DFX Intelligence
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H•••••••• A•••••••• L••
Hybrid managerClassification probableunsizedSEC registered investment adviser· Chicago, IL
Hybrid manager, based in Chicago, IL.
Composed from this firm's filed classification and location. It has no published description on record.
As of · identity and classification; each section below carries its own date
- Regulatory AUM
- $199B
- PE funds
- 0
Form ADV
Form ADV
As of · identity and classification; each section below carries its own date
Nothing material in the last 180 days. Last change: 19 Mar 2026, Filed a Form D on 19 Mar 2026, the first public sign that a vehicle is taking commitments.
Classification, Form ADV and stated criteria
How this organization is classified, and on what basisHybrid manager · 1 in historyShowHide
- Class
- Hybrid managerprobable, confidence 65%
- Basis
- Private Equity Funds are 1 of 17 distinct vehicles; hedge, securitized or liquidity vehicles 3
- Size band
- unsizeddefined by: no Private Equity Fund GAV on a filing from 2021 or later
Classification history (1)
- Sep 13, 2026Hybrid manager (probable, 65%)Private Equity Funds are 1 of 17 distinct vehicles; hedge, securitized or liquidity vehicles 3
Regulatory footprint (Form ADV)RAUM $199B · 0 PE funds · filed Sep 3, 2026ShowHide
- Adviser type
- Registered investment adviser
- Form ADV filings
- Mar 30, 2012 to Sep 3, 2026
- RAUM
- $199Bregulatory assets under management of the adviser; not dry powder, not a fund size
- PE funds, latest filing
- 0
- PE fund GAV, latest filing
- unknownreported gross assets (Form ADV), not fund size
- All private fund GAV
- $182Mevery private fund type, latest filing
- 2024 PE fund GAV
- unknownsum over funds typed Private Equity Fund with a 2024 or later as-of date
- PE share of funds, lifetime
- 6%
- Fund type mix
- Other private fund: 1 fund, $182M reported gross assets, 13 ever reported
- Hedge fund: 3 ever reported
- Private equity fund: 1 ever reported
- Employees
- 1,816
- Headquarters
- Chicago, IL
- Office address
- ••• Locked
- Business phone
- ••• Locked
Stated criteria beside observed behaviourno criteria stated · no observed deals yetShowHide
Stated by the firm
- Sectors
- not stated or not yet read
- Geography
- not stated or not yet read
- Revenue
- not stated or not yet read
- EBITDA
- not stated or not yet read
- Enterprise value
- not stated or not yet read
- Equity check
- not stated or not yet read
- Control
- not stated or not yet read
- Thesis
- not stated or not yet read
Observed from deals on record
Nothing observed yet. Behaviour is computed from transactions and portfolio relationships, which have not been collected for this firm.
FundsHow vehicles are groupedFeeders, parallels, executive funds, alternative investment vehicles and lettered sleeves are folded under the fund they belong to, read from the vehicle names. Deal-by-deal co-investment vehicles are pooled. Current funds come first: families are ordered by vintage, newest first, among those holding at least a twentieth of the largest family’s assets, then by size. The figure is the sum of each vehicle’s latest reported gross assets on Form ADV, not a fund size.
1 family, 1 vehicle on record, 1 more on the reporting tape
T•• A••••••••• I••••• S••••••••• L• · 1 vehicle · vintage 2020no GAV reported
- T•• A••••••••• I••••• S••••••••• L• buyout or unlabelled · 2020
View all 1 vehiclenewest vintage first, then largest
| Fund | Vehicle | Vintage | Reported gross assets (Form ADV), not fund size | GAV by year | Form D sold | Lifecycle |
|---|---|---|---|---|---|---|
| T•• A••••••••• I••••• S••••••••• L• | buyout or unlabelled | 2020 Form D first sale | unknown | no reporting | $194M | Fundraising |
Gross assets by year from the annual reporting tape1 more fund, not yet on the fund tableShowHide
These funds appear in this adviser’s Form ADV reporting. One row per fund per year (the latest filing of that year). Values are reported gross assets, not fund size.
| Fund | Type (ADV) | Years | Path | Latest reported GAV | Source |
|---|---|---|---|---|---|
| T••• I• B••••• C••••••••• L••• | Private Equity Fund | 2021 to 2021 | $9.6M filed Dec 11, 2021 | adviserinfo.sec.gov |
TeamWhere the team comes fromEach row names its source in short; hover the source for its full description. Sources on this list: SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites). A person named by two sources under two spellings is shown once, with both sources.
10 current, 13 former
- Chief Executive Officer · since Jan 1, 2019
- President · since Apr 1, 2024
- National Director Of Field Supervision · since Jul 1, 2013
- Managing Director, Operations · since Oct 1, 2021
- Chief Compliance Officer · since Jan 1, 2022
Full team · 10 peoplegrouped by role, with sources
Managing partner (2)
- R••••• D•••• O••• · Chief Executive Officer · since Jan 1, 2019 Form ADV
- G••••••• S•••• A•••••••• · President · since Apr 1, 2024 Form ADV
Principal (1)
- B•••• A•••••• C••••••• · National Director Of Field Supervision · since Jul 1, 2013 Form ADV
Platform (7)
- J••• T••••• B•••• · Managing Director, Operations · since Oct 1, 2021 Form ADV
- C••••• M•••• G••••• · Chief Compliance Officer · since Jan 1, 2022 Form ADV
- D••••• J••••• B••• · Chief Financial Officer · since Apr 1, 2024 Form ADV
- D•••••• J••••• B•••• · Chief Technology Officer · since Jan 1, 2015 Form ADV
- G•••••• S••• K••• · Chief Administrative & Legal Officer · since Feb 1, 2020 Form ADV
- J•••• N•••• S••••••• · Chief Risk Officer · since Jan 1, 2018 Form ADV
- M•••••• J••• D••••••• · Chief Operating Officer · since Feb 1, 2024 Form ADV
13 former (kept with end dates)
- D••••• B••••• L•••••• · Manager/President · Mar 1, 2008 to Jul 5, 2012 Inference
- E••••• S•• W••••••••• · C•• O• H•••••• C•••••• · May 1, 2008 to Mar 31, 2019 Inference
- M•••••• M••• R••••••• · President · Jun 1, 2012 to Dec 21, 2012 Inference
- E•••• a• T•••••• · Managing Director, Osg · Jun 1, 2011 to Mar 31, 2016 Inference
- G••••• S•••••• F•••••• · Managing Director, Operations & Service · Aug 1, 2017 to Jul 29, 2019 Inference
- L•••• D•••• M••••• · Chief Compliance Officer · Jul 1, 2016 to Jan 2, 2022 Inference
- M•• H• M•••••• · Managing Director Of Operations · Jun 1, 2008 to Apr 1, 2013 Inference
- M•••••• A•••••• L••••• · Chief Operating Officer · Sep 1, 2011 to Mar 31, 2014 Inference
- M••••••• M•••• T••••••• · Chief Operating Officer · Jul 1, 2019 to Oct 1, 2021 Inference
- N•••••• M•••• · Executive Director, Operations & Service · Sep 1, 2017 to Jun 28, 2024 Inference
- P••• H•••• R••••• W•••••• · Interim Chief Compliance Officer · Dec 1, 2021 to Jan 10, 2022 Inference
- R••••• S••••• P••••••• · Cfo, Llc Manager · May 1, 2008 to Mar 31, 2018 Inference
- T•••••• B•••••• W•••• · Counsel · Apr 1, 2013 to May 11, 2020 Inference
DealsHow deals are mergedOne row per deal. A portfolio relationship and a transaction that describe the same deal (the same transaction, or the same company on the same date) are printed once, with the columns of both. 0 portfolio relationships and 0 transactions are on this record.
0 on record, newest first · 0 platforms · 0 add-ons
No deal naming this firm has been collected yet. Deals arrive from the firm’s portfolio page, SEC filings and cited announcements.
Placement agents, lenders, advisers and co-investors
0 relationships
No counterparty collected yet. These are counted from transactions that name both this firm and the other party, and from placement agents on this firm’s funds.
LP commitmentsHow LPs are totalledOne line per LP, largest disclosed total first. A commitment that the same LP reports again in a later document is counted once in its total; both documents stay in the full list. Rows repeated line for line from one document are shown once.
0 LPs, 0 disclosed commitments
No LP commitment collected yet. An LP edge needs a public disclosure with a quote, such as a pension plan’s report or an announcement naming the LP.
Events
1 most recent
- Mar 30, 2012••• Locked
Across the graphs
H•••••••• A•••••••• L•• is the same institution as 2 records in Independent Sponsors and RIA and Wealth.
Independent Sponsors1RIA and Wealth1
Which record it is in each graph, what it is called there, and what the two were joined on. The Data Factory holds all nine graphs and the identity layer between them.
Checking your plan…
Not yet on record: PE fund assets, investments held, deals, last 12 months.