A••••••• C•• 3•• L••• Securitized Asset Fund	$486M Oct 2, 2024	Mar 30, 2021
N•••••••• B••••• L••• A••••••• C•• 4•• L••• Securitized Asset Fund	$485M Oct 2, 2024	Mar 30, 2021
N•••••••• B••••• L••• A••••••• C•• 4•• L••• Securitized Asset Fund	$484M Oct 2, 2024	Mar 31, 2022
N•••••••• B••••• L••• A••••••• N••• C•• 5•• L••• Securitized Asset Fund	$477M Oct 2, 2024	Mar 31, 2023
N•••••••• B••••• L••• A••••••• L•••••• S••••• L•••••• C•• I• L•• Securitized Asset Fund	$398M Oct 2, 2024	Mar 28, 2024
N•••••••• B••••• L••• A••••••• C•• 3•• L••• Securitized Asset Fund	$387M Oct 2, 2024	Aug 12, 2020
N•••••••• B••••• L••• A••••••• C•• 5•• L••• Securitized Asset Fund	$348M Oct 2, 2024	Mar 31, 2023
N•••••••• B••••• L••• A••••••• C•• 5•• L••• Securitized Asset Fund	$1.9M Mar 31, 2023	Mar 31, 2023

What changed

Events sit on the BDC and borrower pages; nothing at the provider level yet.

How this provider is known

CLO manager: probable · adv credit fundsestimated"••• Locked"
Private credit fund manager: candidate · adv credit fundsestimated"••• Locked"
RIA Intelligence: N•••••••• B••••• L••• A••••••• I• L••reportedshared crd

Not yet on record: borrowers, sponsors.