DFX Intelligence
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W•••••• I••••••••• P••••••• L••
Hybrid managerClassification probableunsizedSEC registered investment adviser· W••••••, MN
Hybrid manager, based in W••••••, MN.
Composed from this firm's filed classification and location. It has no published description on record.
As of · identity and classification; each section below carries its own date
- Regulatory AUM
- $9.4M
- PE funds
- 0
Form ADV
Form ADV
As of · identity and classification; each section below carries its own date
Nothing material in the last 180 days. No dated change on record yet.
Classification, Form ADV and stated criteria
How this organization is classified, and on what basisHybrid manager · 1 in historyShowHide
- Class
- Hybrid managerprobable, confidence 65%
- Basis
- Private Equity Funds are 2 of 12 distinct vehicles; hedge, securitized or liquidity vehicles 10
- Size band
- unsizeddefined by: no Private Equity Fund GAV on a filing from 2021 or later
Classification history (1)
- Sep 13, 2026Hybrid manager (probable, 65%)Private Equity Funds are 2 of 12 distinct vehicles; hedge, securitized or liquidity vehicles 10
Regulatory footprint (Form ADV)RAUM $9.4M · 0 PE funds · filed Mar 30, 2026ShowHide
- Adviser type
- Registered investment adviser
- Form ADV filings
- Mar 29, 2012 to Mar 30, 2026
- RAUM
- $9.4Mregulatory assets under management of the adviser; not dry powder, not a fund size
- PE funds, latest filing
- 0
- PE fund GAV, latest filing
- unknownreported gross assets (Form ADV), not fund size
- All private fund GAV
- $9.4Mevery private fund type, latest filing
- 2024 PE fund GAV
- unknownsum over funds typed Private Equity Fund with a 2024 or later as-of date
- PE share of funds, lifetime
- 17%
- Fund type mix
- Hedge fund: 2 funds, $9.4M reported gross assets, 10 ever reported
- Private equity fund: 2 ever reported
- Employees
- 7
- Headquarters
- W••••••, MN
- Office address
- ••• Locked
- Business phone
- ••• Locked
Stated criteria beside observed behaviourno criteria stated · no observed deals yetShowHide
Stated by the firm
- Sectors
- not stated or not yet read
- Geography
- not stated or not yet read
- Revenue
- not stated or not yet read
- EBITDA
- not stated or not yet read
- Enterprise value
- not stated or not yet read
- Equity check
- not stated or not yet read
- Control
- not stated or not yet read
- Thesis
- not stated or not yet read
Observed from deals on record
Nothing observed yet. Behaviour is computed from transactions and portfolio relationships, which have not been collected for this firm.
FundsHow vehicles are groupedFeeders, parallels, executive funds, alternative investment vehicles and lettered sleeves are folded under the fund they belong to, read from the vehicle names. Deal-by-deal co-investment vehicles are pooled. Current funds come first: families are ordered by vintage, newest first, among those holding at least a twentieth of the largest family’s assets, then by size. The figure is the sum of each vehicle’s latest reported gross assets on Form ADV, not a fund size.
4 families, 8 vehicles on record
W•• L•• I• · 2 vehicles$150M
- W•• L•• I• buyout or unlabelled$94.8M
- W•• O••••••• L••• I• Feeder or parallel$55.3M
W•••••• O••••••••• F••• I•• L••• · 2 vehicles$35.9M
- W•••••• O••••••••• F••• I•• L••• buyout or unlabelled$35.9M
- W•••••• O••••••••• F••• O••••••• I•• L••• Feeder or parallel$373
W•••••• D••••••••• O••••••••• F••• I••• L•• · 2 vehicles$4.2M
- W•••••• D••••••••• O••••••••• F••• I••• L•• Special situations fund$3.0M
- W•••••• D••••••••• O••••••••• F••• I••• L•• Special situations fund$1.2M
W•••••• O••••••••• F•••• L•• · 2 vehicles$13,410
- W•••••• O••••••••• F•••• L•• buyout or unlabelled$13,033
- W•••••• O••••••••• F••• O•••••••• L••• Feeder or parallel$377
View all 8 vehiclesnewest vintage first, then largest
| Fund | Vehicle | Vintage | Reported gross assets (Form ADV), not fund size | GAV by year | Form D sold | Lifecycle |
|---|---|---|---|---|---|---|
| W•• L•• I• ADV: Private Equity Fund | buyout or unlabelled | unknown | $94.8M as of Mar 29, 2012 | no reporting | no Form D | Unknown |
| W•• O••••••• L••• I• ADV: Private Equity Fund | Feeder or parallel | unknown | $55.3M as of Mar 29, 2012 | no reporting | no Form D | Unknown |
| W•••••• O••••••••• F••• I•• L••• ADV: Hedge Fund | buyout or unlabelled | unknown | $35.9M as of Mar 30, 2022 | no Form D | Harvest | |
| W•••••• D••••••••• O••••••••• F••• I••• L•• ADV: Hedge Fund | Special situations fund | unknown | $3.0M as of Sep 19, 2013 | no Form D | Wound down | |
| W•••••• D••••••••• O••••••••• F••• I••• L•• ADV: Hedge Fund | Special situations fund | unknown | $1.2M as of Sep 19, 2013 | no Form D | Wound down | |
| W•••••• O••••••••• F•••• L•• ADV: Hedge Fund | buyout or unlabelled | unknown | $13,033 as of Mar 29, 2019 | no Form D | Wound down | |
| W•••••• O••••••••• F••• O•••••••• L••• ADV: Hedge Fund | Feeder or parallel | unknown | $377 as of Mar 29, 2019 | no Form D | Wound down | |
| W•••••• O••••••••• F••• O••••••• I•• L••• ADV: Hedge Fund | Feeder or parallel | unknown | $373 as of Mar 30, 2022 | no Form D | Harvest |
TeamWhere the team comes fromEach row names its source in short; hover the source for its full description. Sources on this list: SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites). A person named by two sources under two spellings is shown once, with both sources.
10 current, 5 former
- Member · since Dec 1, 2009
- Vice President · since Dec 1, 2009
- Chief Operations Officer · since Oct 1, 2016
- Vice President And Chief Compliance Officer · since Oct 1, 2017
- Chief Financial Officer · since Oct 1, 2016
Full team · 10 peoplegrouped by role, with sources
Partner (1)
- D•••• A•• F•••• · Member · since Dec 1, 2009 Form ADV
Vice president (1)
- J••• E••••• F•••• · Vice President · since Dec 1, 2009 Form ADV
Board or advisory (4)
- B•••• M•••••• C•••••• · Trustee · since Jun 1, 2010 Form ADV
- C•••••• R•• C•••••• · Trustee · since Jun 1, 2010 Form ADV
- K••••••• A••• H••••••• · Trustee · since Jan 1, 2004 Form ADV
- P•••••• J••••• H••••••• · Trustee · since Jan 1, 2004 Form ADV
Platform (4)
- K•••• M•••• A••••• · Chief Operations Officer · since Oct 1, 2016 Form ADV
- M••• I•••• B•••• · Vice President And Chief Compliance Officer · since Oct 1, 2017 Form ADV
- P•• E•••• S••••• · Chief Financial Officer · since Oct 1, 2016 Form ADV
- R•••••• T• W•••••••• · Legal Officer · since Jan 1, 2023 Form ADV
5 former (kept with end dates)
- J••••• M••••• D•••••• · Trustee · Mar 1, 2009 to Sep 15, 2017 Inference
- M•••• K•••• D•••••• · Trustee · Mar 1, 2009 to Sep 15, 2017 Inference
- J••••••• A•••• M••••• · Member · Dec 1, 2009 to Jun 6, 2016 Inference
- P•••••• R••••• S•••• · Chief Compliance Officer · Oct 1, 2016 to Nov 3, 2017 Inference
- J••• D•••• M••••• · Vice President · Dec 1, 2009 to Jun 6, 2016 Inference
DealsHow deals are mergedOne row per deal. A portfolio relationship and a transaction that describe the same deal (the same transaction, or the same company on the same date) are printed once, with the columns of both. 0 portfolio relationships and 0 transactions are on this record.
0 on record, newest first · 0 platforms · 0 add-ons
No deal naming this firm has been collected yet. Deals arrive from the firm’s portfolio page, SEC filings and cited announcements.
Placement agents, lenders, advisers and co-investors
0 relationships
No counterparty collected yet. These are counted from transactions that name both this firm and the other party, and from placement agents on this firm’s funds.
LP commitmentsHow LPs are totalledOne line per LP, largest disclosed total first. A commitment that the same LP reports again in a later document is counted once in its total; both documents stay in the full list. Rows repeated line for line from one document are shown once.
0 LPs, 0 disclosed commitments
No LP commitment collected yet. An LP edge needs a public disclosure with a quote, such as a pension plan’s report or an announcement naming the LP.
Events
1 most recent
- Mar 29, 2012••• Locked
Across the graphs
W•••••• I••••••••• P••••••• L•• is the same institution as 2 records in RIA and Wealth and Private Credit.
RIA and Wealth1Private Credit1
Which record it is in each graph, what it is called there, and what the two were joined on. The Data Factory holds all nine graphs and the identity layer between them.
Checking your plan…
Not yet on record: PE fund assets, investments held, deals, last 12 months.