DFX Intelligence
Placement agents
Who markets private equity fundsAbout this listAn agent appears here when a fund's adviser names it as a marketer on Form ADV (Schedule D, 7.B.(1), question 28) or when the fund's Form D names it as a sales compensation recipient. Fund vehicles are counted as filed, so a main fund, its parallel funds and its feeders count separately. “Latest generation” means the agent is named on a vehicle of the sponsor's most recent vintage or the one before it.
4,432 placement agents
| Agent | Sponsors | Repeat | Last 3 years | Latest generation | Fund vehicles | Years named | Most frequent sponsors |
|---|---|---|---|---|---|---|---|
Sunrise Securities Corp. New York, NY · CRD 29804 | 2 | 2 | 1 | 0 | 7 | 2012 to 2023 | Olympus Capital Holdings Asia LLC (4), Cartesian Capital Group (3) |
Sustainable Development Capital, LLP London | 2 | 0 | 0 | 0 | 2 | 2011 to 2014 | Silver Lake Technology (1), Pegasus Capital Advisors, L.P. (1) |
Sword Securities Corporation Princeton, NJ · CRD 32244 | 2 | 1 | 1 | 0 | 5 | 2010 to 2024 | Virgo Investment (4), Aquiline (1) |
Synergy Capital Management Inc. Tokyo | 2 | 1 | 1 | 0 | 16 | 2013 to 2024 | Schroders Capital (15), Palladium (1) |
Tactex Asset Management Montreal | 2 | 1 | 1 | 0 | 3 | 2017 to 2025 | Stone Point Capital (2), Centerbridge Partners (1) |
TAG Advisors Ltd. Wimbledon | 2 | 0 | 2 | 1 | 2 | 2023 to 2024 | Industry Ventures (1), Achieve Partners Management, LLC (1) |
Taleo Capital Partners Ltd. Dubai | 2 | 1 | 2 | 2 | 3 | 2025 to 2026 | Warren Equity Partners Manager, L.P. (2), Tallvine Partners Management LP (1) |
TCG Advisors, LP Austin, TX · CRD 112685 | 2 | 0 | 0 | 1 | 2 | 2012 to 2015 | Fairway Asset Management, LLC (1), Tcg (1) |
TCG Capital Markets L.L.C. New York, NY · CRD 291767 | 2 | 1 | 1 | 1 | 170 | 2019 to 2026 | Carlyle Group (169), Ngp (1) |
TCW Funds Distributors Los Angeles, CA · CRD 16670 | 2 | 2 | 1 | 1 | 11 | 2012 to 2026 | TCW (9), Crescent Capital Group (2) |
Teragon Capital Limited London | 2 | 1 | 0 | 0 | 3 | 2012 to 2014 | Apogem Capital (2), Victory Park Capital (1) |
Terrain Placement Services Pty. Ltd. Victoria | 2 | 1 | 0 | 0 | 3 | 2012 to 2013 | Pgim (2), Brookfield (1) |
Terranova Capital Equities, Inc New York, NY · CRD 45097 | 2 | 0 | 1 | 0 | 2 | 2019 to 2023 | 137 Ventures Management, LLC (1), Pravati Capital LLC (1) |
The Enterprise Securities Company Farmington Hills, MI · CRD 26598 | 2 | 2 | 2 | 2 | 25 | 2018 to 2025 | ATW Partners LLC (23), Ibex Investors LLC (2) |
The Hongkong and Shanghai Banking Corporation Limited (Private Banking Division) Hong Kong | 2 | 1 | 0 | 0 | 4 | 2017 to 2020 | Silver Lake Technology (3), Carlyle Group (1) |
The Hongkong and Shanghai Banking Corporation Limited, Singapore Branch (Private Banking Division) Singapore | 2 | 1 | 0 | 0 | 4 | 2017 to 2020 | Silver Lake Technology (3), Carlyle Group (1) |
The Northern Trust Company Chicago, IL | 2 | 1 | 0 | 1 | 3 | 2018 to 2022 | Artivest Alternative (2), KKR Credit (1) |
The Phoenix Underwriting Limited Tel Aviv | 2 | 0 | 2 | 1 | 2 | 2023 to 2024 | Penfund (1), Omers Infrastructure and Omers Infrastructure US (1) |
This Advisors LLP London | 2 | 1 | 1 | 1 | 7 | 2014 to 2023 | Panorama Point Partners (6), Brook Bay General Partner II Limited (1) |
Titan Securities Plano, TX · CRD 131392 | 2 | 1 | 2 | 1 | 5 | 2022 to 2024 | Trinity Investors Fund Advisors, LLC (4), Kelson Asset Management LLC (1) |
TOM Lawrence Paget | 2 | 2 | 2 | 0 | 7 | 2021 to 2024 | Stepstone Group Real (5), Greenspring Associates, LLC (2) |
TOR Brokerage LLC New York, NY · CRD 135274 | 2 | 0 | 1 | 2 | 2 | 2014 to 2024 | Clearlist Capital LLC (1), JK Capital Management Ltd. (1) |
Touchstone Group, LLC New York, NY | 2 | 1 | 0 | 1 | 4 | 2016 to 2022 | Healthedge Investment Partners (3), White Oak Global Advisors, LLC (1) |
TPEG Securities LLC Southlake, TX · CRD 146726 | 2 | 1 | 1 | 1 | 53 | 2012 to 2025 | Trinity Investors Fund Advisors, LLC (52), Carrollton Mineral Partners GP, LP (1) |
Transglobe Inc. Seoul | 2 | 1 | 1 | 1 | 4 | 2012 to 2024 | Ardian (3), Aksia (1) |
Trestle Point, LLC Memphis, TN · CRD 138494 | 2 | 2 | 0 | 0 | 6 | 2011 to 2018 | Fundamental (3), Jacobs Asset Management, LLC (3) |
Triad Securities Corp New York, NY · CRD 11363 | 2 | 1 | 1 | 0 | 3 | 2020 to 2024 | GHK Capital Partners LP (2), Portfolio (1) |
Triago Americas, Inc. New York, NY | 2 | 1 | 1 | 1 | 4 | 2019 to 2024 | Excolere Equity Partners, LLC (3), Freeman Spogli & Co. (1) |
Trichotomy Consulting Sydney | 2 | 0 | 1 | 0 | 2 | 2018 to 2024 | Healthcare Royalty (1), Stonepeak (1) |
Triple a Partners Japan Co. Ltd. Tokyo | 2 | 1 | 0 | 0 | 3 | 2019 to 2022 | Headlands Capital (2), Sagard (1) |
Troy Investment Associates, Inc. Boston, MA · CRD 34872 | 2 | 2 | 0 | 0 | 4 | 2011 to 2017 | Level Equity (2), K1 Investment Management LLC (2) |
Tssp Bd, LLC Fort Worth, TX · CRD 281933 | 2 | 2 | 1 | 0 | 28 | 2017 to 2024 | Sixth Street Advisers, LLC (23), TPG (5) |
UBS Ag (london Branch) London | 2 | 1 | 1 | 1 | 4 | 2016 to 2023 | Digitalbridge Investment (3), ACA Manager (mauritius) Limited (1) |
UBS Ag, Hong Kong Branch Hong Kong | 2 | 1 | 1 | 0 | 3 | 2019 to 2023 | EIG (2), Fountainvest (1) |
UBS Investment Bank New York, NY | 2 | 0 | 0 | 0 | 2 | 2012 to 2018 | Lexington Partners (1), Vogo (1) |
UBS Securities Canada Toronto | 2 | 2 | 2 | 1 | 8 | 2015 to 2025 | Edgestone (5), Novacap (3) |
Uhlmann Price Securities, LLC Chicago, IL · CRD 42854 | 2 | 1 | 1 | 2 | 11 | 2013 to 2023 | Ridgeline Productions LLC (10), GPB Capital Holdings, LLC (1) |
Unicredit Bank Ag Munich | 2 | 0 | 1 | 0 | 2 | 2016 to 2024 | Invesco (1), Swancap Investment Management Sa (1) |
Union Bancaire Privee, Ubp Sa Geneva | 2 | 1 | 2 | 1 | 3 | 2023 to 2024 | Bostwick Capital LLC (2), Redbird Capital Partners Management LLC (1) |
V2v Securities LLC New York, NY · CRD 131849 | 2 | 0 | 0 | 0 | 2 | 2014 to 2018 | Branford Castle Partners, L.P. (1), BP Capital Energy Advisors, LLC (1) |
Vanderbilt Securities, LLC Woodbury, NY · CRD 5953 | 2 | 0 | 1 | 2 | 2 | 2013 to 2023 | Kelson Asset Management LLC (1), GPB Capital Holdings, LLC (1) |
Vantage Capital Markets Hk Limited Hong Kong | 2 | 1 | 0 | 0 | 3 | 2012 to 2022 | Pomona Capital (2), Soul Ventures Advisors, LLC (1) |
VCP Advisors (hk) Limited Hong Kong | 2 | 0 | 2 | 1 | 2 | 2021 to 2024 | Delos Advisors Limited (1), Bite Asset Management (cayman) Limited (1) |
Vector Casa de Bolsa, S.A. de C.V. Monterrey | 2 | 1 | 2 | 1 | 3 | 2017 to 2024 | Stepstone Group Real (2), Omega Fund Management, LLC (1) |
Venture Capital Partners Ltd London | 2 | 0 | 0 | 0 | 2 | 2013 to 2019 | Spire Capital Management LLC (1), Latin America Alternatives Management (US), LLC (1) |
Vestech Securities, Inc. St. Louis, MO · CRD 41409 | 2 | 1 | 0 | 1 | 5 | 2011 to 2013 | Coachman Energy Partners LLC (4), GPB Capital Holdings, LLC (1) |
Viant Capital LLC San Francisco, CA · CRD 46948 | 2 | 2 | 0 | 0 | 8 | 2010 to 2018 | Actis (5), Usdr Investment Management (3) |
Victory Capital Advisers, Inc. Cleveland, OH · CRD 37059 | 2 | 1 | 1 | 1 | 6 | 2011 to 2026 | Victory Capital Management Inc. (5), Alderwood Capital (1) |
Vivaldi Capital Management LP Chicago, IL · CRD 160150 | 2 | 0 | 1 | 0 | 2 | 2022 to 2024 | Icapital (1), Blackstone (1) |
Vntr Securities LLC New York, NY · CRD 283856 | 2 | 2 | 2 | 2 | 177 | 2017 to 2026 | MVP Manager LLC (175), Washington Harbour Partners LP (2) |