DFX Intelligence
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C•••
Buyout firmClassification confirmedLower middle marketSEC registered investment adviser· New York, NY
••• Locked
As of · identity and classification; each section below carries its own date
- Regulatory AUM
- $513M
- PE fund assets
- $184M
- PE funds
- 8
- Investments held
- 0 of 4
Form ADV
Form ADV
Form ADV
DFX transaction tape
As of · identity and classification; each section below carries its own date
Nothing material in the last 180 days. No dated change on record yet.
Classification, Form ADV and stated criteria
How this organization is classified, and on what basisBuyout firm · 2 in historyShowHide
- Class
- Buyout firmconfirmed, confidence 85%
- Basis
- 12 of 14 distinct vehicles are sworn Private Equity Funds; 10 reported gross assets on a filing in 2022 or later
- Size band
- Lower middle marketdefined by: proxy: $0.18bn Private Equity Fund GAV on the Form ADV filed 2026-05-08
Classification history (2)
- Sep 23, 2026Buyout firm (confirmed, 85%)12 of 14 distinct vehicles are sworn Private Equity Funds; 10 reported gross assets on a filing in 2022 or later
- Sep 13, 2026Buyout firm (confirmed, 85%)12 of 13 distinct vehicles are sworn Private Equity Funds; 11 reported gross assets on a filing in 2022 or later
Regulatory footprint (Form ADV)RAUM $513M · 8 PE funds · filed May 8, 2026ShowHide
- Adviser type
- Registered investment adviser
- Form ADV filings
- Sep 19, 2018 to May 8, 2026
- RAUM
- $513Mregulatory assets under management of the adviser; not dry powder, not a fund size
- PE funds, latest filing
- 8
- PE fund GAV, latest filing
- $184Mreported gross assets (Form ADV), not fund size
- All private fund GAV
- $200Mevery private fund type, latest filing
- 2024 PE fund GAV
- $184Msum over funds typed Private Equity Fund with a 2024 or later as-of date
- PE share of funds, lifetime
- 86%
- Fund type mix
- Private equity fund: 8 funds, $184M reported gross assets, 12 ever reported
- Real estate fund: 1 fund, $15.9M reported gross assets, 2 ever reported
- Employees
- 2
- Headquarters
- New York, NY
- Office address
- ••• Locked
- Business phone
- ••• Locked
Stated criteria beside observed behaviour1 of 8 criteria stated · 4 observed dealsShowHide
Stated by the firm
- Sectors
- not stated or not yet read
- Geography
- United States, North America
- Revenue
- not stated or not yet read
- EBITDA
- not stated or not yet read
- Enterprise value
- not stated or not yet read
- Equity check
- not stated or not yet read
- Control
- not stated or not yet read
- Thesis
- not stated or not yet read
Observed from deals on record
- On record
- 4 companies, 4 holdings
- Deal roles
- 4 with role not stated
- Control
- 4 not stated
4 companies on the graph (0 transactions); no dated observations
FundsHow vehicles are groupedFeeders, parallels, executive funds, alternative investment vehicles and lettered sleeves are folded under the fund they belong to, read from the vehicle names. Deal-by-deal co-investment vehicles are pooled. Current funds come first: families are ordered by vintage, newest first, among those holding at least a twentieth of the largest family’s assets, then by size. The figure is the sum of each vehicle’s latest reported gross assets on Form ADV, not a fund size.
12 families, 12 vehicles on record
P••• R••••••• C•••••• L• X••• · 1 vehicle · vintage 2024$21.5M
- P••• R••••••• C•••••• L• X••• buyout or unlabelled · 2024$21.5M
P••• R••••••• C•••••• L• X••••• · 1 vehicle · vintage 2024$13.9M
- P••• R••••••• C•••••• L• X••••• buyout or unlabelled · 2024$13.9M
N•• Y••• R••••••• C••••• L• I• · 1 vehicle · vintage 2023$40.6M
- N•• Y••• R••••••• C••••• L• I• buyout or unlabelled · 2023$40.6M
F•••••• R••••••• C••••• L• I• · 1 vehicle · vintage 2022$223M
- F•••••• R••••••• C••••• L• I• buyout or unlabelled · 2022$223M
N•• Y••• R••••••• C••••• L• V• · 1 vehicle · vintage 2016$102M
- N•• Y••• R••••••• C••••• L• V• buyout or unlabelled · 2016$102M
7 smaller families are in the full list of vehicles.
View all 12 vehiclesnewest vintage first, then largest
| Fund | Vehicle | Vintage | Reported gross assets (Form ADV), not fund size | GAV by year | Form D sold | Lifecycle |
|---|---|---|---|---|---|---|
| P••• R••••••• C•••••• L• X••• ADV: Private Equity Fund | buyout or unlabelled | 2024 first reported on Form ADV | $21.5M as of May 8, 2026 | no Form D | Unknown | |
| P••• R••••••• C•••••• L• X••••• ADV: Private Equity Fund | buyout or unlabelled | 2024 first reported on Form ADV | $13.9M as of May 8, 2026 | no Form D | Unknown | |
| L•• A•••••• C••••• R••••••• C••••• V•• L• ADV: Private Equity Fund | buyout or unlabelled | 2024 first reported on Form ADV | $4.1M as of May 8, 2026 | no Form D | Unknown | |
| N•• Y••• R••••••• C••••• L• I• ADV: Private Equity Fund | buyout or unlabelled | 2023 first reported on Form ADV | $40.6M as of May 8, 2026 | no Form D | Active deployment | |
| F•••••• R••••••• C••••• L• I• ADV: Private Equity Fund | buyout or unlabelled | 2022 first reported on Form ADV | $223M as of Mar 25, 2022 | no Form D | Wound down | |
| N•• Y••• M••••••••• R••••••• C••••• L• I• ADV: Private Equity Fund | buyout or unlabelled | 2021 first reported on Form ADV | $3.0M as of Mar 25, 2022 | no Form D | Wound down | |
| P••• R••••••• C•••••• L• X•••• ADV: Private Equity Fund | buyout or unlabelled | 2021 first reported on Form ADV | $1.5M as of Jan 4, 2022 | no Form D | Wound down | |
| H••••• R••••••• C•••••• L• 1• ADV: Private Equity Fund | buyout or unlabelled | 2021 first reported on Form ADV | $492,672 as of May 8, 2026 | no Form D | Harvest | |
| P••• R••••••• C••••• L• X•• ADV: Private Equity Fund | buyout or unlabelled | 2021 first reported on Form ADV | $0 as of Mar 25, 2022 | no Form D | Wound down | |
| N•• Y••• R••••••• C••••• L• V• ADV: Private Equity Fund | buyout or unlabelled | 2016 Form D first sale | $102M as of May 8, 2026 | no Form D | Active deployment | |
| P••••••••• R••••••• C••••• L• I• ADV: Private Equity Fund | buyout or unlabelled | 2014 Form D first sale | $0 as of May 8, 2026 | no Form D | Harvest | |
| P••• R••••••• C•••••• L• X••• ADV: Private Equity Fund | buyout or unlabelled | 2013 Form D first sale | $1.5M as of May 8, 2026 | no Form D | Harvest |
TeamWhere the team comes fromEach row names its source in short; hover the source for its full description. Sources on this list: SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites). A person named by two sources under two spellings is shown once, with both sources.
4 current, 3 former
- Chief Executive Officer · since Aug 1, 2021
- Managing Member · since Aug 1, 2018
- Chief Compliance Officer · since Feb 1, 2024
- General Counsel And Chief Legal Officer · since Dec 1, 2022
Full team · 4 peoplegrouped by role, with sources
Managing partner (2)
- P•••• W•••••• C•••••••• · Chief Executive Officer · since Aug 1, 2021 Form ADV
- T•••• R•••••••• · Managing Member · since Aug 1, 2018 Form ADV
Platform (2)
- F•••• T••• I••••••• · Chief Compliance Officer · since Feb 1, 2024 Form ADV
- W••••• S•••••• G••••• · General Counsel And Chief Legal Officer · since Dec 1, 2022 Form ADV
3 former (kept with end dates)
- J•••••• A•••• D•••••• · Chief Executive Officer · Aug 1, 2018 to Aug 30, 2021 Inference
- G••• B• S•••• · General Counsel And Chief Legal Officer · Aug 1, 2018 to Mar 31, 2023 Inference
- L••••••• W•••••• C••• · Chief Compliance Officer · Jun 1, 2021 to Jan 4, 2022 Inference
DealsHow deals are mergedOne row per deal. A portfolio relationship and a transaction that describe the same deal (the same transaction, or the same company on the same date) are printed once, with the columns of both. 4 portfolio relationships and 0 transactions are on this record.
4 on record, newest first · 0 platforms · 0 add-ons
| Date | Company | Deal | This firm’s role | Status | Partner | Source |
|---|---|---|---|---|---|---|
| date unknown | w•••• C••• F•••• L••• n• b••••••••• | Portfolio relationship | Role unknown | unknown | unknown | Fact Firm website |
| date unknown | M••• P••• E••• P••••••• | Portfolio relationship | Role unknown | unknown | unknown | Fact Firm website |
| date unknown | i••••••••• | Portfolio relationship | Role unknown | unknown | unknown | Fact Firm website |
| date unknown | A• B••••• | Portfolio relationship | Role unknown | unknown | unknown | Fact Firm website |
Placement agents, lenders, advisers and co-investors
1 relationship
Placement agents (1)
- C•••• I••••••• S••••••• L•• 3 shared · strong
LP commitmentsHow LPs are totalledOne line per LP, largest disclosed total first. A commitment that the same LP reports again in a later document is counted once in its total; both documents stay in the full list. Rows repeated line for line from one document are shown once.
0 LPs, 0 disclosed commitments
No LP commitment collected yet. An LP edge needs a public disclosure with a quote, such as a pension plan’s report or an announcement naming the LP.
Events
3 most recent
- Mar 31, 2022••• Locked
- Feb 2, 2022••• Locked
- Sep 19, 2018••• Locked
Across the graphs
C••• is the same institution as 3 records in Independent Sponsors, RIA and Wealth and Real Estate Funds.
Independent Sponsors1RIA and Wealth1Real Estate Funds1
Which record it is in each graph, what it is called there, and what the two were joined on. The Data Factory holds all nine graphs and the identity layer between them.
Checking your plan…
Not yet on record: deals, last 12 months.