DFX Intelligence

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A•••••• C•••••• C•••••• L••

Buyout firmClassification confirmedLower middle marketSEC registered investment adviser· New York, NY

••• Locked

As of 2026-09-24 · identity and classification; each section below carries its own date

Regulatory AUM: $1.8B
PE fund assets: $231M
PE funds: 4
Investments held: 0 of 51

LP commitments list Find similar buyers

Funds and vehicles Team (12)Transactions

As of 2026-09-24 · identity and classification; each section below carries its own date

What matters now

Form D
new offering
Filed a Form D on 9 Sep 2026, the first public sign that a vehicle is taking commitments.
A vehicle in market is when LPs and placement agents can still get in.
FactSEC Form DFor LPs, placement agentsFund families →
-1
fund on Form ADV
Private equity funds on its Form ADV went from 5 to 4 (-1).
Vehicles leaving the filing are funds wound up or moved to another adviser.
FactSEC Form ADV, Schedule DFund families →

Classification, Form ADV and stated criteria

How this organization is classified, and on what basisBuyout firm · 1 in historyShow

Class: Buyout firmconfirmed, confidence 85%
Basis: 6 of 6 distinct vehicles are sworn Private Equity Funds; 5 reported gross assets on a filing in 2022 or later
Size band: Lower middle marketdefined by: proxy: $0.19bn Private Equity Fund GAV on the Form ADV filed 2024-07-02

Classification history (1)

Sep 13, 2026
Buyout firm (confirmed, 85%)
6 of 6 distinct vehicles are sworn Private Equity Funds; 5 reported gross assets on a filing in 2022 or later

Regulatory footprint (Form ADV)RAUM $1.8B · 4 PE funds · filed Mar 30, 2026Show

Adviser type: Registered investment adviser
Form ADV filings: Sep 11, 2019 to Mar 30, 2026
RAUM: $1.8Bregulatory assets under management of the adviser; not dry powder, not a fund size
PE funds, latest filing: 4
PE fund GAV, latest filing: $231Mreported gross assets (Form ADV), not fund size
All private fund GAV: $231Mevery private fund type, latest filing
2024 PE fund GAV: $245Msum over funds typed Private Equity Fund with a 2024 or later as-of date
PE share of funds, lifetime: 100%
Fund type mix: Private equity fund: 4 funds, $231M reported gross assets, 6 ever reported
Form ADV filed Mar 30, 2026
Employees: 15
Headquarters: New York, NY
Office address: ••• Locked
Business phone: ••• Locked

Stated criteria beside observed behaviour1 of 8 criteria stated · 51 observed dealsShow

Stated by the firm

Sectors: Energy
Geography: not stated or not yet read
Revenue: not stated or not yet read
EBITDA: not stated or not yet read
Enterprise value: not stated or not yet read
Equity check: not stated or not yet read
Control: not stated or not yet read
Thesis: not stated or not yet read

Observed from deals on record

On record: 51 companies, 51 holdings
Most deals: Energy (34 of 51, e.g. Franklin Duffy Street Solar and Dirt Solar)
Subsectors: Energy (34 of 51)
Deal roles: 51 with role not stated
Control: 51 not stated
Where: Ca (1 of 51), ny (1 of 51)

51 companies on the graph (0 transactions); most in energy (34); no dated observations

Funds

11 families, 11 vehicles on record

A•••••• C•••••• F••• 2• L• · 1 vehicle · vintage 2022$45.7M
- A•••••• C•••••• F••• 2• L• buyout or unlabelled · 2022$45.7M
A•••••• C•••••• F••• L• · 1 vehicle · vintage 2021$29.4M
- A•••••• C•••••• F••• L• buyout or unlabelled · 2021$29.4M
N•••••••• A•••••• P••••••• 2• L•• · 1 vehicle · vintage 2019$14.8M
- N•••••••• A•••••• P••••••• 2• L•• buyout or unlabelled · 2019$14.8M
N•••••••• A•••••• P••••••• L•• · 1 vehicle · vintage 2017$149M
- N•••••••• A•••••• P••••••• L•• buyout or unlabelled · 2017$149M
A•••••• S•••• P••••••• 2• L•• · 1 vehicle · vintage 2019$6.3M
- A•••••• S•••• P••••••• 2• L•• buyout or unlabelled · 2019$6.3M

6 smaller families are in the full list of vehicles.

View all 11 vehiclesnewest vintage first, then largest

Fund	Vehicle	Vintage	Reported gross assets (Form ADV), not fund size	GAV by year	Form D sold	Lifecycle
A•••••• S•••• P••••••• 7• L•	buyout or unlabelled	2026 Form D first sale	unknown	no reporting	$52.0M	Fundraising
A•••••• S•••• P••••••• 6• L•	buyout or unlabelled	2023 Form D first sale	unknown	no reporting	$244M	Fundraising
A•••••• C•••••• F••• 2• L• ADV: Private Equity Fund	buyout or unlabelled	2022 Form D first sale	$45.7M as of Mar 30, 2026		$85.1M	Active deployment
A•••••• S•••• P••••••• 5• L••	buyout or unlabelled	2022 Form D first sale	unknown	no reporting	$31.9M	Unknown
A•••••• C•••••• F••• L• ADV: Private Equity Fund	buyout or unlabelled	2021 Form D first sale	$29.4M as of Mar 30, 2026		$41.9M	Harvest
A•••••• S•••• P••••••• 4• L••	buyout or unlabelled	2021 Form D first sale	unknown	no reporting	$8.0M	Unknown
A••• C•••••• I••••••••• P•••••••• L•••	Infrastructure fund	2020 Form D first sale	unknown	no reporting	$1.4B	Unknown
N•••••••• A•••••• P••••••• 2• L•• ADV: Private Equity Fund	buyout or unlabelled	2019 Form D first sale	$14.8M as of Jul 2, 2024		no Form D	Mature
A•••••• S•••• P••••••• 2• L•• ADV: Private Equity Fund	buyout or unlabelled	2019 Form D first sale	$6.3M as of Mar 30, 2026		no Form D	Harvest
A•••••• S•••• P••••••• 1• L••	buyout or unlabelled	2018 Form D first sale	unknown	no reporting	$1.1M	Unknown
N•••••••• A•••••• P••••••• L•• ADV: Private Equity Fund	buyout or unlabelled	2017 Form D first sale	$149M as of Mar 30, 2026		no Form D	Active deployment

Team

9 current, 1 former

P•••• W••••• D•••••••
Ceo And Managing Director · since Jan 1, 2019
J•••• S••••• R••••
Chief Investment Officer And Managing Director · since Jun 1, 2022
K••••• V•••••••••
Chief Investment Officer and Managing Director
M••• K•••
Senior Vice President
E••• L••
Senior Vice President, IR & ESGLinkedIn

Full team · 9 peoplegrouped by role, with sources

Managing partner (1)

P•••• W••••• D••••••• · Ceo And Managing Director · since Jan 1, 2019 Form ADV Firm website

Partner (2)

J•••• S••••• R•••• · Chief Investment Officer And Managing Director · since Jun 1, 2022 Form ADV Firm website
K••••• V••••••••• · Chief Investment Officer and Managing Director · start date unknown Firm website

Vice president (2)

M••• K••• · Senior Vice President · start date unknown Firm website
E••• L•• · Senior Vice President, IR & ESGLinkedIn · start date unknown Firm website

Associate (1)

S•••••••• S••••••• · Previously, S•••••••• was an Investment Banking Associate at Deutsche Bank in the Technology group. · start date unknown Firm website

Platform (3)

B•••••• B••• · Chief Operating Officer And Managing Director · since Jan 1, 2019 Form ADV Firm website
J••• M••••••• · Executive AssistantLinkedIn · start date unknown Firm website
L••••••• B•••••• R••••• · General Counsel And Managing Director And Cco · since Jan 1, 2019 Form ADV

1 former (kept with end dates)

R••• F•••••• C••••••• · Managing Director · Jan 1, 2019 to Aug 18, 2020 Inference

Deals

51 on record, newest first · 0 platforms · 0 add-ons

Date	Company	Deal	This firm’s role	Status	Partner	Source
date unknown	C••••••••	Portfolio relationship	Role unknown	unknown	unknown	Fact Firm website
date unknown	L•••••• S••••	Portfolio relationship	Role unknown	unknown	unknown	Fact Firm website
date unknown	U•••• S••••	Portfolio relationship	Role unknown	unknown	unknown	Fact Firm website
date unknown	N•••••	Portfolio relationship	Role unknown	unknown	unknown	Fact Firm website
date unknown	T•••••••• S••••	Portfolio relationship	Role unknown	unknown	unknown	Fact Firm website

All 51 dealsnewest first

Date	Company	Deal	This firm’s role	Status	Partner	Source
date unknown	C••••••••	Portfolio relationship	Role unknown	unknown	unknown	Fact Firm website
date unknown	L•••••• S••••	Portfolio relationship	Role unknown	unknown	unknown	Fact Firm website
date unknown	U•••• S••••	Portfolio relationship	Role unknown	unknown	unknown	Fact Firm website
date unknown	N•••••	Portfolio relationship	Role unknown	unknown	unknown	Fact Firm website
date unknown	T•••••••• S••••	Portfolio relationship	Role unknown	unknown	unknown	Fact Firm website
date unknown	S•••• E•••••	Portfolio relationship	Role unknown	unknown	unknown	Fact Firm website
date unknown	S•••••	Portfolio relationship	Role unknown	unknown	unknown	Fact Firm website
date unknown	C•••••••••	Portfolio relationship	Role unknown	unknown	unknown	Fact Firm website
date unknown	L••••• S••••	Portfolio relationship	Role unknown	unknown	unknown	Fact Firm website
date unknown	V• S••••• S••••	Portfolio relationship	Role unknown	unknown	unknown	Fact Firm website
date unknown	C••••• G•••• H••• S••••	Portfolio relationship	Role unknown	unknown	unknown	Fact Firm website
date unknown	N••• W•••• H•••••• S••••••	Portfolio relationship	Role unknown	unknown	unknown	Fact Firm website
date unknown	P••• W•••	Portfolio relationship	Role unknown	unknown	unknown	Fact Firm website
date unknown	P••••••••• W••• S••••	Portfolio relationship	Role unknown	unknown	unknown	Fact Firm website
date unknown	D••• S••••	Portfolio relationship	Role unknown	unknown	unknown	Fact Firm website
date unknown	G••••• S••••• S•••• N••••	Portfolio relationship	Role unknown	unknown	unknown	Fact Firm website
date unknown	D•••• S••••••••	Portfolio relationship	Role unknown	unknown	unknown	Fact Firm website
date unknown	S•••••• R••• S••••	Portfolio relationship	Role unknown	unknown	unknown	Fact Firm website
date unknown	I•••• I•• R••• S••••	Portfolio relationship	Role unknown	unknown	unknown	Fact Firm website
date unknown	P••••••••• E••• S••••	Portfolio relationship	Role unknown	unknown	unknown	Fact Firm website
date unknown	R•••• R•••• S••••	Portfolio relationship	Role unknown	unknown	unknown	Fact Firm website
date unknown	B•••••••••	Portfolio relationship	Role unknown	unknown	unknown	Fact Firm website
date unknown	S•••••• F•••• S••••	Portfolio relationship	Role unknown	unknown	unknown	Fact Firm website
date unknown	S•••• R••• S•••• •••••••••	Portfolio relationship	Role unknown	unknown	unknown	Fact Firm website
date unknown	C•••••• S••••	Portfolio relationship	Role unknown	unknown	unknown	Fact Firm website
date unknown	B•••••••• S••••	Portfolio relationship	Role unknown	unknown	unknown	Fact Firm website
date unknown	F••••••• F•••••• S••••	Portfolio relationship	Role unknown	unknown	unknown	Fact Firm website
date unknown	R•••••• P••• S•••• •••••••••	Portfolio relationship	Role unknown	unknown	unknown	Fact Firm website
date unknown	B••••••• S••••	Portfolio relationship	Role unknown	unknown	unknown	Fact Firm website
date unknown	X•• E•••••• I•••	Portfolio relationship	Role unknown	unknown	unknown	Fact Firm website
date unknown	G••• F••• S••••	Portfolio relationship	Role unknown	unknown	unknown	Fact Firm website
date unknown	S••••• R•••• E•••••	Portfolio relationship	Role unknown	unknown	unknown	Fact Firm website
date unknown	N••••• S•••• •••••••••	Portfolio relationship	Role unknown	unknown	unknown	Fact Firm website
date unknown	U•••••••••	Portfolio relationship	Role unknown	unknown	unknown	Fact Firm website
date unknown	K••• S••••	Portfolio relationship	Role unknown	unknown	unknown	Fact Firm website
date unknown	G••••• S••••• S•••• S••••	Portfolio relationship	Role unknown	unknown	unknown	Fact Firm website
date unknown	C••••••••• S••••	Portfolio relationship	Role unknown	unknown	unknown	Fact Firm website
date unknown	T•••••• S••••	Portfolio relationship	Role unknown	unknown	unknown	Fact Firm website
date unknown	C•••••••••	Portfolio relationship	Role unknown	unknown	unknown	Fact Firm website
date unknown	C•••••••••	Portfolio relationship	Role unknown	unknown	unknown	Fact Firm website
date unknown	H••••• S••••	Portfolio relationship	Role unknown	unknown	unknown	Fact Firm website
date unknown	B•••••••	Portfolio relationship	Role unknown	unknown	unknown	Fact Firm website
date unknown	F••••••• D•••• S••••• S••••	Portfolio relationship	Role unknown	unknown	unknown	Fact Firm website
date unknown	D••••••• A•• S••••	Portfolio relationship	Role unknown	unknown	unknown	Fact Firm website
date unknown	F••••••• S••••	Portfolio relationship	Role unknown	unknown	unknown	Fact Firm website
date unknown	C••••• L••• S••••	Portfolio relationship	Role unknown	unknown	unknown	Fact Firm website
date unknown	P••••••••• P••••• S••••	Portfolio relationship	Role unknown	unknown	unknown	Fact Firm website
date unknown	L•••••••• S••••	Portfolio relationship	Role unknown	unknown	unknown	Fact Firm website
date unknown	B•••••••••	Portfolio relationship	Role unknown	unknown	unknown	Fact Firm website
date unknown	P••••••	Portfolio relationship	Role unknown	unknown	unknown	Fact Firm website
date unknown	P••••••••• E••• S••••	Portfolio relationship	Role unknown	unknown	unknown	Fact Firm website

Placement agents, lenders, advisers and co-investors

6 relationships

Placement agents (6)

F•••••• P••••••• L•••••• 1 shared · one time · last Jan 7, 2022
M•••• A•••• D••••• C•• L••• 1 shared · one time
M••••• S•••••• 1 shared · one time
B••••••••• C•••••• S••••••••• B•• L• 1 shared · one time · last Aug 3, 2023
A••• I••••••• S••••••• L•• 1 shared · one time
K•••• A•••• I••••••••• S••••••••• C••• L••• 1 shared · one time

LP commitments

0 LPs, 0 disclosed commitments

No LP commitment collected yet. An LP edge needs a public disclosure with a quote, such as a pension plan’s report or an announcement naming the LP.

Events

2 most recent

Mar 30, 2026
••• Locked
PE fund count changedFactForm ADV
Sep 11, 2019
••• Locked
First Form ADV filingFactForm ADV

Scores and what they are made of

Freshness100 · high: Days since newest evidence: 0 days
Research priority44 · moderate: Scale band: lower middle market
Completeness gap: 3 of 12 profile fields missing
Core PE class: buyout
Investment velocity0 · low: no components recorded
Not yet on record: no dated transactions
Acquisition appetite25 · moderate: Recent fund: 3 items (a recent fund is evidence of deployment potential, not of remaining capital)
Stated criteria published: withheld
Not yet on record: no transactions on the graph for this firm yet
Profile completeness75 · high: Fields present: website, description, funds and 6 more
Not yet on record: transactions, lenders, lps
Fund deployment activity100 · high: Funds deploying: 2 items (deployment state is read from the fund's reported gross asset path through 2024)
Funds raising: 2 items

Across DFX

Independent Sponsor Intelligence (matched on shared CRD)

Record

First observed: Sep 13, 2026
Last observed: today
Observations: 42
Sources: 4
Open research tasks: 1

Reading this profile

Across the graphs

A•••••• C•••••• C•••••• L•• is the same institution as 3 records in Independent Sponsors, RIA and Wealth and Allocators.

Independent Sponsors1RIA and Wealth1Allocators1

Which record it is in each graph, what it is called there, and what the two were joined on. The Data Factory holds all nine graphs and the identity layer between them.

Checking your plan…

Not yet on record: deals, last 12 months.