DFX Intelligence
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R•••••• C•••••• P••••••• L•
Buyout firmClassification probableLower middle marketSEC registered investment adviser· Seattle, WA
••• Locked
As of · identity and classification; each section below carries its own date
- Regulatory AUM
- $379M
- PE fund assets
- $251M
- PE funds
- 3
- Investments held
- 15 of 15
- Deals, last 12 months
- 0
Form ADV
Form ADV
Form ADV
DFX transaction tape
DFX transaction tape
As of · identity and classification; each section below carries its own date
Nothing material in the last 180 days. Last change: 22 Dec 2022, Filed a Form D on 22 Dec 2022, the first public sign that a vehicle is taking commitments.
Classification, Form ADV and stated criteria
How this organization is classified, and on what basisBuyout firm · 3 in historyShowHide
- Class
- Buyout firmprobable, confidence 80%
- Basis
- Own website statement
- Size band
- Lower middle marketdefined by: proxy: $0.31bn Private Equity Fund GAV on the Form ADV filed 2024-03-29
Classification history (3)
- Sep 18, 2026Hybrid manager (probable, 65%)Private Equity Funds are 0 of 1 distinct vehicles; hedge, securitized or liquidity vehicles 0
- Sep 18, 2026
- Sep 13, 2026Buyout firm (confirmed, 85%)3 of 3 distinct vehicles are sworn Private Equity Funds; 3 reported gross assets on a filing in 2022 or later
Regulatory footprint (Form ADV)RAUM $379M · 3 PE funds · filed Mar 31, 2026ShowHide
- Adviser type
- Registered investment adviser
- Form ADV filings
- Mar 4, 2022 to Mar 31, 2026
- RAUM
- $379Mregulatory assets under management of the adviser; not dry powder, not a fund size
- PE funds, latest filing
- 3
- PE fund GAV, latest filing
- $251Mreported gross assets (Form ADV), not fund size
- All private fund GAV
- $251Mevery private fund type, latest filing
- 2024 PE fund GAV
- $251Msum over funds typed Private Equity Fund with a 2024 or later as-of date
- PE share of funds, lifetime
- 100%
- Fund type mix
- Private equity fund: 3 funds, $251M reported gross assets
- Employees
- 11
- Headquarters
- Seattle, WA
- Office address
- ••• Locked
- Business phone
- ••• Locked
Stated criteria beside observed behaviour5 of 8 criteria stated · 12 observed dealsShowHide
Stated by the firm
- Sectors
- Business services, industrial services, industrials, consumer, financial services
- Geography
- not stated or not yet read
- Revenue
- not stated or not yet read
- EBITDA
- $5.0M to $25.0M
- Enterprise value
- not stated or not yet read
- Equity check
- $15.0M to $75.0M
- Control
- Minority
- Thesis
- ••• Locked
Observed from deals on record
- On record
- 12 companies, 15 holdings, 7 transactions
- Period
- 2021 to 2025 (19 dated observations, 3 holdings undated)
- Most deals
- Business services (2 of 12, e.g. Kleen Tech and Kleen-Tech Services), consumer services (1 of 12)
- Subsectors
- Facilities support (2 of 12), fitness recreation (1 of 12)
- Deal roles
- 7 platforms, 3 add-ons, 5 with role not stated
- Add-ons per platform
- 0.43 add-ons per platform
- Control
- 7 control, 8 not stated
- Where
- Wa (1 of 12)
- By year
- 2023: 3 add-ons, 1 other deal; 2024: 1 platform; 2025: 2 platforms
- Repeat counterparties
- P•••• S•••••• L••• (buy-side adviser) on 2 deals and G• C•••••• A••••••• (sell-side adviser) on 2 deals
12 companies on the graph (7 transactions); most in business services (2); 7 platforms and 3 add-ons; observed 2021 to 2025
FundsHow vehicles are groupedFeeders, parallels, executive funds, alternative investment vehicles and lettered sleeves are folded under the fund they belong to, read from the vehicle names. Deal-by-deal co-investment vehicles are pooled. Current funds come first: families are ordered by vintage, newest first, among those holding at least a twentieth of the largest family’s assets, then by size. The figure is the sum of each vehicle’s latest reported gross assets on Form ADV, not a fund size.
2 families, 4 vehicles on record
R•••••• P••••••• F••• I• L• · 3 vehicles · vintage 2021$250M
- R•••••• P••••••• F••• I• L• buyout or unlabelled · 2021$155M
- R•••••• P••••••• F••• I••• L• Feeder or parallel$95.3M
- R•••••• P••••••• F••• I••• L• Feeder or parallel · 2021
R•••••• P••••••• I••••••••• I• L• · 1 vehicle · vintage 2021$26,601
- R•••••• P••••••• I••••••••• I• L• buyout or unlabelled · 2021$26,601
View all 4 vehiclesnewest vintage first, then largest
| Fund | Vehicle | Vintage | Reported gross assets (Form ADV), not fund size | GAV by year | Form D sold | Lifecycle |
|---|---|---|---|---|---|---|
| R•••••• P••••••• F••• I• L• ADV: Private Equity Fund | buyout or unlabelled | 2021 Form D first sale | $155M as of Mar 31, 2026 | $286M | Unknown | |
| R•••••• P••••••• I••••••••• I• L• ADV: Private Equity Fund | buyout or unlabelled | 2021 Form D first sale | $26,601 as of Mar 31, 2026 | $17.3M | Harvest | |
| R•••••• P••••••• F••• I••• L• | Feeder or parallel | 2021 Form D first sale | unknown | no reporting | $286M | Unknown |
| R•••••• P••••••• F••• I••• L• ADV: Private Equity Fund | Feeder or parallel | unknown | $95.3M as of Mar 31, 2026 | no Form D | Unknown |
TeamWhere the team comes fromEach row names its source in short; hover the source for its full description. Sources on this list: Investment organization websites (team, portfolio, strategy, criteria, news); SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites). A person named by two sources under two spellings is shown once, with both sources.
17 current, 0 former
- Co-Founder and Managing Partner
- Member · since Feb 1, 2020
- Member · since Feb 1, 2020
- Principal
- Principal
Full team · 17 peoplegrouped by role, with sources
Managing partner (1)
- J•• A••••• · Co-Founder and Managing Partner · start date unknown Firm website
Partner (2)
- A••• J••• R•••• · Member · since Feb 1, 2020 Form ADV Firm website
- J••••••• D•••• A••••• · Member · since Feb 1, 2020 Form ADV
Principal (3)
- H•••• A••••••• · Principal · start date unknown Firm website
- J••••••• G••••• · Principal · start date unknown Firm website
- L•••• B•••• · Principal · start date unknown Firm website
Associate (2)
- J•••• M••••• · Associate · start date unknown Firm website
- N•••• S••• · Associate · start date unknown Firm website
Analyst (4)
- B••••••• S••••••••• · Analyst · start date unknown Firm website
- C•••••• L••• · Analyst · start date unknown Firm website
- J•• K•• · Analyst · start date unknown Firm website
- N••••• S•••••• · Analyst · start date unknown Firm website
Operating partner (1)
- D••• S••••••• · Executive Director of Portfolio Operations · start date unknown Firm website
Business development (1)
- J•••• W•••••• · Director of Business Development · start date unknown Firm website
Platform (3)
- B••••••• R••••• P•••••• · Chief Financial Officer · since Sep 1, 2023 Form ADV
- D••••• W••• · Head of Finance · start date unknown Firm website
- F•••• R••••• G•••• · Chief Compliance Officer · since Jan 1, 2023 Form ADV
DealsHow deals are mergedOne row per deal. A portfolio relationship and a transaction that describe the same deal (the same transaction, or the same company on the same date) are printed once, with the columns of both. 15 portfolio relationships and 5 transactions are on this record.
15 on record, newest first · 7 platforms · 3 add-ons
| Date | Company | Deal | This firm’s role | Status | Partner | Source |
|---|---|---|---|---|---|---|
| Sep 4, 2025 transaction announcement | K••••••••• S••••••• | Portfolio relationship | Platform | active held 1.1 years | unknown | Fact Press release |
| Sep 4, 2025 | K••••••••• S••••••• | Platform acquisition | Sponsor (confirmed), Sponsor (confirmed) | active held 1.1 years | unknown | r•••••••••.com |
| Jan 1, 2025 year stated on the firm's page | K•••• T••• | Portfolio relationship | Role unknown | active held 1.7 years | unknown | Fact DFX cross-reference |
| Dec 19, 2024 | W•••••• • P•••••• A••••••••• S•••••• | Platform acquisition | Sponsor (confirmed) | active held 1.8 years | unknown | r•••••••••.com |
| Jan 1, 2024 year stated on the firm's page | W•••••• P•••••• • A••••••••• S•••••• ••••••• | Portfolio relationship | Role unknown | active held 2.7 years | unknown | Fact DFX cross-reference |
All 15 dealsnewest first
| Date | Company | Deal | This firm’s role | Status | Partner | Source |
|---|---|---|---|---|---|---|
| Sep 4, 2025 transaction announcement | K••••••••• S••••••• | Portfolio relationship | Platform | active held 1.1 years | unknown | Fact Press release |
| Sep 4, 2025 | K••••••••• S••••••• | Platform acquisition | Sponsor (confirmed), Sponsor (confirmed) | active held 1.1 years | unknown | r•••••••••.com |
| Jan 1, 2025 year stated on the firm's page | K•••• T••• | Portfolio relationship | Role unknown | active held 1.7 years | unknown | Fact DFX cross-reference |
| Dec 19, 2024 | W•••••• • P•••••• A••••••••• S•••••• | Platform acquisition | Sponsor (confirmed) | active held 1.8 years | unknown | r•••••••••.com |
| Jan 1, 2024 year stated on the firm's page | W•••••• P•••••• • A••••••••• S•••••• ••••••• | Portfolio relationship | Role unknown | active held 2.7 years | unknown | Fact DFX cross-reference |
| Nov 29, 2023 transaction announcement | U••••• C••••• add-on to F••••••• P••••••• S•• F••••••• | Portfolio relationship | Add-on | active held 2.8 years | unknown | Fact Press release |
| Nov 29, 2023 | U••••• C••••• add-on to F••••••• P••••••• S•• F••••••• | Add-on acquisition | Sponsor (confirmed), Sponsor (confirmed) | active held 2.8 years | unknown | r•••••••••.com |
| Aug 3, 2023 | R••••• V•••••• H••••• T••••• add-on to P•• F••• E•••••• | Add-on acquisition | Sponsor (confirmed) | active held 3.1 years | unknown | r•••••••••.com |
| Jul 11, 2023 | S•• F••••••• | Majority investment | Sponsor (confirmed) | active held 3.7 years | unknown | r•••••••••.com |
| Jan 1, 2023 year stated on the firm's page | O•••• F•••••• | Portfolio relationship | Role unknown | active held 3.7 years | unknown | Fact DFX cross-reference |
| Jan 1, 2022 year stated on the firm's page | P•• F••• E•••••• | Portfolio relationship | Platform | active held 4.7 years | unknown | Fact DFX cross-reference |
| Jan 1, 2021 year stated on the firm's page | W••••• C••••••••• | Portfolio relationship | Role unknown | active held 5.7 years | unknown | Fact DFX cross-reference |
| date unknown | F••••••• P••••••• S•• F••••••• | Portfolio relationship | Platform | active | unknown | Fact Press release |
| date unknown | W••• | Portfolio relationship | Role unknown | active | unknown | Fact DFX cross-reference |
| date unknown | F••••••• P••••••• S•• F••••••• | Portfolio relationship | Platform | active | unknown | Fact Press release |
Placement agents, lenders, advisers and co-investors
3 relationships
Placement agents (1)
- M•• P•••••• F••• A••••••• L•• 3 shared · strong · last Jan 1, 2022
Financial advisers (2)
- P•••• S•••••• L••• 1 shared · one time · last Sep 4, 2025
- G• C•••••• A••••••• 1 shared · one time · last Sep 4, 2025
LP commitmentsHow LPs are totalledOne line per LP, largest disclosed total first. A commitment that the same LP reports again in a later document is counted once in its total; both documents stay in the full list. Rows repeated line for line from one document are shown once.
0 LPs, 0 disclosed commitments
No LP commitment collected yet. An LP edge needs a public disclosure with a quote, such as a pension plan’s report or an announcement naming the LP.
Events
11 not already shown above, of 14 most recent
- Jan 6, 2026••• Locked
- Sep 4, 2025••• Locked
- Aug 5, 2025••• Locked
- Jul 14, 2025••• Locked
- Dec 19, 2024••• Locked
Full timeline · 14 eventsnewest first, including the LP commitments and deals above
- Jan 6, 2026••• Locked
- Sep 4, 2025••• Locked
- Sep 4, 2025••• Locked
- Aug 5, 2025••• Locked
- Jul 14, 2025••• Locked
- Dec 19, 2024••• Locked
- Dec 19, 2024••• Locked
- Sep 25, 2024••• Locked
- Jun 25, 2024••• Locked
- Nov 29, 2023••• Locked
- Aug 3, 2023••• Locked
- Jul 11, 2023••• Locked
- Jul 11, 2023••• Locked
- Mar 4, 2022••• Locked
Across the graphs
R•••••• C•••••• P••••••• L• is the same institution as 3 records in Venture Capital, Independent Sponsors and RIA and Wealth.
Venture Capital1Independent Sponsors1RIA and Wealth1
Which record it is in each graph, what it is called there, and what the two were joined on. The Data Factory holds all nine graphs and the identity layer between them.
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