DFX Intelligence
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T•••••• C••••••• L•••
Buyout firmClassification confirmedLower middle marketSEC exempt reporting adviser· New York, NY
••• Locked
As of · identity and classification; each section below carries its own date
- Regulatory AUM
- $202M
- PE fund assets
- $103M
- PE funds
- 6
- Investments held
- 0 of 10
Form ADV
Form ADV
Form ADV
DFX transaction tape
As of · identity and classification; each section below carries its own date
Nothing material in the last 180 days. Last change: 24 Oct 2025, Filed a Form D on 24 Oct 2025, the first public sign that a vehicle is taking commitments.
Classification, Form ADV and stated criteria
How this organization is classified, and on what basisBuyout firm · 2 in historyShowHide
- Class
- Buyout firmconfirmed, confidence 85%
- Basis
- 9 of 9 distinct vehicles are sworn Private Equity Funds; 9 reported gross assets on a filing in 2022 or later
- Size band
- Lower middle marketdefined by: proxy: $0.10bn Private Equity Fund GAV on the Form ADV filed 2026-08-06
Classification history (2)
- Sep 23, 2026Buyout firm (confirmed, 85%)9 of 9 distinct vehicles are sworn Private Equity Funds; 9 reported gross assets on a filing in 2022 or later
- Sep 13, 2026Buyout firm (confirmed, 85%)8 of 8 distinct vehicles are sworn Private Equity Funds; 8 reported gross assets on a filing in 2022 or later
Regulatory footprint (Form ADV)RAUM $202M · 6 PE funds · filed Aug 6, 2026ShowHide
- Adviser type
- Exempt reporting adviser
- Form ADV filings
- Nov 2, 2015 to Aug 6, 2026
- RAUM
- $202Mregulatory assets under management of the adviser; not dry powder, not a fund size
- PE funds, latest filing
- 6
- PE fund GAV, latest filing
- $103Mreported gross assets (Form ADV), not fund size
- All private fund GAV
- $103Mevery private fund type, latest filing
- 2024 PE fund GAV
- $112Msum over funds typed Private Equity Fund with a 2024 or later as-of date
- PE share of funds, lifetime
- 100%
- Fund type mix
- Private equity fund: 6 funds, $103M reported gross assets, 9 ever reported
- Employees
- 8
- Headquarters
- New York, NY
- Office address
- ••• Locked
- Business phone
- ••• Locked
Stated criteria beside observed behaviour1 of 8 criteria stated · 10 observed dealsShowHide
Stated by the firm
- Sectors
- not stated or not yet read
- Geography
- not stated or not yet read
- Revenue
- not stated or not yet read
- EBITDA
- not stated or not yet read
- Enterprise value
- not stated or not yet read
- Equity check
- not stated or not yet read
- Control
- not stated or not yet read
- Thesis
- ••• Locked
Observed from deals on record
- On record
- 10 companies, 10 holdings
- Most deals
- Life sciences (2 of 10, e.g. Demetrix and Front Range Biosciences), education (1 of 10), industrial manufacturing (1 of 10)
- Subsectors
- Life sciences (2 of 10), education (1 of 10), miscellaneous manufacturing (1 of 10)
- Deal roles
- 10 with role not stated
- Control
- 10 not stated
10 companies on the graph (0 transactions); most in life sciences (2); no dated observations
FundsHow vehicles are groupedFeeders, parallels, executive funds, alternative investment vehicles and lettered sleeves are folded under the fund they belong to, read from the vehicle names. Deal-by-deal co-investment vehicles are pooled. Current funds come first: families are ordered by vintage, newest first, among those holding at least a twentieth of the largest family’s assets, then by size. The figure is the sum of each vehicle’s latest reported gross assets on Form ADV, not a fund size.
8 families, 9 vehicles on record
N•• C••• L• · 1 vehicle · vintage 2024$9.2M
- N•• C••• L• buyout or unlabelled · 2024$9.2M
T• C•• V• L••• · 1 vehicle · vintage 2021$8.7M
- T• C•• V• L••• buyout or unlabelled · 2021$8.7M
T• C•• I•• L• · 1 vehicle · vintage 2020$4.1M
- T• C•• I•• L• buyout or unlabelled · 2020$4.1M
T•••••• C•••••• F••• I•• L• · 1 vehicle · vintage 2019$46.8M
- T•••••• C•••••• F••• I•• L• buyout or unlabelled · 2019$46.8M
T• C•• I••• L• · 1 vehicle · vintage 2018$7.1M
- T• C•• I••• L• buyout or unlabelled · 2018$7.1M
3 smaller families are in the full list of vehicles.
View all 9 vehiclesnewest vintage first, then largest
| Fund | Vehicle | Vintage | Reported gross assets (Form ADV), not fund size | GAV by year | Form D sold | Lifecycle |
|---|---|---|---|---|---|---|
| N•• C••• L• ADV: Private Equity Fund | buyout or unlabelled | 2024 Form D first sale | $9.2M as of Aug 6, 2026 | $9.4M | Unknown | |
| T• C•• V• L••• ADV: Private Equity Fund | buyout or unlabelled | 2021 Form D first sale | $8.7M as of Nov 18, 2024 | $5.6M | Early deployment | |
| T• C•• I•• L• ADV: Private Equity Fund | buyout or unlabelled | 2020 Form D first sale | $4.1M as of Aug 6, 2026 | $4.2M | Harvest | |
| T•••••• C•••••• F••• I•• L• ADV: Private Equity Fund | buyout or unlabelled | 2019 Form D first sale | $46.8M as of Aug 6, 2026 | $268M | Harvest | |
| T• C•• I••• L• ADV: Private Equity Fund | buyout or unlabelled | 2018 Form D first sale | $7.1M as of Aug 6, 2026 | no Form D | Harvest | |
| T• C•• I•• L• ADV: Private Equity Fund | buyout or unlabelled | 2017 Form D first sale | $3.1M as of May 13, 2022 | no Form D | Wound down | |
| T• C•• I• L••• ADV: Private Equity Fund | buyout or unlabelled | 2017 Form D first sale | $246,869 as of May 9, 2023 | no Form D | Wound down | |
| T•••••• C•••••• P••••••• F••• I• L••• ADV: Private Equity Fund | Feeder or parallel | 2016 Form D first sale | $17.8M as of Aug 6, 2026 | no Form D | Harvest | |
| T•••••• C•••••• F••• I• L••• ADV: Private Equity Fund | buyout or unlabelled | 2015 Form D first sale | $18.2M as of Aug 6, 2026 | no Form D | Harvest |
TeamWhere the team comes fromEach row names its source in short; hover the source for its full description. Sources on this list: SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites). A person named by two sources under two spellings is shown once, with both sources.
4 current, 2 former
- Member · since Mar 1, 2015
- Elected Manager · since Mar 1, 2015
- Member · since Mar 1, 2015
- Chief Compliance Officer · since Jun 1, 2020
Full team · 4 peoplegrouped by role, with sources
Partner (3)
- A••••• J••• F•••••• · Member · since Mar 1, 2015 Form ADV
- M••• A••••• Z•••••• · Elected Manager · since Mar 1, 2015 Form ADV
- M••• J••••• R••••• · Member · since Mar 1, 2015 Form ADV
Platform (1)
- B•••• P••• S••••••• · Chief Compliance Officer · since Jun 1, 2020 Form ADV
2 former (kept with end dates)
- R••••• E•••••• H••• · Member · Jan 1, 2015 to Mar 22, 2017 Inference
- A••••••• N• F•• · Chief Compliance Officer · May 1, 2018 to Sep 18, 2020 Inference
DealsHow deals are mergedOne row per deal. A portfolio relationship and a transaction that describe the same deal (the same transaction, or the same company on the same date) are printed once, with the columns of both. 10 portfolio relationships and 0 transactions are on this record.
10 on record, newest first · 0 platforms · 0 add-ons
| Date | Company | Deal | This firm’s role | Status | Partner | Source |
|---|---|---|---|---|---|---|
| date unknown | H••• | Portfolio relationship | Role unknown | unknown | unknown | Fact Firm website |
| date unknown | K••• | Portfolio relationship | Role unknown | unknown | unknown | Fact Firm website |
| date unknown | S•••••••• | Portfolio relationship | Role unknown | unknown | unknown | Fact Firm website |
| date unknown | G••••••• L••• | Portfolio relationship | Role unknown | unknown | unknown | Fact Firm website |
| date unknown | V••••• | Portfolio relationship | Role unknown | unknown | unknown | Fact Firm website |
All 10 dealsnewest first
| Date | Company | Deal | This firm’s role | Status | Partner | Source |
|---|---|---|---|---|---|---|
| date unknown | H••• | Portfolio relationship | Role unknown | unknown | unknown | Fact Firm website |
| date unknown | K••• | Portfolio relationship | Role unknown | unknown | unknown | Fact Firm website |
| date unknown | S•••••••• | Portfolio relationship | Role unknown | unknown | unknown | Fact Firm website |
| date unknown | G••••••• L••• | Portfolio relationship | Role unknown | unknown | unknown | Fact Firm website |
| date unknown | V••••• | Portfolio relationship | Role unknown | unknown | unknown | Fact Firm website |
| date unknown | L••• P••• | Portfolio relationship | Role unknown | unknown | unknown | Fact Firm website |
| date unknown | G•••• F••••• M•••• | Portfolio relationship | Role unknown | unknown | unknown | Fact Firm website |
| date unknown | F•••• R•••• B••••••••• | Portfolio relationship | Role unknown | unknown | unknown | Fact Firm website |
| date unknown | D••••••• | Portfolio relationship | Role unknown | unknown | unknown | Fact Firm website |
| date unknown | W••••••• | Portfolio relationship | Role unknown | unknown | unknown | Fact Firm website |
Placement agents, lenders, advisers and co-investors
7 relationships
Placement agents (7)
- N••••• K•••••••• 1 shared · one time · last Jan 1, 2017
- S••••• S••••••• 1 shared · one time · last Jan 1, 2021
- R••••••• E••••••••• 1 shared · one time · last Jan 1, 2020
- R•••• S••• 1 shared · one time · last Jan 1, 2018
- M•••••• C••• 1 shared · one time · last Jan 1, 2021
- E•• X••••••••• 1 shared · one time · last Jan 1, 2021
- L••••• K•••• 1 shared · one time · last Jan 1, 2021
LP commitmentsHow LPs are totalledOne line per LP, largest disclosed total first. A commitment that the same LP reports again in a later document is counted once in its total; both documents stay in the full list. Rows repeated line for line from one document are shown once.
0 LPs, 0 disclosed commitments
No LP commitment collected yet. An LP edge needs a public disclosure with a quote, such as a pension plan’s report or an announcement naming the LP.
Events
1 most recent
- Nov 2, 2015••• Locked
Across the graphs
T•••••• C••••••• L••• is the same institution as 3 records in Venture Capital, Independent Sponsors and RIA and Wealth.
Venture Capital1Independent Sponsors1RIA and Wealth1
Which record it is in each graph, what it is called there, and what the two were joined on. The Data Factory holds all nine graphs and the identity layer between them.
Checking your plan…
Not yet on record: deals, last 12 months.