This firm's name, 15 more advisory clients, 43 more Schedule C rows and 8 more dated events

Every figure, date and source on this page is shown. The names behind them, and every related record, open with the complete profile.

Includes 3 days of DFX Intelligence. Then $249/month unless canceled.

Investment consultant

unclassified
unclassified
No date on record · this record
Advisory clients on the tape
18
Schedule C, ACFR
Public-system clients
0
ACFR and seeds
ADV institutional clients
n/a
Item 5.D
ADV institutional RAUM
Not disclosed
pension, government, charity, insurance, sovereign
ADV discretionary RAUM
Not disclosed
Item 5.F
Advisory clients
18 allocators

+15 more advisory clients

Every name, record and relationship behind this count, with the source on each.

Includes 3 days of DFX Intelligence. Then $249/month unless canceled.

Other roles
2 allocators
Schedule C rows
46 rows, $1.4M direct compensation as filed
PlanPlan yearCodesRelationship as filedDirect compensation
International Shipholding Corporation Retirement Plan202527 50INVESTMENT ADVISORY$35,000
Gastrointestinal Associates, S.C. Cash Balance Plan202527 28 31 50 51INVESTMENT ADVISOR$7,445
Suez Water Resources LLC Retirement Plan202411 17 50NONE$136,364

+43 more Schedule C rows

Every name, record and relationship behind this count, with the source on each.

Includes 3 days of DFX Intelligence. Then $249/month unless canceled.

What changed

+8 more dated events

Every name, record and relationship behind this count, with the source on each.

Includes 3 days of DFX Intelligence. Then $249/month unless canceled.

Ask DFX