DFX Intelligence
This firm's name and 6 more Schedule C rows
Every figure, date and source on this page is shown. The names behind them, and every related record, open with the complete profile.
Includes 3 days of DFX Intelligence. Then $249/month unless canceled.
Investment consultant
Investment consultant
No date on record · this record
Investment consultantprobable
No date on record · this record
Advisory clients on the tape
2
Schedule C, ACFR
Public-system clients
0
ACFR and seeds
ADV institutional clients
238
filed Sep 16, 2026
ADV institutional RAUM
Not disclosed
pension, government, charity, insurance, sovereign
ADV discretionary RAUM
Not disclosed
Item 5.F
Classification basis: Form ADV 5.G(6) pension consulting; institutional RAUM share 0.00; discretionary RAUM Not disclosed. An OCIO holds discretion over at least $5B of institutional assets; a consultant advises.
Advisory clients
2 allocators
- IBM Personal Pension Plan Investment adviser (plan)through Dec 31, 2022 Form 5500
- Afscme Employees Pension Plan General consultantthrough Dec 31, 2022 Form 5500
Schedule C rows
9 rows, $114,760 direct compensation as filed
| Plan | Plan year | Codes | Relationship as filed | Direct compensation |
|---|---|---|---|---|
| IBM Personal Pension Plan | 2024 | 27 | PARTY-IN-INTEREST | $24,222 |
| Afscme Employees Pension Plan | 2024 | 16 50 | NONE | $9,126 |
| Southern California Local 831 - Employer Pension Fund | 2024 | 28 51 | NONE | $5,253 |
+6 more Schedule C rows
Every name, record and relationship behind this count, with the source on each.
Includes 3 days of DFX Intelligence. Then $249/month unless canceled.
Form ADV readings
- charity clients 45 Sep 16, 2026 reported
- government clients 19 Sep 16, 2026 reported
- institutional clients 238 Sep 16, 2026 reported
- pension plan clients 174 Sep 16, 2026 reported
- charity clients 45 Aug 7, 2026 reported
- government clients 19 Aug 7, 2026 reported
- institutional clients 238 Aug 7, 2026 reported
- pension plan clients 174 Aug 7, 2026 reported
What changed
No dated events.