DFX Intelligence
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B••• C•••••• A••••• F•••• M••••••••• L••
Fund of fundsClassification probableunsizedSEC registered investment adviser· Chicago, IL
Fund of funds, based in Chicago, IL.
Composed from this firm's filed classification and location. It has no published description on record.
As of · identity and classification; each section below carries its own date
- Regulatory AUM
- $1.1B
- PE fund assets
- $1.1B
- PE funds
- 9
Form ADV
Form ADV
Form ADV
As of · identity and classification; each section below carries its own date
Nothing material in the last 180 days. No dated change on record yet.
Classification, Form ADV and stated criteria
How this organization is classified, and on what basisFund of funds · 1 in historyShowHide
- Class
- Fund of fundsprobable, confidence 75%
- Basis
- 9 of 9 admitted vehicles carry the sworn fund-of-funds flag and the name reads as a wealth or access platform
- Size band
- unsizeddefined by: no Private Equity Fund GAV on a filing from 2021 or later
Classification history (1)
- Sep 13, 2026Fund of funds (probable, 75%)9 of 9 admitted vehicles carry the sworn fund-of-funds flag and the name reads as a wealth or access platform
Regulatory footprint (Form ADV)RAUM $1.1B · 9 PE funds · filed Aug 21, 2015ShowHide
- Adviser type
- Registered investment adviser
- Form ADV filings
- Jan 3, 2012 to Aug 21, 2015
- RAUM
- $1.1Bregulatory assets under management of the adviser; not dry powder, not a fund size
- PE funds, latest filing
- 9
- PE fund GAV, latest filing
- $1.1Breported gross assets (Form ADV), not fund size
- All private fund GAV
- $1.1Bevery private fund type, latest filing
- 2024 PE fund GAV
- $641Msum over funds typed Private Equity Fund with a 2024 or later as-of date
- PE share of funds, lifetime
- 100%
- Fund type mix
- Private equity fund: 9 funds, $1.1B reported gross assets
- Employees
- 18
- Headquarters
- Chicago, IL
- Office address
- ••• Locked
- Business phone
- ••• Locked
Stated criteria beside observed behaviourno criteria stated · no observed deals yetShowHide
Stated by the firm
- Sectors
- not stated or not yet read
- Geography
- not stated or not yet read
- Revenue
- not stated or not yet read
- EBITDA
- not stated or not yet read
- Enterprise value
- not stated or not yet read
- Equity check
- not stated or not yet read
- Control
- not stated or not yet read
- Thesis
- not stated or not yet read
Observed from deals on record
Nothing observed yet. Behaviour is computed from transactions and portfolio relationships, which have not been collected for this firm.
FundsHow vehicles are groupedFeeders, parallels, executive funds, alternative investment vehicles and lettered sleeves are folded under the fund they belong to, read from the vehicle names. Deal-by-deal co-investment vehicles are pooled. Current funds come first: families are ordered by vintage, newest first, among those holding at least a twentieth of the largest family’s assets, then by size. The figure is the sum of each vehicle’s latest reported gross assets on Form ADV, not a fund size.
8 families, 9 vehicles on record
C•••••• C•••••• A••••• F••• V• L••• · 1 vehicle · vintage 2015$101M
- C•••••• C•••••• A••••• F••• V• L••• Fund of funds · 2015$101M
N••••• P•••••• P••••••••• F••• A•••• L••• · 2 vehicles · vintage 2014$445M
- N••••• P•••••• P••••••••• F••• A•••• L••• Fund of funds · 2014$372M
- N••••• P•••••• P••••••••• F••• a• L••• Fund of funds$73.5M
H•••••• I••••• F••• L••• · 1 vehicle · vintage 2014$131M
- H•••••• I••••• F••• L••• Fund of funds · 2014$131M
T•• F•••• C•••••• A••••• F•••• L••• · 1 vehicle · vintage 2012$65.2M
- T•• F•••• C•••••• A••••• F•••• L••• Fund of funds · 2012$65.2M
C••••••••• C•••••• A••••• F••• I•• L•• · 1 vehicle$212M
- C••••••••• C•••••• A••••• F••• I•• L•• Fund of funds$212M
3 smaller families are in the full list of vehicles.
View all 9 vehiclesnewest vintage first, then largest
| Fund | Vehicle | Vintage | Reported gross assets (Form ADV), not fund size | GAV by year | Form D sold | Lifecycle |
|---|---|---|---|---|---|---|
| C•••••• C•••••• A••••• F••• V• L••• ADV: Private Equity Fund | Fund of funds | 2015 first reported on Form ADV | $101M as of Aug 21, 2015 | no Form D | Unknown | |
| N••••• P•••••• P••••••••• F••• A•••• L••• ADV: Private Equity Fund | Fund of funds | 2014 Form D first sale | $372M as of Jul 16, 2026 | no Form D | Mature | |
| H•••••• I••••• F••• L••• ADV: Private Equity Fund | Fund of funds | 2014 Form D first sale | $131M as of Jul 16, 2026 | no Form D | Harvest | |
| T•• F•••• C•••••• A••••• F•••• L••• ADV: Private Equity Fund | Fund of funds | 2012 Form D first sale | $65.2M as of Jul 16, 2026 | no Form D | Harvest | |
| C••••••••• C•••••• A••••• F••• I•• L•• ADV: Private Equity Fund | Fund of funds | unknown | $212M as of Aug 21, 2015 | no Form D | Unknown | |
| C••••••••• o• A•••••• C•••••• A••••• F••• I••• L•• ADV: Private Equity Fund | Fund of funds | unknown | $195M as of Aug 21, 2015 | no Form D | Unknown | |
| N••••• P•••••• P••••••••• F••• a• L••• ADV: Private Equity Fund | Fund of funds | unknown | $73.5M as of Jul 16, 2026 | no Form D | Harvest | |
| B••• o• A•••••• C••••••••• C•••••••• V•••••• F•••• L•• ADV: Private Equity Fund | Fund of funds | unknown | $68.4M as of Aug 21, 2015 | no Form D | Unknown | |
| C••••••••• o• A•••••• C•••••• A••••• F•••• L•• ADV: Private Equity Fund | Fund of funds | unknown | $52.9M as of Aug 21, 2015 | no Form D | Unknown |
TeamWhere the team comes fromEach row names its source in short; hover the source for its full description. Sources on this list: SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites). A person named by two sources under two spellings is shown once, with both sources.
10 current, 8 former
- Senior Risk Partner For Business B•••ing Of Registrant · since Nov 1, 2013
- President And Member Of Board Of Managers Of Registrant And Relying Adviser · since Sep 1, 2006
- Chief Compliance Officer Of Registrant And Relying Adviser · since Aug 1, 2013
- Assistant Controller Of Registrant And Relying Adviser · since Sep 1, 2006
- Controller Of Relying Adviser · since Apr 1, 2013
Full team · 10 peoplegrouped by role, with sources
Managing partner (1)
- E••••• J••• P••••• · President And Member Of Board Of Managers Of Registrant And Relying Adviser · since Sep 1, 2006 Form ADV
Partner (1)
- D••••• J••••• B••••••• · Senior Risk Partner For Business B•••ing Of Registrant · since Nov 1, 2013 Form ADV
Board or advisory (5)
- C•••• C•••••• F••••• · Member Of Board Of Managers Of Registrant · since Nov 1, 2013 Form ADV
- D••••• S•• W••• L•• · Member Of Board Of Managers And Senior Risk Executive Of Registrant · since Oct 1, 2014 Form ADV
- G••••• W• S•••• J• · Member Of Board Of Managers Of Registrant And Relying Adviser · since Nov 1, 2011 Form ADV
- M•••••• G•••••• H••••••••• · Member Of Board Of Managers Of Registrant · since Nov 1, 2013 Form ADV
- S••••• K••• S••• · Member Of Board Of Managers Of Registrant · since Nov 1, 2013 Form ADV
Platform (3)
- G•••••• V•••••• C••••••• · Chief Compliance Officer Of Registrant And Relying Adviser · since Aug 1, 2013 Form ADV
- J•••• W•••••• P••••••• · Assistant Controller Of Registrant And Relying Adviser · since Sep 1, 2006 Form ADV
- S•••••••• T••••• B•••• · Controller Of Relying Adviser · since Apr 1, 2013 Form ADV
8 former (kept with end dates)
- G•••••••• B•••• · Managing Director Of Relying Adviser · Sep 1, 2006 to Jul 31, 2012 Inference
- M••• P••••• H••••• · Managing Director Of Registrant · Nov 1, 2013 to Aug 21, 2015 Inference
- D•••• I••••••• C•• · Chief Compliance Officer Of Registrant · Dec 1, 2011 to May 4, 2012 Inference
- K•••• R••••• L••• · Chief Compliance Officer Of Registrant · Apr 1, 2012 to Sep 10, 2013 Inference
- M••••• J••• M•••••••• · Controller Of Relying Adviser · Mar 1, 2010 to May 20, 2013 Inference
- B•••• C•••••• A••••••• · Senior Vice President Of Relying Adviser · Sep 1, 2006 to Mar 12, 2013 Inference
- J•••• J••• R•••••• · Senior Vice President Of Registrant · Nov 1, 2013 to Oct 24, 2014 Inference
- T••••• M••• B••••••• · Senior Vice President Of Registrant And Relying Adviser · Sep 1, 2006 to Jun 4, 2013 Inference
DealsHow deals are mergedOne row per deal. A portfolio relationship and a transaction that describe the same deal (the same transaction, or the same company on the same date) are printed once, with the columns of both. 0 portfolio relationships and 0 transactions are on this record.
0 on record, newest first · 0 platforms · 0 add-ons
No deal naming this firm has been collected yet. Deals arrive from the firm’s portfolio page, SEC filings and cited announcements.
Placement agents, lenders, advisers and co-investors
0 relationships
No counterparty collected yet. These are counted from transactions that name both this firm and the other party, and from placement agents on this firm’s funds.
LP commitmentsHow LPs are totalledOne line per LP, largest disclosed total first. A commitment that the same LP reports again in a later document is counted once in its total; both documents stay in the full list. Rows repeated line for line from one document are shown once.
1 LPs, 3 disclosed commitments
- N•• Y••• S•••• C••••• R••••••••• F•••2 commitments to 2 funds · $500M disclosed
All 3 commitmentsgrouped by LP, largest first
N•• Y••• S•••• C••••• R••••••••• F••• $500M disclosed
Events
2 most recent
Across the graphs
B••• C•••••• A••••• F•••• M••••••••• L•• is the same institution as 2 records in RIA and Wealth and Allocators.
RIA and Wealth1Allocators1
Which record it is in each graph, what it is called there, and what the two were joined on. The Data Factory holds all nine graphs and the identity layer between them.
Checking your plan…
Not yet on record: investments held, deals, last 12 months.