DFX Intelligence
Placement agents
Who markets private equity fundsAbout this listAn agent appears here when a fund's adviser names it as a marketer on Form ADV (Schedule D, 7.B.(1), question 28) or when the fund's Form D names it as a sales compensation recipient. Fund vehicles are counted as filed, so a main fund, its parallel funds and its feeders count separately. “Latest generation” means the agent is named on a vehicle of the sponsor's most recent vintage or the one before it.
4,432 placement agents
| Agent | Sponsors | Repeat | Last 3 years | Latest generation | Fund vehicles | Years named | Most frequent sponsors |
|---|---|---|---|---|---|---|---|
GUY Durand New York, NY | 1 | 1 | 0 | 1 | 2 | 2020 to 2021 | Straightpath Management Inc (2) |
GWM Advisory Services S.A. Montevideo | 1 | 0 | 1 | 1 | 1 | 2023 to 2024 | Tenac Asset Management, LLC (1) |
H. Jingju Shenhe District, Shenyang | 1 | 0 | 0 | 0 | 1 | 2016 to 2016 | Civitas Capital Management, LLC (1) |
H.C. Wainwright & Co. New York, NY · CRD 375 | 1 | 0 | 0 | 0 | 1 | 2021 to 2021 | Water Street Healthcare Partners, LLC (1) |
HA Global - Phoenix Value Advanced Investment Ltd. Tel Aviv | 1 | 1 | 1 | 0 | 2 | 2022 to 2024 | Carlyle Group (2) |
Haav Invest & Consulting Ab Stockholm | 1 | 1 | 1 | 0 | 2 | 2023 to 2024 | Carlyle Group (2) |
Habitasec Securitizadora S.A. Sao Paulo | 1 | 0 | 1 | 1 | 1 | 2024 to 2024 | Stabilis Capital Management, LP (1) |
Haitong Securities Uk Ltd. London | 1 | 1 | 0 | 1 | 2 | 2019 to 2020 | Delta Capital Partners Management LLC (2) |
Hamel Strategic Advisors Daruka | 1 | 1 | 1 | 1 | 9 | 2022 to 2024 | Pantheon (9) |
Hamilcar Finance Paris | 1 | 1 | 1 | 1 | 2 | 2022 to 2023 | JAB Consumer Fund Management Sarl (2) |
Hamilton Lane Securities LLC Conshohocken, PA · CRD 281510 | 1 | 1 | 1 | 1 | 43 | 2015 to 2026 | Hamilton Lane (43) |
Hamilton Miller LLC Littleton, CO | 1 | 0 | 1 | 0 | 1 | 2024 to 2024 | Troob Capital Management LLC (1) |
Hana Daeto Seoul | 1 | 0 | 0 | 0 | 1 | 2018 to 2019 | Schroders Capital (1) |
Hana Doeto Seoul | 1 | 0 | 0 | 0 | 1 | 2018 to 2019 | Schroders Capital (1) |
Hana Financial Seoul | 1 | 0 | 1 | 0 | 1 | 2023 to 2024 | Bridge Investment Group (1) |
Hang Zhou MyWay Exit & Entry Service Co. Ltd Hangzhou | 1 | 0 | 1 | 1 | 1 | 2025 to 2025 | Hc2 Capital, LLC (1) |
Hangzhou Amcan Immigration Services, Ltd. Hangzhou, Zhejian | 1 | 0 | 0 | 0 | 1 | 2016 to 2016 | Civitas Capital Management, LLC (1) |
Hanwa Securities Seoul | 1 | 0 | 0 | 0 | 1 | 2012 to 2020 | Ares (1) |
Harbor Ithaka Wm Miami, FL · CRD 170580 | 1 | 0 | 0 | 0 | 1 | 2021 to 2021 | Glide Capital (1) |
Harbor Light Securities Pluffton, SC · CRD 154599 | 1 | 1 | 0 | 0 | 2 | 2011 to 2012 | Coachman Energy Partners LLC (2) |
Harbor Light Securities, LLC Lithia, FL · CRD 130227 | 1 | 1 | 0 | 0 | 2 | 2013 to 2013 | Coachman Energy Partners LLC (2) |
Hardy, Luc Paris | 1 | 1 | 0 | 0 | 6 | 2011 to 2015 | Lendingclub Asset Management, LLC (6) |
Harkin Capital Securities, LLC Scituate, MA | 1 | 0 | 0 | 0 | 1 | 2015 to 2018 | Ampersand Capital Partners (1) |
Harley Capital LLC Westport, CT · CRD 310046 | 1 | 1 | 1 | 1 | 10 | 2024 to 2025 | Edge Partners Capital LLC (10) |
Harmony Advisors Limited Hong Kong Sar | 1 | 1 | 0 | 0 | 2 | 2018 to 2022 | Warburg Pincus LLC (2) |
Harrison Douglas, Inc. Aurora, CO · CRD 16515 | 1 | 0 | 0 | 0 | 1 | 2008 to 2008 | Triton Pacific Adviser, LLC (1) |
Hartz, Regehr & Partner Gmbh Munich | 1 | 1 | 0 | 0 | 2 | 2012 to 2013 | DWS (2) |
Hatteras Capital Distributors, LLC Raleigh, NC | 1 | 0 | 1 | 1 | 1 | 2023 to 2024 | 6529 Capital LLC (1) |
Hauck & Aufhäuser Privatbankiers Kgaa Frankfurt A.M. | 1 | 1 | 1 | 0 | 10 | 2012 to 2024 | DWS (10) |
Hawkwood Capital LLP London | 1 | 0 | 0 | 0 | 1 | 2014 to 2021 | Piper (1) |
Hayfin Capital Management LLP London | 1 | 1 | 1 | 1 | 5 | 2022 to 2024 | Kroll (luxembourg) Management Company, S.A.R.L (5) |
Haystack Capital Partners Rye, NY | 1 | 0 | 1 | 0 | 1 | 2023 to 2023 | Declaration Partners (1) |
Haystack Capital Partners LLC New Canaan, CT | 1 | 0 | 0 | 0 | 1 | 2022 to 2022 | Declaration Partners (1) |
Hbks Wealth Advisors Erie, PA · CRD 112139 | 1 | 1 | 1 | 0 | 2 | 2023 to 2024 | Icapital (2) |
HBL Law Gangnam-Gu, Seoul | 1 | 0 | 0 | 0 | 1 | 2016 to 2016 | Civitas Capital Management, LLC (1) |
HBL Law Firm Gangnam-Gu, Seoul | 1 | 0 | 0 | 1 | 1 | 2016 to 2016 | Civitas Capital Management, LLC (1) |
Hbridge Hong Kong | 1 | 1 | 0 | 0 | 5 | 2021 to 2022 | BC Partners (5) |
HCH Capital Corporation New York, NY | 1 | 0 | 0 | 0 | 1 | 2014 to 2014 | Avista Capital Partners (1) |
Headway Capital Management LLP London | 1 | 0 | 1 | 0 | 1 | 2022 to 2024 | Kroll (luxembourg) Management Company, S.A.R.L (1) |
Heckman Financial & Insurance Services, Inc. San Jose, CA · CRD 111549 | 1 | 1 | 0 | 0 | 2 | 2012 to 2013 | Coachman Energy Partners LLC (2) |
Hedgeco Securities, LLC West Palm Beach, FL · CRD 142498 | 1 | 0 | 0 | 0 | 1 | 2017 to 2017 | Orchard Global Asset (1) |
Hedges Capital South Hampton, NY | 1 | 0 | 0 | 0 | 1 | 2012 to 2012 | Glouston Capital Partners, LLC (1) |
Hengshan China Limited Tsim Sha Tsui East, Hong Kong | 1 | 0 | 1 | 0 | 1 | 2026 to 2026 | Washington Harbour Partners LP (1) |
Henrickson Nauta Wealth Advisors, Inc. Belmont, MI · CRD 141201 | 1 | 0 | 1 | 0 | 1 | 2023 to 2024 | Icapital (1) |
Henry Fan New York, NY | 1 | 0 | 0 | 0 | 1 | 2014 to 2016 | Monroe Capital Management Advisors LLC (1) |
Heptagon Capital Management, Inc. Houston, TX | 1 | 0 | 0 | 0 | 1 | 2022 to 2022 | Portfolio (1) |
Heptaon Capital Limited George Town | 1 | 0 | 0 | 0 | 1 | 2014 to 2014 | Portfolio (1) |
Hera Consultants Paris | 1 | 1 | 1 | 1 | 2 | 2024 to 2024 | Tikehau (2) |
Hermaea Advisory Di S. Cellini S.A.S. Rome | 1 | 1 | 1 | 1 | 17 | 2019 to 2024 | Pantheon (17) |
Herndon Plant Oakley Ltd Corpus Christi, TX · CRD 44971 | 1 | 0 | 0 | 1 | 1 | 2018 to 2018 | Cleveland Capital Management, L.L.C. (1) |