DFX Intelligence

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C••••••••• • C••• L••

Venture firm with private equity activityClassification probableLower middle marketSEC registered investment adviser· Austin, TX

••• Locked

As of 2026-09-24 · identity and classification; each section below carries its own date

Regulatory AUM: $914M
PE fund assets: $356M
PE funds: 1
Investments held: 28 of 28

Find similar buyers Funds and vehicles

Team (12)Transactions

As of 2026-09-24 · identity and classification; each section below carries its own date

What matters now

Form D
new offering
Filed a Form D on 17 Sep 2026, the first public sign that a vehicle is taking commitments.
A vehicle in market is when LPs and placement agents can still get in.
FactSEC Form DFor LPs, placement agentsFund families →

Classification, Form ADV and stated criteria

How this organization is classified, and on what basisVenture firm with private equity activity · 3 in historyShow

Class: Venture firm with private equity activityprobable, confidence 70%
Basis: The venture graph classifies the same adviser INSTITUTIONAL_VC
Size band: Lower middle marketdefined by: proxy: $0.36bn Private Equity Fund GAV on the Form ADV filed 2026-07-28

Classification history (3)

Sep 23, 2026
Venture firm with private equity activity (probable, 70%)
The venture graph classifies the same adviser INSTITUTIONAL_VC
Sep 13, 2026
Venture firm with private equity activity (probable, 70%)
The venture graph classifies the same adviser INSTITUTIONAL_VC
Sep 13, 2026
Venture firm with private equity activity (probable, 70%)
20 sworn Venture Capital Funds against 1 Private Equity Funds over 2011-2024

Regulatory footprint (Form ADV)RAUM $914M · 1 PE funds · filed Jul 28, 2026Show

Adviser type: Registered investment adviser
Form ADV filings: Feb 21, 2024 to Jul 28, 2026
RAUM: $914Mregulatory assets under management of the adviser; not dry powder, not a fund size
PE funds, latest filing: 1
PE fund GAV, latest filing: $356Mreported gross assets (Form ADV), not fund size
All private fund GAV: $912Mevery private fund type, latest filing
2024 PE fund GAV: $356Msum over funds typed Private Equity Fund with a 2024 or later as-of date
PE share of funds, lifetime: 4%
Fund type mix: Venture capital fund: 24 funds, $556M reported gross assets
Private equity fund: 1 fund, $356M reported gross assets
Form ADV filed Jul 28, 2026
Employees: 5
Headquarters: Austin, TX
Office address: ••• Locked
Business phone: ••• Locked

Stated criteria beside observed behaviour4 of 8 criteria stated · 28 observed dealsShow

Stated by the firm

Sectors: Consumer
Geography: not stated or not yet read
Revenue: from $50.0M
EBITDA: not stated or not yet read
Enterprise value: not stated or not yet read
Equity check: $30.0M to $100M
Control: not stated or not yet read
Thesis: ••• Locked

Observed from deals on record

On record: 28 companies, 28 holdings
Most deals: Financial services (1 of 28, e.g. An industry network)
Subsectors: Financial services (1 of 28)
Deal roles: 28 with role not stated
Control: 28 not stated

28 companies on the graph (0 transactions); most in financial services (1); no dated observations

Funds

29 families, 30 vehicles on record

A••• C••••••• P••••••• F••• L• · 1 vehicle · vintage 2024$356M
- A••• C••••••• P••••••• F••• L• buyout or unlabelled · 2024$356M
E•••••• E••••• 3•• L• · 1 vehicle · vintage 2026no GAV reported
- E•••••• E••••• 3•• L• buyout or unlabelled · 2026
E•••••• E••••• 3•• L• · 1 vehicle · vintage 2026no GAV reported
- E•••••• E••••• 3•• L• buyout or unlabelled · 2026
E•••••• E••••• 3•• L• · 1 vehicle · vintage 2026no GAV reported
- E•••••• E••••• 3•• L• buyout or unlabelled · 2026
E•••••• E••••• 3•• L• · 1 vehicle · vintage 2026no GAV reported
- E•••••• E••••• 3•• L• buyout or unlabelled · 2026
Co-investment vehicles · 2 vehicles · vintage 2025no GAV reported
- E•••••• C••••••••• V•••••• I•• L• Co-investment vehicle · 2025
- A••• H•••••• C••••••••• F••• L• Co-investment vehicle

23 smaller families are in the full list of vehicles.

View all 30 vehiclesnewest vintage first, then largest

Fund	Vehicle	Vintage	Reported gross assets (Form ADV), not fund size	GAV by year	Form D sold	Lifecycle
E•••••• E••••• 3•• L•	buyout or unlabelled	2026 Form D first sale	unknown	no reporting	$3.4M	Fundraising
E•••••• E••••• 3•• L•	buyout or unlabelled	2026 Form D first sale	unknown	no reporting	$21.2M	Fundraising
E•••••• E••••• 3•• L•	buyout or unlabelled	2026 Form D first sale	unknown	no reporting	$11.7M	Fundraising
E•••••• E••••• 3•• L•	buyout or unlabelled	2026 Form D first sale	unknown	no reporting	$5.8M	Fundraising
E•••••• A•• S•• L•	buyout or unlabelled	2025 Form D first sale	unknown	no reporting	$3.6M	Unknown
E•••••• C••••••••• V•••••• I•• L•	Co-investment vehicle	2025 Form D first sale	unknown	no reporting	$30.0M	Unknown
E•••••• E••••• 3•• L•	buyout or unlabelled	2025 Form D first sale	unknown	no reporting	$23.0M	Fundraising
E•••••• 1• L•••••• L••	buyout or unlabelled	2025 Form D first sale	unknown	no reporting	$7.9M	Fundraising
E•••••• E••••• 2•• L•	buyout or unlabelled	2025 Form D first sale	unknown	no reporting	$3.5M	Unknown
E•••••• E••••• 3•• L•	buyout or unlabelled	2025 Form D first sale	unknown	no reporting	$27.9M	Fundraising
E•••••• E••••• 3•• L•	buyout or unlabelled	2025 Form D first sale	unknown	no reporting	$451,000	Fundraising
E•••••• E••••• 3•• L•	buyout or unlabelled	2025 Form D first sale	unknown	no reporting	$6.9M	Fundraising
E•••••• E••••• 2•• L•	buyout or unlabelled	2025 Form D first sale	unknown	no reporting	$10.2M	Unknown
A••• C••••••• P••••••• F••• L• ADV: Private Equity Fund	buyout or unlabelled	2024 first reported on Form ADV	$356M as of Jul 28, 2026		no Form D	Unknown
E•••••• E••••• 2•• L•	buyout or unlabelled	2024 Form D first sale	unknown	no reporting	$11.8M	Unknown
E•••••• E••••• 3•• L•	buyout or unlabelled	2024 Form D first sale	unknown	no reporting	$2.5M	Unknown
E•••••• E••••• 2•• L•	buyout or unlabelled	2024 Form D first sale	unknown	no reporting	$4.5M	Unknown
E•••••• E••••• 2•• L•	buyout or unlabelled	2024 Form D first sale	unknown	no reporting	$1.5M	Unknown
E•••••• E••••• 2•• L•	buyout or unlabelled	2024 Form D first sale	unknown	no reporting	$5.9M	Unknown
E•••••• E••••• 2•• L•	buyout or unlabelled	2024 Form D first sale	unknown	no reporting	$2.9M	Unknown
E•••••• E••••• 1•• L•	buyout or unlabelled	2024 Form D first sale	unknown	no reporting	$10.6M	Unknown
E•••••• E••••• 2•• L•	buyout or unlabelled	2024 Form D first sale	unknown	no reporting	$12.7M	Unknown
E•••••• E••••• 2•• L•	buyout or unlabelled	2024 Form D first sale	unknown	no reporting	$4.1M	Unknown
E•••••• E••••• 2•• L•	buyout or unlabelled	2024 Form D first sale	unknown	no reporting	$24.4M	Unknown
E•••••• E••••• 1•• L•	buyout or unlabelled	2024 Form D first sale	unknown	no reporting	$5.3M	Unknown
E• B•• N••••••••• L•	buyout or unlabelled	2024 Form D first sale	unknown	no reporting	$21.0M	Unknown
E•••••• E••••• 3• L•	buyout or unlabelled	2022 Form D first sale	unknown	no reporting	$1.5M	Fundraising
E•••••• E••••• 1• L•	buyout or unlabelled	2021 Form D first sale	unknown	no reporting	$6.1M	Fundraising
E•••••• E••••• 2• L•	buyout or unlabelled	2021 Form D first sale	unknown	no reporting	$4.8M	Fundraising
A••• H•••••• C••••••••• F••• L•	Co-investment vehicle	unknown	unknown	no reporting	$0	Fundraising

Team

11 current, 0 former

B•••• G•••••••
Managing Partner
R••••• P••••••••
Partner
C•••••• C•••••• C•••••••••
Sole Member · since Feb 1, 2023
N•••••• Y••••
Principal
M••• J•••••••
Senior Associate

Full team · 11 peoplegrouped by role, with sources

Managing partner (1)

B•••• G••••••• · Managing Partner · start date unknown Firm website

Partner (2)

R••••• P•••••••• · Partner · start date unknown Firm website
C•••••• C•••••• C••••••••• · Sole Member · since Feb 1, 2023 Form ADV Firm website

Principal (1)

N•••••• Y•••• · Principal · start date unknown Firm website

Vice president (2)

M••• J••••••• · Senior Associate · start date unknown Firm website
M•••• O•••••••• · Vice President · start date unknown Firm website

Analyst (1)

M•• T•••• · Analyst · start date unknown Firm website

Investor relations (1)

C•••••••• B•••• · Investor Relations · start date unknown Firm website

Platform (3)

M••• P••••••• · Executive Assistant · start date unknown Firm website
P••• K•••••• · CFO & CCO · start date unknown Firm website
R•••• G••••• D•••• · Chief Compliance Officer · since Jul 1, 2024 Form ADV

Deals

28 on record, newest first · 0 platforms · 0 add-ons

Date	Company	Deal	This firm’s role	Status	Partner	Source
date unknown	O••• O••••••••	Portfolio relationship	Role unknown	active	unknown	Fact Firm website
date unknown	J•••••••••	Portfolio relationship	Role unknown	active	unknown	Fact Firm website
date unknown	C•••• S••• C•••	Portfolio relationship	Role unknown	active	unknown	Fact Firm website
date unknown	D••••••••	Portfolio relationship	Role unknown	active	unknown	Fact Firm website
date unknown	A• l••• r••••• o• a•••••••	Portfolio relationship	Role unknown	active	unknown	Fact Firm website

All 28 dealsnewest first

Date	Company	Deal	This firm’s role	Status	Partner	Source
date unknown	O••• O••••••••	Portfolio relationship	Role unknown	active	unknown	Fact Firm website
date unknown	J•••••••••	Portfolio relationship	Role unknown	active	unknown	Fact Firm website
date unknown	C•••• S••• C•••	Portfolio relationship	Role unknown	active	unknown	Fact Firm website
date unknown	D••••••••	Portfolio relationship	Role unknown	active	unknown	Fact Firm website
date unknown	A• l••• r••••• o• a•••••••	Portfolio relationship	Role unknown	active	unknown	Fact Firm website
date unknown	Z•••••••	Portfolio relationship	Role unknown	active	unknown	Fact Firm website
date unknown	O•••••	Portfolio relationship	Role unknown	active	unknown	Fact Firm website
date unknown	L•••••••••	Portfolio relationship	Role unknown	active	unknown	Fact Firm website
date unknown	S•••	Portfolio relationship	Role unknown	active	unknown	Fact Firm website
date unknown	A• i••••••• n••••••	Portfolio relationship	Role unknown	active	unknown	Fact Firm website
date unknown	D••••••••	Portfolio relationship	Role unknown	active	unknown	Fact Firm website
date unknown	M•••••••••	Portfolio relationship	Role unknown	active	unknown	Fact Firm website
date unknown	S•••••••	Portfolio relationship	Role unknown	active	unknown	Fact Firm website
date unknown	C•••••••	Portfolio relationship	Role unknown	active	unknown	Fact Firm website
date unknown	C••••••••• e•••••••••	Portfolio relationship	Role unknown	active	unknown	Fact Firm website
date unknown	D•••••••••	Portfolio relationship	Role unknown	active	unknown	Fact Firm website
date unknown	D•••••••••	Portfolio relationship	Role unknown	active	unknown	Fact Firm website
date unknown	M••••••••	Portfolio relationship	Role unknown	active	unknown	Fact Firm website
date unknown	D•••••••••	Portfolio relationship	Role unknown	active	unknown	Fact Firm website
date unknown	I•••••••• t• e•••	Portfolio relationship	Role unknown	active	unknown	Fact Firm website
date unknown	P•••••••••	Portfolio relationship	Role unknown	active	unknown	Fact Firm website
date unknown	H•••••	Portfolio relationship	Role unknown	active	unknown	Fact Firm website
date unknown	O••••••••• d••••	Portfolio relationship	Role unknown	active	unknown	Fact Firm website
date unknown	C•••••	Portfolio relationship	Role unknown	active	unknown	Fact Firm website
date unknown	D••••••••	Portfolio relationship	Role unknown	active	unknown	Fact Firm website
date unknown	A• p••••••••• m••••••••	Portfolio relationship	Role unknown	active	unknown	Fact Firm website
date unknown	H•••••••	Portfolio relationship	Role unknown	active	unknown	Fact Firm website
date unknown	H•••••••••	Portfolio relationship	Role unknown	active	unknown	Fact Firm website

Placement agents, lenders, advisers and co-investors

0 relationships

No counterparty collected yet. These are counted from transactions that name both this firm and the other party, and from placement agents on this firm’s funds.

LP commitments

0 LPs, 0 disclosed commitments

No LP commitment collected yet. An LP edge needs a public disclosure with a quote, such as a pension plan’s report or an announcement naming the LP.

Events

1 most recent

Feb 21, 2024
••• Locked
First Form ADV filingFactForm ADV

Scores and what they are made of

Freshness100 · high: Days since newest evidence: 0 days
Research priority32 · moderate: Scale band: lower middle market
Completeness gap: 4 of 12 profile fields missing
Investment velocity0 · low: no components recorded
Not yet on record: no dated transactions
Acquisition appetite25 · moderate: Recent fund: 3 items (a recent fund is evidence of deployment potential, not of remaining capital)
Stated criteria published: withheld
Not yet on record: no transactions on the graph for this firm yet
Profile completeness67 · elevated: Fields present: website, description, funds and 5 more
Not yet on record: transactions, lenders, intermediaries, lps
Fund deployment activity30 · moderate: Funds raising: 5 items

Across DFX

Independent Sponsor Intelligence (matched on shared CRD)
Venture Capital Intelligence (matched on shared CRD)

Record

First observed: Sep 13, 2026
Last observed: today
Observations: 46
Sources: 4
Open research tasks: 1

Reading this profile

Across the graphs

C••••••••• • C••• L•• is the same institution as 4 records in Venture Capital, Independent Sponsors, RIA and Wealth and Allocators.

Venture Capital1Independent Sponsors1RIA and Wealth1Allocators1

Which record it is in each graph, what it is called there, and what the two were joined on. The Data Factory holds all nine graphs and the identity layer between them.

Checking your plan…

Not yet on record: deals, last 12 months.