DFX Intelligence
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W••••• A•••• M••••••••• L••
Buyout firmClassification probableunsizedSEC registered investment adviser· Boston, MA
Buyout firm, based in Boston, MA.
Composed from this firm's filed classification and location. It has no published description on record.
As of · identity and classification; each section below carries its own date
- Regulatory AUM
- $90.6M
- PE fund assets
- $90.6M
- PE funds
- 1
Form ADV
Form ADV
Form ADV
As of · identity and classification; each section below carries its own date
Nothing material in the last 180 days. No dated change on record yet.
Classification, Form ADV and stated criteria
How this organization is classified, and on what basisBuyout firm · 1 in historyShowHide
- Class
- Buyout firmprobable, confidence 65%
- Basis
- 1 of 1 distinct vehicles are sworn Private Equity Funds
- Size band
- unsizeddefined by: no Private Equity Fund GAV on a filing from 2021 or later
Classification history (1)
- Sep 13, 2026Buyout firm (probable, 65%)1 of 1 distinct vehicles are sworn Private Equity Funds
Regulatory footprint (Form ADV)RAUM $90.6M · 1 PE funds · filed Apr 28, 2014ShowHide
- Adviser type
- Registered investment adviser
- Form ADV filings
- Mar 30, 2012 to Apr 28, 2014
- RAUM
- $90.6Mregulatory assets under management of the adviser; not dry powder, not a fund size
- PE funds, latest filing
- 1
- PE fund GAV, latest filing
- $90.6Mreported gross assets (Form ADV), not fund size
- All private fund GAV
- $90.6Mevery private fund type, latest filing
- 2024 PE fund GAV
- unknownsum over funds typed Private Equity Fund with a 2024 or later as-of date
- PE share of funds, lifetime
- 100%
- Fund type mix
- Private equity fund: 1 fund, $90.6M reported gross assets
- Employees
- 6
- Headquarters
- Boston, MA
- Office address
- ••• Locked
- Business phone
- ••• Locked
Stated criteria beside observed behaviourno criteria stated · no observed deals yetShowHide
Stated by the firm
- Sectors
- not stated or not yet read
- Geography
- not stated or not yet read
- Revenue
- not stated or not yet read
- EBITDA
- not stated or not yet read
- Enterprise value
- not stated or not yet read
- Equity check
- not stated or not yet read
- Control
- not stated or not yet read
- Thesis
- not stated or not yet read
Observed from deals on record
Nothing observed yet. Behaviour is computed from transactions and portfolio relationships, which have not been collected for this firm.
FundsHow vehicles are groupedFeeders, parallels, executive funds, alternative investment vehicles and lettered sleeves are folded under the fund they belong to, read from the vehicle names. Deal-by-deal co-investment vehicles are pooled. Current funds come first: families are ordered by vintage, newest first, among those holding at least a twentieth of the largest family’s assets, then by size. The figure is the sum of each vehicle’s latest reported gross assets on Form ADV, not a fund size.
0 families, 0 vehicles on record, 1 more on the reporting tape
Gross assets by year from the annual reporting tape1 more fund, not yet on the fund tableShowHide
These funds appear in this adviser’s Form ADV reporting. One row per fund per year (the latest filing of that year). Values are reported gross assets, not fund size.
| Fund | Type (ADV) | Years | Path | Latest reported GAV | Source |
|---|---|---|---|---|---|
| W••••• P•••••• E••••• F••• | Private Equity Fund | 2012 to 2014 | $90.6M filed Apr 28, 2014 | adviserinfo.sec.gov |
TeamWhere the team comes fromEach row names its source in short; hover the source for its full description. Sources on this list: SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites). A person named by two sources under two spellings is shown once, with both sources.
8 current, 3 former
- President And Investment Committee Member · since Mar 1, 2000
- Investment Committee Member · since Nov 1, 2012
- Investment Committee Member · since Jun 1, 2004
- Director & Investment Committee Member · since Nov 1, 2012
- Treasurer And Director · since Nov 1, 2008
Full team · 8 peoplegrouped by role, with sources
Managing partner (1)
- C••••• J••• G•••••••• · President And Investment Committee Member · since Mar 1, 2000 Form ADV
Partner (2)
- C••••••••• J••••• W••••• · Investment Committee Member · since Nov 1, 2012 Form ADV
- R••• U• Z•••• · Investment Committee Member · since Jun 1, 2004 Form ADV
Principal (3)
- S•••••• H••••••• M••••••• · Director & Investment Committee Member · since Nov 1, 2012 Form ADV
- K•••• M••• · Treasurer And Director · since Nov 1, 2008 Form ADV
- V•••••• J••• S••• · Director · since Jun 1, 2004 Form ADV
Platform (2)
- A••••• a• A••••••••• · Chief Compliance Officer · since Jun 1, 2012 Form ADV
- D•••• B• B•••• · Secretary · since May 1, 2008 Form ADV
3 former (kept with end dates)
- G••• M•••••• H•••••• · Investment Committee Member · Oct 1, 2003 to Jan 11, 2013 Inference
- M•••••• P• F•• · Chief Compliance Officer · May 1, 2011 to Jan 11, 2013 Inference
- S•••• C••• •• O•••• J•••••• · Director And Investment Committee Member · Nov 1, 2008 to Jan 11, 2013 Inference
DealsHow deals are mergedOne row per deal. A portfolio relationship and a transaction that describe the same deal (the same transaction, or the same company on the same date) are printed once, with the columns of both. 0 portfolio relationships and 0 transactions are on this record.
0 on record, newest first · 0 platforms · 0 add-ons
No deal naming this firm has been collected yet. Deals arrive from the firm’s portfolio page, SEC filings and cited announcements.
Placement agents, lenders, advisers and co-investors
0 relationships
No counterparty collected yet. These are counted from transactions that name both this firm and the other party, and from placement agents on this firm’s funds.
LP commitmentsHow LPs are totalledOne line per LP, largest disclosed total first. A commitment that the same LP reports again in a later document is counted once in its total; both documents stay in the full list. Rows repeated line for line from one document are shown once.
0 LPs, 0 disclosed commitments
No LP commitment collected yet. An LP edge needs a public disclosure with a quote, such as a pension plan’s report or an announcement naming the LP.
Events
2 most recent
Across the graphs
W••••• A•••• M••••••••• L•• is the same institution as 1 record in RIA and Wealth.
RIA and Wealth1
Which record it is in each graph, what it is called there, and what the two were joined on. The Data Factory holds all nine graphs and the identity layer between them.
Checking your plan…
Not yet on record: investments held, deals, last 12 months.