DFX Intelligence
This firm's name and 7 more Schedule C rows
Every figure, date and source on this page is shown. The names behind them, and every related record, open with the complete profile.
Includes 3 days of DFX Intelligence. Then $249/month unless canceled.
Investment consultant in New York
Investment consultant· NY
No date on record · this record
Investment consultantprobable
No date on record · this record
Advisory clients on the tape
2
Schedule C, ACFR
Public-system clients
0
ACFR and seeds
ADV institutional clients
52
filed Sep 11, 2026
ADV institutional RAUM
$874M
pension, government, charity, insurance, sovereign
ADV discretionary RAUM
$1.4B
Item 5.F
Classification basis: Form ADV 5.G(6) pension consulting; institutional RAUM share 0.61; discretionary RAUM $1.4B. An OCIO holds discretion over at least $5B of institutional assets; a consultant advises.
Advisory clients
2 allocators
- I.B.E.W. Local No. 106 Pension Plan Investment adviser (plan)through Jun 30, 2023 Form 5500
- Defined Benefit Pension Plan for Employees of Gateway-Longview, Inc. Investment adviser (plan)through Dec 31, 2022 Form 5500
Schedule C rows
10 rows, $266,222 direct compensation as filed
| Plan | Plan year | Codes | Relationship as filed | Direct compensation |
|---|---|---|---|---|
| The Retirement Plan of Pathfinder Bank | 2024 | 28 | NONE | $61,748 |
| Defined Benefit Pension Plan for Employees of Gateway-Longview, Inc. | 2024 | 27 | INVESTMENT ADVISOR | $25,521 |
| I.B.E.W. Local No. 106 Pension Plan | 2024 | 27 | NONE | $15,634 |
+7 more Schedule C rows
Every name, record and relationship behind this count, with the source on each.
Includes 3 days of DFX Intelligence. Then $249/month unless canceled.
Form ADV readings
- charity clients 20 Sep 11, 2026 reported
- institutional clients 52 Sep 11, 2026 reported
- pension plan clients 32 Sep 11, 2026 reported
- raum discretionary $1.4B Sep 11, 2026 reported
- raum institutional $874M Sep 11, 2026 reported
- raum total $1.4B Sep 11, 2026 reported
What changed
- with this firmaskebsa.dol.gov
- with this firmaskebsa.dol.gov