DFX Intelligence
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S•••• C•••• G••••• L••
Fund of fundsClassification probableLower middle marketSEC registered investment adviser· Englewood, CO
••• Locked
As of · identity and classification; each section below carries its own date
- Regulatory AUM
- $251M
- PE fund assets
- $31.3M
- PE funds
- 4
Form ADV
Form ADV
Form ADV
As of · identity and classification; each section below carries its own date
What matters now
- +1funds on Form ADV
Private equity funds on its Form ADV went from 3 to 4 (+1).
New vehicles are a new flagship's feeders, parallels and co-invest sleeves being stood up: capacity arriving before the capital is announced.
Classification, Form ADV and stated criteria
How this organization is classified, and on what basisFund of funds · 2 in historyShowHide
- Class
- Fund of fundsprobable, confidence 75%
- Basis
- 3 of 4 admitted vehicles carry the sworn fund-of-funds flag
- Size band
- Lower middle marketdefined by: proxy: $0.03bn Private Equity Fund GAV on the Form ADV filed 2026-09-15
Classification history (2)
- Sep 23, 2026Fund of funds (probable, 75%)3 of 4 admitted vehicles carry the sworn fund-of-funds flag
- Sep 13, 2026Fund of funds (probable, 75%)3 of 3 admitted vehicles carry the sworn fund-of-funds flag
Regulatory footprint (Form ADV)RAUM $251M · 4 PE funds · filed Sep 15, 2026ShowHide
- Adviser type
- Registered investment adviser
- Form ADV filings
- Apr 2, 2015 to Sep 15, 2026
- RAUM
- $251Mregulatory assets under management of the adviser; not dry powder, not a fund size
- PE funds, latest filing
- 4
- PE fund GAV, latest filing
- $31.3Mreported gross assets (Form ADV), not fund size
- All private fund GAV
- $31.3Mevery private fund type, latest filing
- 2024 PE fund GAV
- $31.3Msum over funds typed Private Equity Fund with a 2024 or later as-of date
- PE share of funds, lifetime
- 100%
- Fund type mix
- Private equity fund: 4 funds, $31.3M reported gross assets
- Employees
- 4
- Headquarters
- Englewood, CO
- Office address
- ••• Locked
- Business phone
- ••• Locked
Stated criteria beside observed behaviour1 of 8 criteria stated · no observed deals yetShowHide
Stated by the firm
- Sectors
- Financial services
- Geography
- not stated or not yet read
- Revenue
- not stated or not yet read
- EBITDA
- not stated or not yet read
- Enterprise value
- not stated or not yet read
- Equity check
- not stated or not yet read
- Control
- not stated or not yet read
- Thesis
- not stated or not yet read
Observed from deals on record
Nothing observed yet. Behaviour is computed from transactions and portfolio relationships, which have not been collected for this firm.
FundsHow vehicles are groupedFeeders, parallels, executive funds, alternative investment vehicles and lettered sleeves are folded under the fund they belong to, read from the vehicle names. Deal-by-deal co-investment vehicles are pooled. Current funds come first: families are ordered by vintage, newest first, among those holding at least a twentieth of the largest family’s assets, then by size. The figure is the sum of each vehicle’s latest reported gross assets on Form ADV, not a fund size.
4 families, 4 vehicles on record
S•• F••• I• L• · 1 vehicle · vintage 2022$5.8M
- S•• F••• I• L• buyout or unlabelled · 2022$5.8M
S•• F••• I• L• · 1 vehicle · vintage 2022$5.0M
- S•• F••• I• L• buyout or unlabelled · 2022$5.0M
S•• F••• I•• L• · 1 vehicle$14.5M
- S•• F••• I•• L• buyout or unlabelled$14.5M
Co-investment vehicles · 1 vehicle · vintage 2023$6.0M
- S•• F••• I• C•••••••• L• Co-investment vehicle · 2023$6.0M
View all 4 vehiclesnewest vintage first, then largest
| Fund | Vehicle | Vintage | Reported gross assets (Form ADV), not fund size | GAV by year | Form D sold | Lifecycle |
|---|---|---|---|---|---|---|
| S•• F••• I• C•••••••• L• ADV: Private Equity Fund | Co-investment vehicle | 2023 first reported on Form ADV | $6.0M as of Sep 15, 2026 | no Form D | Active deployment | |
| S•• F••• I• L• ADV: Private Equity Fund | buyout or unlabelled | 2022 first reported on Form ADV | $5.8M as of Sep 15, 2026 | no Form D | Active deployment | |
| S•• F••• I• L• ADV: Private Equity Fund | buyout or unlabelled | 2022 first reported on Form ADV | $5.0M as of Sep 15, 2026 | no Form D | Harvest | |
| S•• F••• I•• L• ADV: Private Equity Fund | buyout or unlabelled | unknown | $14.5M as of Sep 15, 2026 | no Form D | Unknown |
TeamWhere the team comes fromEach row names its source in short; hover the source for its full description. Sources on this list: SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites). A person named by two sources under two spellings is shown once, with both sources.
1 current, 0 former
- Manager, Chief Compliance Officer · since Mar 1, 2015
Full team · 1 persongrouped by role, with sources
Platform (1)
- J••• M••••• R••• · Manager, Chief Compliance Officer · since Mar 1, 2015 Form ADV
DealsHow deals are mergedOne row per deal. A portfolio relationship and a transaction that describe the same deal (the same transaction, or the same company on the same date) are printed once, with the columns of both. 0 portfolio relationships and 0 transactions are on this record.
0 on record, newest first · 0 platforms · 0 add-ons
No deal naming this firm has been collected yet. Deals arrive from the firm’s portfolio page, SEC filings and cited announcements.
Placement agents, lenders, advisers and co-investors
0 relationships
No counterparty collected yet. These are counted from transactions that name both this firm and the other party, and from placement agents on this firm’s funds.
LP commitmentsHow LPs are totalledOne line per LP, largest disclosed total first. A commitment that the same LP reports again in a later document is counted once in its total; both documents stay in the full list. Rows repeated line for line from one document are shown once.
0 LPs, 0 disclosed commitments
No LP commitment collected yet. An LP edge needs a public disclosure with a quote, such as a pension plan’s report or an announcement naming the LP.
Events
2 most recent
Across the graphs
S•••• C•••• G••••• L•• is the same institution as 2 records in Independent Sponsors and RIA and Wealth.
Independent Sponsors1RIA and Wealth1
Which record it is in each graph, what it is called there, and what the two were joined on. The Data Factory holds all nine graphs and the identity layer between them.
Checking your plan…
Not yet on record: investments held, deals, last 12 months.