DFX Intelligence
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G••••••• B••••••• C••••••• L••
Hybrid managerClassification probableunsizedSEC registered investment adviser· Charlotte, NC
Hybrid manager, based in Charlotte, NC.
Composed from this firm's filed classification and location. It has no published description on record.
As of · identity and classification; each section below carries its own date
- Regulatory AUM
- $410M
- PE funds
- 0
Form ADV
Form ADV
As of · identity and classification; each section below carries its own date
Nothing material in the last 180 days. Last change: 26 Jan 2022, Filed a Form D on 26 Jan 2022, the first public sign that a vehicle is taking commitments.
Classification, Form ADV and stated criteria
How this organization is classified, and on what basisHybrid manager · 2 in historyShowHide
- Class
- Hybrid managerprobable, confidence 65%
- Basis
- Private Equity Funds are 1 of 5 distinct vehicles; hedge, securitized or liquidity vehicles 4
- Size band
- unsizeddefined by: no Private Equity Fund GAV on a filing from 2021 or later
Classification history (2)
- Sep 23, 2026Hybrid manager (probable, 65%)Private Equity Funds are 1 of 5 distinct vehicles; hedge, securitized or liquidity vehicles 4
- Sep 13, 2026Fund of funds (probable, 75%)1 of 1 admitted vehicles carry the sworn fund-of-funds flag
Regulatory footprint (Form ADV)RAUM $410M · 0 PE funds · filed Mar 28, 2022ShowHide
- Adviser type
- Registered investment adviser
- Form ADV filings
- Feb 14, 2012 to Mar 28, 2022
- RAUM
- $410Mregulatory assets under management of the adviser; not dry powder, not a fund size
- PE funds, latest filing
- 0
- PE fund GAV, latest filing
- unknownreported gross assets (Form ADV), not fund size
- All private fund GAV
- $567,952every private fund type, latest filing
- 2024 PE fund GAV
- unknownsum over funds typed Private Equity Fund with a 2024 or later as-of date
- PE share of funds, lifetime
- 20%
- Fund type mix
- Hedge fund: 3 funds, $567,952 reported gross assets, 4 ever reported
- Private equity fund: 1 ever reported
- Employees
- 20
- Headquarters
- Charlotte, NC
- Office address
- ••• Locked
- Business phone
- ••• Locked
Stated criteria beside observed behaviourno criteria stated · no observed deals yetShowHide
Stated by the firm
- Sectors
- not stated or not yet read
- Geography
- not stated or not yet read
- Revenue
- not stated or not yet read
- EBITDA
- not stated or not yet read
- Enterprise value
- not stated or not yet read
- Equity check
- not stated or not yet read
- Control
- not stated or not yet read
- Thesis
- not stated or not yet read
Observed from deals on record
Nothing observed yet. Behaviour is computed from transactions and portfolio relationships, which have not been collected for this firm.
FundsHow vehicles are groupedFeeders, parallels, executive funds, alternative investment vehicles and lettered sleeves are folded under the fund they belong to, read from the vehicle names. Deal-by-deal co-investment vehicles are pooled. Current funds come first: families are ordered by vintage, newest first, among those holding at least a twentieth of the largest family’s assets, then by size. The figure is the sum of each vehicle’s latest reported gross assets on Form ADV, not a fund size.
2 families, 2 vehicles on record
M••••••••• S•••••• O••••••••• F••• I• L• · 1 vehicle · vintage 2008$339,985
- M••••••••• S•••••• O••••••••• F••• I• L• Fund of funds · 2008$339,985
M••••••••• N••••••••• F••• I••• L• · 1 vehicle · vintage 2019no GAV reported
- M••••••••• N••••••••• F••• I••• L• buyout or unlabelled · 2019
View all 2 vehiclesnewest vintage first, then largest
| Fund | Vehicle | Vintage | Reported gross assets (Form ADV), not fund size | GAV by year | Form D sold | Lifecycle |
|---|---|---|---|---|---|---|
| M••••••••• N••••••••• F••• I••• L• | buyout or unlabelled | 2019 Form D first sale | unknown | no reporting | $34.4M | Unknown |
| M••••••••• S•••••• O••••••••• F••• I• L• ADV: Private Equity Fund | Fund of funds | 2008 Form D first sale | $339,985 as of Mar 23, 2018 | no Form D | Harvest |
TeamWhere the team comes fromEach row names its source in short; hover the source for its full description. Sources on this list: SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites). A person named by two sources under two spellings is shown once, with both sources.
4 current, 0 former
- Partner · since Jan 1, 2011
- Partner · since Nov 1, 2003
- Chief Operating Officer · since Feb 1, 2012
- Chief Compliance Officer · since Feb 1, 2012
Full team · 4 peoplegrouped by role, with sources
Partner (2)
- C••••••••• R••• S•••••• · Partner · since Jan 1, 2011 Form ADV
- I••••• K•••• G••••••• · Partner · since Nov 1, 2003 Form ADV
Platform (2)
- K•••• T••••• B•••••••• · Chief Operating Officer · since Feb 1, 2012 Form ADV
- T••• A••••• G••••••• · Chief Compliance Officer · since Feb 1, 2012 Form ADV
DealsHow deals are mergedOne row per deal. A portfolio relationship and a transaction that describe the same deal (the same transaction, or the same company on the same date) are printed once, with the columns of both. 0 portfolio relationships and 0 transactions are on this record.
0 on record, newest first · 0 platforms · 0 add-ons
No deal naming this firm has been collected yet. Deals arrive from the firm’s portfolio page, SEC filings and cited announcements.
Placement agents, lenders, advisers and co-investors
2 relationships
Placement agents (2)
- S•••••• N••••••• • C••••••• I••••••••• 1 shared · one time
- G••••••••• S••••••••• L•• 1 shared · one time
LP commitmentsHow LPs are totalledOne line per LP, largest disclosed total first. A commitment that the same LP reports again in a later document is counted once in its total; both documents stay in the full list. Rows repeated line for line from one document are shown once.
0 LPs, 0 disclosed commitments
No LP commitment collected yet. An LP edge needs a public disclosure with a quote, such as a pension plan’s report or an announcement naming the LP.
Events
2 most recent
Across the graphs
G••••••• B••••••• C••••••• L•• is the same institution as 1 record in RIA and Wealth.
RIA and Wealth1
Which record it is in each graph, what it is called there, and what the two were joined on. The Data Factory holds all nine graphs and the identity layer between them.
Checking your plan…
Not yet on record: PE fund assets, investments held, deals, last 12 months.