DFX Intelligence
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R•• C•••••• M••••••••• L••
Buyout firmClassification confirmedMiddle marketSEC registered investment adviser· Los Angeles, CA
••• Locked
As of · identity and classification; each section below carries its own date
- Regulatory AUM
- $2.9B
- PE fund assets
- $1.8B
- PE funds
- 11
- Investments held
- 0 of 2
Form ADV
Form ADV
Form ADV
DFX transaction tape
As of · identity and classification; each section below carries its own date
What matters now
- Form Dnew offering
Filed a Form D on 30 Mar 2026, the first public sign that a vehicle is taking commitments.
A vehicle in market is when LPs and placement agents can still get in.
- +4funds on Form ADV
Private equity funds on its Form ADV went from 7 to 11 (+4).
New vehicles are a new flagship's feeders, parallels and co-invest sleeves being stood up: capacity arriving before the capital is announced.
Classification, Form ADV and stated criteria
How this organization is classified, and on what basisBuyout firm · 2 in historyShowHide
- Class
- Buyout firmconfirmed, confidence 85%
- Basis
- 12 of 13 distinct vehicles are sworn Private Equity Funds; 11 reported gross assets on a filing in 2022 or later
- Size band
- Middle marketdefined by: proxy: $1.79bn Private Equity Fund GAV on the Form ADV filed 2026-07-20
Classification history (2)
- Sep 23, 2026Buyout firm (confirmed, 85%)12 of 13 distinct vehicles are sworn Private Equity Funds; 11 reported gross assets on a filing in 2022 or later
- Sep 13, 2026Buyout firm (confirmed, 85%)8 of 9 distinct vehicles are sworn Private Equity Funds; 7 reported gross assets on a filing in 2022 or later
Regulatory footprint (Form ADV)RAUM $2.9B · 11 PE funds · filed Jul 20, 2026ShowHide
- Adviser type
- Registered investment adviser
- Form ADV filings
- Jan 12, 2018 to Jul 20, 2026
- RAUM
- $2.9Bregulatory assets under management of the adviser; not dry powder, not a fund size
- PE funds, latest filing
- 11
- PE fund GAV, latest filing
- $1.8Breported gross assets (Form ADV), not fund size
- All private fund GAV
- $2.1Bevery private fund type, latest filing
- 2024 PE fund GAV
- $1.8Bsum over funds typed Private Equity Fund with a 2024 or later as-of date
- PE share of funds, lifetime
- 92%
- Fund type mix
- Private equity fund: 11 funds, $1.8B reported gross assets, 12 ever reported
- Hedge fund: 1 fund, $311M reported gross assets
- Employees
- 55
- Headquarters
- Los Angeles, CA
- Office address
- ••• Locked
- Business phone
- ••• Locked
Stated criteria beside observed behaviourno criteria stated · 2 observed dealsShowHide
Stated by the firm
- Sectors
- not stated or not yet read
- Geography
- not stated or not yet read
- Revenue
- not stated or not yet read
- EBITDA
- not stated or not yet read
- Enterprise value
- not stated or not yet read
- Equity check
- not stated or not yet read
- Control
- not stated or not yet read
- Thesis
- not stated or not yet read
Observed from deals on record
- On record
- 2 companies, 2 holdings
- Deal roles
- 2 with role not stated
- Control
- 2 not stated
2 companies on the graph (0 transactions); no dated observations
FundsHow vehicles are groupedFeeders, parallels, executive funds, alternative investment vehicles and lettered sleeves are folded under the fund they belong to, read from the vehicle names. Deal-by-deal co-investment vehicles are pooled. Current funds come first: families are ordered by vintage, newest first, among those holding at least a twentieth of the largest family’s assets, then by size. The figure is the sum of each vehicle’s latest reported gross assets on Form ADV, not a fund size.
7 families, 15 vehicles on record
R•• S••••••••• W•••• I••••• F•••• L• · 2 vehicles · vintage 2019$1.4B
- R•• S••••••••• W•••• I••••• F•••• L• buyout or unlabelled · 2019$1.1B
- R•• S••••••••• W•••• I••••• F•••••• L••• Feeder or parallel · 2019$306M
F••••••••• I••••••••• C••••••• · 1 vehicle · vintage 2018$311M
- F••••••••• I••••••••• C••••••• SPV · 2018$311M
R•• G••••• P•••••• F•••• L• · 1 vehicle · vintage 2018$63.7M
- R•• G••••• P•••••• F•••• L• buyout or unlabelled · 2018$63.7M
R•• S••••••••• W•••• I••••• F••• I•• L• · 5 vehicles · vintage 2025$50.7M
- R•• S••••••••• W•••• I••••• F••• I•• L• buyout or unlabelled$47.9M
- R•• S••••••••• W•••• I••••• F••• I•••• L• Feeder or parallel$1.6M
- R•• S••••••••• W•••• I••••• F••• I•••• L• Feeder or parallel$1.3M
- R•• S••••••••• W•••• I••••• F••• I•••• L••• Feeder or parallel · 2025
- R•• S••••••••• W•••• I••••• F••• I•• L••• buyout or unlabelled · 2025
H••••• L• · 1 vehicle · vintage 2017$39.5M
- H••••• L• buyout or unlabelled · 2017$39.5M
Co-investment vehicles · 4 vehicles · vintage 2024$248M
- R•• F•••••• C••••••••• P••••••• L• Co-investment vehicle · 2024$92.0M
- R•• W•• C••••••••• P••••••• L• Co-investment vehicle$80.0M
- R•• S••• G••••• C••••••••• P•••••••• L••• Co-investment vehicle · 2022$75.9M
- R•• W•••• W••• C••••••••• P•••••••• L••• Co-investment vehicle
1 smaller family is in the full list of vehicles.
View all 15 vehiclesnewest vintage first, then largest
| Fund | Vehicle | Vintage | Reported gross assets (Form ADV), not fund size | GAV by year | Form D sold | Lifecycle |
|---|---|---|---|---|---|---|
| R•• S••••••••• W•••• I••••• F••• I•••• L••• | Feeder or parallel | 2025 Form D first sale | unknown | no reporting | $268M | Fundraising |
| R•• S••••••••• W•••• I••••• F••• I•• L••• | buyout or unlabelled | 2025 Form D first sale | unknown | no reporting | $268M | Fundraising |
| R•• F•••••• C••••••••• P••••••• L• ADV: Private Equity Fund | Co-investment vehicle | 2024 first reported on Form ADV | $92.0M as of Jul 20, 2026 | no Form D | Early deployment | |
| R•• S••• G••••• C••••••••• P•••••••• L••• ADV: Private Equity Fund | Co-investment vehicle | 2022 first reported on Form ADV | $75.9M as of Jul 20, 2026 | no Form D | Active deployment | |
| R•• G••••• P••••••• P•••••• L••• ADV: Private Equity Fund | buyout or unlabelled | 2021 first reported on Form ADV | $14.1M as of Jul 20, 2026 | $0 | Harvest | |
| R•• S••••••••• W•••• I••••• F•••• L• ADV: Private Equity Fund | buyout or unlabelled | 2019 Form D first sale | $1.1B as of Jul 20, 2026 | no Form D | Unknown | |
| R•• S••••••••• W•••• I••••• F•••••• L••• ADV: Private Equity Fund | Feeder or parallel | 2019 Form D first sale | $306M as of Jul 20, 2026 | no Form D | Mature | |
| F••••••••• I••••••••• C••••••• ADV: Hedge Fund | SPV | 2018 first reported on Form ADV | $311M as of Jul 20, 2026 | no Form D | Mature | |
| R•• G••••• P•••••• F•••• L• ADV: Private Equity Fund | buyout or unlabelled | 2018 Form D first sale | $63.7M as of Jul 20, 2026 | no Form D | Harvest | |
| H••••• L• ADV: Private Equity Fund | buyout or unlabelled | 2017 Form D first sale | $39.5M as of Jul 20, 2026 | no Form D | Mature | |
| R•• W•• C••••••••• P••••••• L• ADV: Private Equity Fund | Co-investment vehicle | unknown | $80.0M as of Jul 20, 2026 | no Form D | Unknown | |
| R•• S••••••••• W•••• I••••• F••• I•• L• ADV: Private Equity Fund | buyout or unlabelled | unknown | $47.9M as of Jul 20, 2026 | no Form D | Unknown | |
| R•• S••••••••• W•••• I••••• F••• I•••• L• ADV: Private Equity Fund | Feeder or parallel | unknown | $1.6M as of Jul 20, 2026 | no Form D | Unknown | |
| R•• S••••••••• W•••• I••••• F••• I•••• L• ADV: Private Equity Fund | Feeder or parallel | unknown | $1.3M as of Jul 20, 2026 | no Form D | Unknown | |
| R•• W•••• W••• C••••••••• P•••••••• L••• | Co-investment vehicle | unknown | unknown | no reporting | $0 | Unknown |
TeamWhere the team comes fromEach row names its source in short; hover the source for its full description. Sources on this list: SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites). A person named by two sources under two spellings is shown once, with both sources.
3 current, 4 former
- Co-Chief Executive Officer · since Jun 1, 2018
- Co-Chief Executive Officer · since Jun 1, 2018
- Chief Compliance Officer, Chief Operating Officer, And General Counsel · since Feb 1, 2019
Full team · 3 peoplegrouped by role, with sources
Managing partner (2)
- D••••• C••• F••••• · Co-Chief Executive Officer · since Jun 1, 2018 Form ADV
- J•••• A•• S•••••• · Co-Chief Executive Officer · since Jun 1, 2018 Form ADV
Platform (1)
- J••••••• A•••• · Chief Compliance Officer, Chief Operating Officer, And General Counsel · since Feb 1, 2019 Form ADV
4 former (kept with end dates)
- H•••••• N••••• S•••• · Chief Compliance Officer · May 1, 2018 to Feb 19, 2019 Inference
- J••••• N••• A•••••••• · Chief Compliance Officer · Jan 1, 2018 to May 16, 2018 Inference
- N••••• N••••• B•••• · Chief Operations Officer And Principal · May 1, 2017 to Feb 24, 2021 Inference
- R••••• C•••••• M••••••••• · Chief Financial Officer · Jan 1, 2019 to Apr 29, 2022 Inference
DealsHow deals are mergedOne row per deal. A portfolio relationship and a transaction that describe the same deal (the same transaction, or the same company on the same date) are printed once, with the columns of both. 2 portfolio relationships and 0 transactions are on this record.
2 on record, newest first · 0 platforms · 0 add-ons
| Date | Company | Deal | This firm’s role | Status | Partner | Source |
|---|---|---|---|---|---|---|
| date unknown | C••••••• | Portfolio relationship | Role unknown | unknown | unknown | Fact Firm website |
| date unknown | C••• | Portfolio relationship | Role unknown | unknown | unknown | Fact Firm website |
Placement agents, lenders, advisers and co-investors
5 relationships
Placement agents (5)
- J••• M••••• S••••••••• L•• 2 shared · recurring · last Jan 1, 2020
- L••••• F••••• • C•• L•• 2 shared · recurring · last Jan 1, 2020
- G•••••• S•••• • C•• L•• 2 shared · recurring · last Jan 1, 2020
- L••••• • C•• L•••••• 2 shared · recurring · last Jan 1, 2020
- B••••••• C•••••• I••• 1 shared · one time · last Jan 1, 2022
LP commitmentsHow LPs are totalledOne line per LP, largest disclosed total first. A commitment that the same LP reports again in a later document is counted once in its total; both documents stay in the full list. Rows repeated line for line from one document are shown once.
0 LPs, 0 disclosed commitments
No LP commitment collected yet. An LP edge needs a public disclosure with a quote, such as a pension plan’s report or an announcement naming the LP.
Events
2 most recent
Across the graphs
R•• C•••••• M••••••••• L•• is the same institution as 3 records in Independent Sponsors, RIA and Wealth and Allocators.
Independent Sponsors1RIA and Wealth1Allocators1
Which record it is in each graph, what it is called there, and what the two were joined on. The Data Factory holds all nine graphs and the identity layer between them.
Checking your plan…
Not yet on record: deals, last 12 months.