DFX Intelligence
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E••••• E••••• P•••••••
Buyout firmClassification confirmedLower middle marketSEC registered investment adviser· Philadelphia, PA
Buyout firm, based in Philadelphia, PA.
Composed from this firm's filed classification and location. It has no published description on record.
As of · identity and classification; each section below carries its own date
- Regulatory AUM
- $279M
- PE fund assets
- $187M
- PE funds
- 3
- Investments held
- 0 of 1
- Deals, last 12 months
- 0
Form ADV
Form ADV
Form ADV
DFX transaction tape
DFX transaction tape
As of · identity and classification; each section below carries its own date
Nothing material in the last 180 days. Last change: 16 Oct 2020, Filed a Form D on 16 Oct 2020, the first public sign that a vehicle is taking commitments.
Classification, Form ADV and stated criteria
How this organization is classified, and on what basisBuyout firm · 1 in historyShowHide
- Class
- Buyout firmconfirmed, confidence 85%
- Basis
- 5 of 5 distinct vehicles are sworn Private Equity Funds; 3 reported gross assets on a filing in 2022 or later
- Size band
- Lower middle marketdefined by: proxy: $0.24bn Private Equity Fund GAV on the Form ADV filed 2024-09-19
Classification history (1)
- Sep 13, 2026Buyout firm (confirmed, 85%)5 of 5 distinct vehicles are sworn Private Equity Funds; 3 reported gross assets on a filing in 2022 or later
Regulatory footprint (Form ADV)RAUM $279M · 3 PE funds · filed Mar 27, 2026ShowHide
- Adviser type
- Registered investment adviser
- Form ADV filings
- Feb 15, 2012 to Mar 27, 2026
- RAUM
- $279Mregulatory assets under management of the adviser; not dry powder, not a fund size
- PE funds, latest filing
- 3
- PE fund GAV, latest filing
- $187Mreported gross assets (Form ADV), not fund size
- All private fund GAV
- $187Mevery private fund type, latest filing
- 2024 PE fund GAV
- $187Msum over funds typed Private Equity Fund with a 2024 or later as-of date
- PE share of funds, lifetime
- 100%
- Fund type mix
- Private equity fund: 3 funds, $187M reported gross assets, 5 ever reported
- Employees
- 11
- Headquarters
- Philadelphia, PA
- Office address
- ••• Locked
- Business phone
- ••• Locked
Stated criteria beside observed behaviourno criteria stated · 1 observed dealsShowHide
Stated by the firm
- Sectors
- not stated or not yet read
- Geography
- not stated or not yet read
- Revenue
- not stated or not yet read
- EBITDA
- not stated or not yet read
- Enterprise value
- not stated or not yet read
- Equity check
- not stated or not yet read
- Control
- not stated or not yet read
- Thesis
- not stated or not yet read
Observed from deals on record
- On record
- 1 company, 1 holding, 1 transaction
- Period
- 2023 (2 dated observations)
- Most deals
- Business services (1 of 1, e.g. Advertiser Perceptions Inc.)
- Subsectors
- Advertising marketing (1 of 1)
- Deal roles
- 1 standalone holding
- Control
- 1 control
- Where
- Ny (1 of 1)
- By year
- 2023: 1 other deal
1 company on the graph (1 transaction); most in business services (1); observed 2023 to 2023
FundsHow vehicles are groupedFeeders, parallels, executive funds, alternative investment vehicles and lettered sleeves are folded under the fund they belong to, read from the vehicle names. Deal-by-deal co-investment vehicles are pooled. Current funds come first: families are ordered by vintage, newest first, among those holding at least a twentieth of the largest family’s assets, then by size. The figure is the sum of each vehicle’s latest reported gross assets on Form ADV, not a fund size.
4 families, 5 vehicles on record
E••••• I•• L••• · 1 vehicle · vintage 2019$161M
- E••••• I•• L••• buyout or unlabelled · 2019$161M
E••••• I•• L••• · 1 vehicle$22.4M
- E••••• I•• L••• buyout or unlabelled$22.4M
E••••• I• L••• · 2 vehicles$14.0M
- E••••• I• L••• buyout or unlabelled$7.4M
- E••••• I••• L••• Feeder or parallel$6.6M
E••••• I••• L••• · 1 vehicle · vintage 2012$3.4M
- E••••• I••• L••• buyout or unlabelled · 2012$3.4M
View all 5 vehiclesnewest vintage first, then largest
| Fund | Vehicle | Vintage | Reported gross assets (Form ADV), not fund size | GAV by year | Form D sold | Lifecycle |
|---|---|---|---|---|---|---|
| E••••• I•• L••• ADV: Private Equity Fund | buyout or unlabelled | 2019 Form D first sale | $161M as of Mar 27, 2026 | $195M | Mature | |
| E••••• I••• L••• ADV: Private Equity Fund | buyout or unlabelled | 2012 Form D first sale | $3.4M as of Mar 27, 2026 | no Form D | Harvest | |
| E••••• I•• L••• ADV: Private Equity Fund | buyout or unlabelled | unknown | $22.4M as of Mar 27, 2026 | no Form D | Harvest | |
| E••••• I• L••• ADV: Private Equity Fund | buyout or unlabelled | unknown | $7.4M as of Mar 28, 2013 | no Form D | Wound down | |
| E••••• I••• L••• ADV: Private Equity Fund | Feeder or parallel | unknown | $6.6M as of Mar 28, 2013 | no Form D | Wound down |
TeamWhere the team comes fromEach row names its source in short; hover the source for its full description. Sources on this list: SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites). A person named by two sources under two spellings is shown once, with both sources.
5 current, 2 former
- Partner · since Jan 1, 2023
- Partner · since Jun 1, 2018
- Partner · since Jan 1, 2016
- Owner · since Nov 1, 2005
- Chief Financial Officer / Chief Compliance Officer · since Jan 1, 2012
Full team · 5 peoplegrouped by role, with sources
Partner (4)
- A•••••••• M•••• O••••• · Partner · since Jan 1, 2023 Form ADV
- C•••••••• T••••• M••••• · Partner · since Jun 1, 2018 Form ADV
- J••••••• Y•••• C••• · Partner · since Jan 1, 2016 Form ADV
- C••••••••• G• H••••••• · Owner · since Nov 1, 2005 Form ADV
Platform (1)
- M•••••• J••• F•••• · Chief Financial Officer / Chief Compliance Officer · since Jan 1, 2012 Form ADV
2 former (kept with end dates)
- J••••••• R•••• Z•••••••• · Partner · Nov 1, 2005 to Jul 6, 2018 Inference
- T••••• E• C•••••• · Partner · Nov 1, 2005 to Mar 26, 2015 Inference
DealsHow deals are mergedOne row per deal. A portfolio relationship and a transaction that describe the same deal (the same transaction, or the same company on the same date) are printed once, with the columns of both. 1 portfolio relationships and 1 transactions are on this record.
1 on record, newest first · 0 platforms · 0 add-ons
| Date | Company | Deal | This firm’s role | Status | Partner | Source |
|---|---|---|---|---|---|---|
| Mar 15, 2023 | A••••••••• P••••••••• I••• | Majority recapitalization | Sponsor | unknown held 3.5 years | unknown | abacusfinance.com |
Placement agents, lenders, advisers and co-investors
2 relationships
Placement agents (2)
- M•• P•••••• F••• A••••••• L•• 1 shared · one time · last Jan 1, 2020
- C• B••••••••• I•• 1 shared · one time · last Jan 1, 2013
LP commitmentsHow LPs are totalledOne line per LP, largest disclosed total first. A commitment that the same LP reports again in a later document is counted once in its total; both documents stay in the full list. Rows repeated line for line from one document are shown once.
1 LPs, 1 disclosed commitments
- S•• D•••• C••• E••••••••• R••••••••• S•••••1 commitment to 1 fund · $1.8M disclosed
All 1 commitmentgrouped by LP, largest first
S•• D•••• C••• E••••••••• R••••••••• S••••• $1.8M disclosed
- in E••••• I•• L••• $1.8M content.sdcers.gov
Events
1 most recent
- Feb 15, 2012••• Locked
Across the graphs
E••••• E••••• P••••••• is the same institution as 3 records in Independent Sponsors, RIA and Wealth and Allocators.
Independent Sponsors1RIA and Wealth1Allocators1
Which record it is in each graph, what it is called there, and what the two were joined on. The Data Factory holds all nine graphs and the identity layer between them.
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