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B•••••••• L•

Hybrid managerClassification probableunsizedSEC registered investment adviser· Stamford, CT

••• Locked

PE funds
1
Form ADV
Investments held
0 of 6
DFX transaction tape
As of · identity and classification; each section below carries its own date

Nothing material in the last 180 days. No dated change on record yet.

Classification, Form ADV and stated criteria
How this organization is classified, and on what basisHybrid manager · 1 in historyShow
Class
Hybrid managerprobable, confidence 65%
Basis
Private Equity Funds are 1 of 13 distinct vehicles; hedge, securitized or liquidity vehicles 12
Size band
unsizeddefined by: no Private Equity Fund GAV on a filing from 2021 or later
Classification history (1)
  1. Sep 24, 2026
    Hybrid manager (probable, 65%)
    Private Equity Funds are 1 of 13 distinct vehicles; hedge, securitized or liquidity vehicles 12
Regulatory footprint (Form ADV)1 PE funds · filed Sep 22, 2026Show
Adviser type
Registered investment adviser
Form ADV filings
Dec 1, 2021 to Sep 22, 2026
RAUM
unknownregulatory assets under management of the adviser; not dry powder, not a fund size
PE funds, latest filing
1
PE fund GAV, latest filing
unknownreported gross assets (Form ADV), not fund size
All private fund GAV
$3.6Bevery private fund type, latest filing
2024 PE fund GAV
$0sum over funds typed Private Equity Fund with a 2024 or later as-of date
PE share of funds, lifetime
8%
Fund type mix
  • Hedge fund: 11 funds, $3.6B reported gross assets, 12 ever reported
  • Private equity fund: 1 fund
Form ADV filed Sep 22, 2026
Employees
unknown
Stated criteria beside observed behaviour1 of 8 criteria stated · 6 observed dealsShow
Stated by the firm
Sectors
not stated or not yet read
Geography
not stated or not yet read
Revenue
not stated or not yet read
EBITDA
not stated or not yet read
Enterprise value
not stated or not yet read
Equity check
not stated or not yet read
Control
not stated or not yet read
Thesis
••• Locked
Observed from deals on record
On record
6 companies, 6 holdings
Deal roles
6 with role not stated
Control
6 not stated

6 companies on the graph (0 transactions); no dated observations

Funds
1 family, 1 vehicle on record
View all 1 vehiclenewest vintage first, then largest
FundVehicleVintageReported gross assets (Form ADV), not fund sizeGAV by yearForm D soldLifecycle
B•••••••• L••• P•••••••• I• L•
ADV: Private Equity Fund
buyout or unlabelledunknown$0
as of Sep 22, 2026
no Form DUnknown
Team
2 current, 0 former
Full team · 2 peoplegrouped by role, with sources
Managing partner (1)
Partner (1)
Deals
6 on record, newest first · 0 platforms · 0 add-ons
DateCompanyDealThis firm’s roleStatusPartnerSource
date unknownP•••••• O•••••••Portfolio relationshipRole unknownunknownunknownFact Firm website
date unknownB••••••••Portfolio relationshipRole unknownunknownunknownFact Firm website
date unknownF•••••••Portfolio relationshipRole unknownunknownunknownFact Firm website
date unknownW• b•••• a•• b••• c•••••••• t••• t•••••••• h•••• h••••••Portfolio relationshipRole unknownunknownunknownFact Firm website
date unknowns••••Portfolio relationshipRole unknownunknownunknownFact Firm website
All 6 dealsnewest first
DateCompanyDealThis firm’s roleStatusPartnerSource
date unknownP•••••• O•••••••Portfolio relationshipRole unknownunknownunknownFact Firm website
date unknownB••••••••Portfolio relationshipRole unknownunknownunknownFact Firm website
date unknownF•••••••Portfolio relationshipRole unknownunknownunknownFact Firm website
date unknownW• b•••• a•• b••• c•••••••• t••• t•••••••• h•••• h••••••Portfolio relationshipRole unknownunknownunknownFact Firm website
date unknowns••••Portfolio relationshipRole unknownunknownunknownFact Firm website
date unknownF••••••• C••••••Portfolio relationshipRole unknownunknownunknownFact Firm website
Placement agents, lenders, advisers and co-investors
0 relationships
No counterparty collected yet. These are counted from transactions that name both this firm and the other party, and from placement agents on this firm’s funds.
LP commitments
0 LPs, 0 disclosed commitments
No LP commitment collected yet. An LP edge needs a public disclosure with a quote, such as a pension plan’s report or an announcement naming the LP.
Events
0 most recent
No dated event recorded for this firm yet.
Across the graphs

B•••••••• L• is the same institution as 1 record in RIA and Wealth.

RIA and Wealth1

Which record it is in each graph, what it is called there, and what the two were joined on. The Data Factory holds all nine graphs and the identity layer between them.

Checking your plan…

Not yet on record: regulatory AUM, PE fund assets, deals, last 12 months.