DFX Intelligence
The names on this page are hidden. Create a free account to reveal 5 records a month, or get Private Equity Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.
T•••• C•••••• B••••• I•••
Buyout firmClassification confirmedLower middle marketSEC registered investment adviser· Chicago, IL
••• Locked
As of · identity and classification; each section below carries its own date
- Regulatory AUM
- $4.8M
- PE fund assets
- $4.8M
- PE funds
- 2
- Deals, last 12 months
- 0
Form ADV
Form ADV
Form ADV
DFX transaction tape
As of · identity and classification; each section below carries its own date
Nothing material in the last 180 days. No dated change on record yet.
Classification, Form ADV and stated criteria
How this organization is classified, and on what basisBuyout firm · 1 in historyShowHide
- Class
- Buyout firmconfirmed, confidence 85%
- Basis
- 5 of 5 distinct vehicles are sworn Private Equity Funds; 2 reported gross assets on a filing in 2022 or later
- Size band
- Lower middle marketdefined by: proxy: $0.00bn Private Equity Fund GAV on the Form ADV filed 2024-03-28
Classification history (1)
- Sep 13, 2026Buyout firm (confirmed, 85%)5 of 5 distinct vehicles are sworn Private Equity Funds; 2 reported gross assets on a filing in 2022 or later
Regulatory footprint (Form ADV)RAUM $4.8M · 2 PE funds · filed Mar 28, 2024ShowHide
- Adviser type
- Registered investment adviser
- Form ADV filings
- Feb 14, 2012 to Mar 28, 2024
- RAUM
- $4.8Mregulatory assets under management of the adviser; not dry powder, not a fund size
- PE funds, latest filing
- 2
- PE fund GAV, latest filing
- $4.8Mreported gross assets (Form ADV), not fund size
- All private fund GAV
- $4.8Mevery private fund type, latest filing
- 2024 PE fund GAV
- $4.8Msum over funds typed Private Equity Fund with a 2024 or later as-of date
- PE share of funds, lifetime
- 100%
- Fund type mix
- Private equity fund: 2 funds, $4.8M reported gross assets, 5 ever reported
- Employees
- 7
- Headquarters
- Chicago, IL
- Office address
- ••• Locked
- Business phone
- ••• Locked
Stated criteria beside observed behaviourno criteria stated · 1 observed dealsShowHide
Stated by the firm
- Sectors
- not stated or not yet read
- Geography
- not stated or not yet read
- Revenue
- not stated or not yet read
- EBITDA
- not stated or not yet read
- Enterprise value
- not stated or not yet read
- Equity check
- not stated or not yet read
- Control
- not stated or not yet read
- Thesis
- not stated or not yet read
Observed from deals on record
- On record
- 1 company, 1 transaction
- Period
- 2006 (1 dated observation)
- By year
- 2006: 1 other deal
1 company on the graph (1 transaction); observed 2006 to 2006
FundsHow vehicles are groupedFeeders, parallels, executive funds, alternative investment vehicles and lettered sleeves are folded under the fund they belong to, read from the vehicle names. Deal-by-deal co-investment vehicles are pooled. Current funds come first: families are ordered by vintage, newest first, among those holding at least a twentieth of the largest family’s assets, then by size. The figure is the sum of each vehicle’s latest reported gross assets on Form ADV, not a fund size.
5 families, 5 vehicles on record
T•••• C•••••• F••• V•••• L••• · 1 vehicle$14.6M
- T•••• C•••••• F••• V•••• L••• buyout or unlabelled$14.6M
T•••• C•••••• F••• V•• L••• · 1 vehicle$5.6M
- T•••• C•••••• F••• V•• L••• buyout or unlabelled$5.6M
T•••• C•••••• F••• V••• L••• · 1 vehicle$4.7M
- T•••• C•••••• F••• V••• L••• buyout or unlabelled$4.7M
T•••• C•••••• F•••••• F••• V•• L••• · 1 vehicle$300,000
- T•••• C•••••• F•••••• F••• V•• L••• Feeder or parallel$300,000
T•••• C•••••• F•••••• F••• V••• L••• · 1 vehicle$117,036
- T•••• C•••••• F•••••• F••• V••• L••• Feeder or parallel$117,036
View all 5 vehiclesnewest vintage first, then largest
| Fund | Vehicle | Vintage | Reported gross assets (Form ADV), not fund size | GAV by year | Form D sold | Lifecycle |
|---|---|---|---|---|---|---|
| T•••• C•••••• F••• V•••• L••• ADV: Private Equity Fund | buyout or unlabelled | unknown | $14.6M as of Mar 31, 2019 | no Form D | Wound down | |
| T•••• C•••••• F••• V•• L••• ADV: Private Equity Fund | buyout or unlabelled | unknown | $5.6M as of Mar 30, 2016 | no Form D | Wound down | |
| T•••• C•••••• F••• V••• L••• ADV: Private Equity Fund | buyout or unlabelled | unknown | $4.7M as of Mar 28, 2024 | no Form D | Harvest | |
| T•••• C•••••• F•••••• F••• V•• L••• ADV: Private Equity Fund | Feeder or parallel | unknown | $300,000 as of Mar 30, 2016 | no Form D | Wound down | |
| T•••• C•••••• F•••••• F••• V••• L••• ADV: Private Equity Fund | Feeder or parallel | unknown | $117,036 as of Mar 28, 2024 | no Form D | Harvest |
TeamWhere the team comes fromEach row names its source in short; hover the source for its full description. Sources on this list: SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites). A person named by two sources under two spellings is shown once, with both sources.
7 current, 0 former
- Managing Partner / Director · since Jun 1, 2006
- Managing Partner / Director / President / Sole Shareholder · since Dec 1, 1997
- Managing Partner / Director · since Jun 1, 2006
- Partner · since Jun 1, 2006
- Partner · since Jun 1, 2006
Full team · 7 peoplegrouped by role, with sources
Managing partner (3)
- B•••• C•••••• · Managing Partner / Director · since Jun 1, 2006 Form ADV
- C••• D•• T•••• · Managing Partner / Director / President / Sole Shareholder · since Dec 1, 1997 Form ADV
- O•••••• B•••• · Managing Partner / Director · since Jun 1, 2006 Form ADV
Partner (2)
- P•••• S•••• E••••• · Partner · since Jun 1, 2006 Form ADV
- S••••• S•••• C•••••• · Partner · since Jun 1, 2006 Form ADV
Platform (2)
- K•••••••• E•••••••• B•••••• · Chief Financial Officer · since Oct 1, 2008 Form ADV
- L•• M••• M••••••• · Vice President / Secretary / Chief Compliance Officer · since Jun 1, 2006 Form ADV
DealsHow deals are mergedOne row per deal. A portfolio relationship and a transaction that describe the same deal (the same transaction, or the same company on the same date) are printed once, with the columns of both. 0 portfolio relationships and 1 transaction are on this record.
1 on record, newest first · 0 platforms · 0 add-ons
| Date | Company | Deal | This firm’s role | Status | Partner | Source |
|---|---|---|---|---|---|---|
| Aug 21, 2006 | E••••••••• L••••••• C••• | Take-private | Sponsor (derived) | not in the portfolio read | unknown | sec.gov |
Placement agents, lenders, advisers and co-investors
0 relationships
No counterparty collected yet. These are counted from transactions that name both this firm and the other party, and from placement agents on this firm’s funds.
LP commitmentsHow LPs are totalledOne line per LP, largest disclosed total first. A commitment that the same LP reports again in a later document is counted once in its total; both documents stay in the full list. Rows repeated line for line from one document are shown once.
2 LPs, 2 disclosed commitments
- C••••••••• S•••• T•••••••• R••••••••• S•••••1 commitment to 1 fund · $100M disclosed
- L•• A•••••• C••• E••••••••• R••••••••• S•••••1 commitment to 1 fund · $4.8M disclosed
All 2 commitmentsgrouped by LP, largest first
C••••••••• S•••• T•••••••• R••••••••• S••••• $100M disclosed
- in T•••• C•••••• F••• V••• L••• $100M calstrs.com
L•• A•••••• C••• E••••••••• R••••••••• S••••• $4.8M disclosed
- in T•••• C•••••• F••• V•• L••• $4.8M lacers.org
Events
2 most recent
Across the graphs
T•••• C•••••• B••••• I••• is the same institution as 2 records in RIA and Wealth and Allocators.
RIA and Wealth1Allocators1
Which record it is in each graph, what it is called there, and what the two were joined on. The Data Factory holds all nine graphs and the identity layer between them.
Checking your plan…
Not yet on record: investments held.