DFX Intelligence
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L••••••• I••••••••• M••••••••• L••
Hybrid managerClassification probableLower middle marketSEC registered investment adviser· London
••• Locked
As of · identity and classification; each section below carries its own date
- Regulatory AUM
- $13B
- PE fund assets
- $206M
- PE funds
- 0
- Investments held
- 0 of 3
Form ADV
Form ADV
Form ADV
DFX transaction tape
As of · identity and classification; each section below carries its own date
What matters now
- -1fund on Form ADV
Private equity funds on its Form ADV went from 1 to 0 (-1).
Vehicles leaving the filing are funds wound up or moved to another adviser.
Classification, Form ADV and stated criteria
How this organization is classified, and on what basisHybrid manager · 1 in historyShowHide
- Class
- Hybrid managerprobable, confidence 65%
- Basis
- Private Equity Funds are 1 of 4 distinct vehicles; hedge, securitized or liquidity vehicles 3
- Size band
- Lower middle marketdefined by: proxy: $0.21bn Private Equity Fund GAV on the Form ADV filed 2024-10-16
Classification history (1)
- Sep 13, 2026Hybrid manager (probable, 65%)Private Equity Funds are 1 of 4 distinct vehicles; hedge, securitized or liquidity vehicles 3
Regulatory footprint (Form ADV)RAUM $13B · 0 PE funds · filed Apr 20, 2026ShowHide
- Adviser type
- Registered investment adviser
- Form ADV filings
- May 14, 2023 to Apr 20, 2026
- RAUM
- $13Bregulatory assets under management of the adviser; not dry powder, not a fund size
- PE funds, latest filing
- 0
- PE fund GAV, latest filing
- $206Mreported gross assets (Form ADV), not fund size
- All private fund GAV
- $2.4Bevery private fund type, latest filing
- 2024 PE fund GAV
- $206Msum over funds typed Private Equity Fund with a 2024 or later as-of date
- PE share of funds, lifetime
- 25%
- Fund type mix
- Hedge fund: 3 funds, $2.4B reported gross assets
- Private equity fund: 1 ever reported
- Employees
- 34
- Headquarters
- London, United Kingdom
- Office address
- ••• Locked
- Business phone
- ••• Locked
Stated criteria beside observed behaviour2 of 8 criteria stated · 3 observed dealsShowHide
Stated by the firm
- Sectors
- Technology
- Geography
- not stated or not yet read
- Revenue
- not stated or not yet read
- EBITDA
- not stated or not yet read
- Enterprise value
- not stated or not yet read
- Equity check
- not stated or not yet read
- Control
- not stated or not yet read
- Thesis
- ••• Locked
Observed from deals on record
- On record
- 3 companies, 3 holdings
- Deal roles
- 3 with role not stated
- Control
- 3 not stated
3 companies on the graph (0 transactions); no dated observations
FundsHow vehicles are groupedFeeders, parallels, executive funds, alternative investment vehicles and lettered sleeves are folded under the fund they belong to, read from the vehicle names. Deal-by-deal co-investment vehicles are pooled. Current funds come first: families are ordered by vintage, newest first, among those holding at least a twentieth of the largest family’s assets, then by size. The figure is the sum of each vehicle’s latest reported gross assets on Form ADV, not a fund size.
1 family, 1 vehicle on record
L••••••• O••••••••• F••• I•• · 1 vehicle · vintage 2023$206M
- L••••••• O••••••••• F••• I•• buyout or unlabelled$206M
View all 1 vehiclenewest vintage first, then largest
| Fund | Vehicle | Vintage | Reported gross assets (Form ADV), not fund size | GAV by year | Form D sold | Lifecycle |
|---|---|---|---|---|---|---|
| L••••••• O••••••••• F••• I•• ADV: Private Equity Fund | buyout or unlabelled | unknown | $206M as of Oct 16, 2024 | $0 | Early deployment |
TeamWhere the team comes fromEach row names its source in short; hover the source for its full description. Sources on this list: SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites); Investment organization websites (team, portfolio, strategy, criteria, news). A person named by two sources under two spellings is shown once, with both sources.
5 current, 2 former
- Chief Executive Officer · since Jul 1, 2021
- Managing Partner and CIO – L••••••• Innovation
- Majority Shareholder · since May 1, 2003
- Chief Operating Officer · since Jun 1, 2024
- Chief Compliance Officer · since Aug 1, 2024
Full team · 5 peoplegrouped by role, with sources
Managing partner (2)
- E••••• V•••••• · Chief Executive Officer · since Jul 1, 2021 Form ADV
- J•••• A••••••• · Managing Partner and CIO – L••••••• Innovation · start date unknown Firm website
Partner (1)
- J••• E••••• · Majority Shareholder · since May 1, 2003 Form ADV Firm website
Platform (2)
- B•• M•• H•••• H• · Chief Operating Officer · since Jun 1, 2024 Form ADV
- M••••• M••••••• F•••• · Chief Compliance Officer · since Aug 1, 2024 Form ADV
2 former (kept with end dates)
- I•••• L••• H•••••• · Co-Chief Operating Officer · May 1, 2023 to Oct 16, 2024 Inference
- S•••••••• T••••• E••••••• · Chief Compliance Officer · Feb 1, 2021 to Aug 22, 2023 Inference
DealsHow deals are mergedOne row per deal. A portfolio relationship and a transaction that describe the same deal (the same transaction, or the same company on the same date) are printed once, with the columns of both. 3 portfolio relationships and 0 transactions are on this record.
3 on record, newest first · 0 platforms · 0 add-ons
| Date | Company | Deal | This firm’s role | Status | Partner | Source |
|---|---|---|---|---|---|---|
| date unknown | I••••••••• T••••• | Portfolio relationship | Role unknown | unknown | unknown | Fact Firm website |
| date unknown | A• • T••••••••• | Portfolio relationship | Role unknown | unknown | unknown | Fact Firm website |
| date unknown | T•• P••••••• E•••••• | Portfolio relationship | Role unknown | unknown | unknown | Fact Firm website |
Placement agents, lenders, advisers and co-investors
0 relationships
No counterparty collected yet. These are counted from transactions that name both this firm and the other party, and from placement agents on this firm’s funds.
LP commitmentsHow LPs are totalledOne line per LP, largest disclosed total first. A commitment that the same LP reports again in a later document is counted once in its total; both documents stay in the full list. Rows repeated line for line from one document are shown once.
0 LPs, 0 disclosed commitments
No LP commitment collected yet. An LP edge needs a public disclosure with a quote, such as a pension plan’s report or an announcement naming the LP.
Events
7 most recent
- Jun 18, 2026••• Locked
- Apr 20, 2026••• Locked
- Oct 1, 2025••• Locked
- Sep 27, 2024••• Locked
- Feb 15, 2024••• Locked
Full timeline · 7 eventsnewest first, including the LP commitments and deals above
- Jun 18, 2026••• Locked
- Apr 20, 2026••• Locked
- Oct 1, 2025••• Locked
- Sep 27, 2024••• Locked
- Feb 15, 2024••• Locked
- May 15, 2023••• Locked
- May 14, 2023••• Locked
Across the graphs
L••••••• I••••••••• M••••••••• L•• is the same institution as 2 records in RIA and Wealth and Allocators.
RIA and Wealth1Allocators1
Which record it is in each graph, what it is called there, and what the two were joined on. The Data Factory holds all nine graphs and the identity layer between them.
Checking your plan…
Not yet on record: deals, last 12 months.