DFX Intelligence
Placement agents
Who markets private equity fundsAbout this listAn agent appears here when a fund's adviser names it as a marketer on Form ADV (Schedule D, 7.B.(1), question 28) or when the fund's Form D names it as a sales compensation recipient. Fund vehicles are counted as filed, so a main fund, its parallel funds and its feeders count separately. “Latest generation” means the agent is named on a vehicle of the sponsor's most recent vintage or the one before it.
4,432 placement agents
| Agent | Sponsors | Repeat | Last 3 years | Latest generation | Fund vehicles | Years named | Most frequent sponsors |
|---|---|---|---|---|---|---|---|
NEW York Life Investments International Ltd. Dublin | 1 | 0 | 0 | 0 | 1 | 2013 to 2013 | Apogem Capital (1) |
Newmark Securities, LLC New York, NY · CRD 309193 | 1 | 0 | 1 | 1 | 1 | 2026 to 2026 | Fundamental (1) |
Newmarket Capital Advisors Boston, MA | 1 | 1 | 1 | 0 | 3 | 2013 to 2024 | Precision Capital Advisors, LLC (3) |
Newmarket Capital Partners, LLC Boston, MA | 1 | 1 | 1 | 0 | 3 | 2014 to 2024 | Precision Capital Advisors, LLC (3) |
Newroad Capital Partners, LLC Bentonville, AR · CRD 281487 | 1 | 1 | 0 | 0 | 2 | 2018 to 2019 | Recurring Capital Management Company, LLC (2) |
NEX Gen Capital Advisors LLC Chicago, IL | 1 | 0 | 0 | 0 | 1 | 2014 to 2016 | Monroe Capital Management Advisors LLC (1) |
Next Commerce Limited Tortola | 1 | 1 | 0 | 0 | 2 | 2018 to 2019 | Discovery Capital Management, LLC (2) |
Next2 Advisors Mailand | 1 | 1 | 1 | 1 | 5 | 2022 to 2024 | Alpha Associates Ltd. (5) |
Ngam S.A. Luxembourg | 1 | 1 | 0 | 0 | 2 | 2014 to 2018 | Flexstone Partners, LLC (2) |
NI Advisors Milpitas, CA · CRD 132502 | 1 | 1 | 1 | 1 | 5 | 2023 to 2026 | Investx (5) |
Nibc Bank N.V. The Hague | 1 | 0 | 0 | 0 | 1 | 2016 to 2018 | J.C. Flowers & Co. LLC (1) |
Nicholas Morriss Chevy Chase, MD | 1 | 0 | 0 | 0 | 1 | 2019 to 2019 | GEF Capital Partners (1) |
Nicolas Guyard Paris | 1 | 0 | 1 | 0 | 1 | 2021 to 2024 | Lauxera Capital Partners (1) |
Nicolas Smith London | 1 | 1 | 1 | 0 | 3 | 2022 to 2024 | Bridgepoint (3) |
Nikhil Kalghatgi 301 E. 79Th Street, #30R, New York, NY | 1 | 0 | 0 | 0 | 1 | 2017 to 2021 | Tuatara Capital, L.P. (1) |
Nikko Tokyo | 1 | 0 | 0 | 0 | 1 | 2012 to 2013 | Blackstone (1) |
Nina Lesavoy New York, NY | 1 | 1 | 0 | 1 | 2 | 2012 to 2013 | Rosemont Investment Partners, LLC (2) |
Nineone Seoul | 1 | 1 | 0 | 0 | 5 | 2021 to 2022 | BC Partners (5) |
Nineone Investments LLC Pacific Grove, CA | 1 | 1 | 1 | 0 | 2 | 2020 to 2024 | Stonepeak (2) |
Ninepoint Partners Toronto | 1 | 0 | 1 | 1 | 1 | 2023 to 2024 | Monroe Capital Management Advisors LLC (1) |
NMS Capital Advisors, LLC. Beverly Hills, CA · CRD 140356 | 1 | 1 | 0 | 1 | 2 | 2014 to 2018 | NMS Capital Asset Management, Inc. (2) |
NMS Capital Group, LLC Beverly Hills, CA | 1 | 0 | 0 | 1 | 1 | 2014 to 2014 | NMS Capital Asset Management, Inc. (1) |
NMS Capital Securities, LLC Beverly Hills, CA · CRD 107401 | 1 | 1 | 0 | 1 | 2 | 2015 to 2017 | NMS Capital Asset Management, Inc. (2) |
NN Investment Partners (japan) Co., Ltd Tokyo | 1 | 0 | 1 | 0 | 1 | 2021 to 2024 | Pomona Capital (1) |
Noah Holdings Singapore Pte. Ltd. Singapore | 1 | 0 | 1 | 1 | 1 | 2024 to 2024 | Hamilton Lane (1) |
Noam - Wealth Management Ltd Herzliya | 1 | 0 | 1 | 1 | 1 | 2025 to 2025 | Faropoint Ventures, LLC (1) |
Noble Fame (Asia) Inc. Central | 1 | 0 | 0 | 0 | 1 | 2010 to 2010 | Capital International, Inc. (1) |
Nolan Securities Corp. Monterey, MA · CRD 27984 | 1 | 0 | 0 | 0 | 1 | 2019 to 2019 | Closed Loop Partners, LLC (1) |
Nomos Moscow | 1 | 0 | 0 | 0 | 1 | 2015 to 2016 | Carlyle Group (1) |
Nomos Bank Moscow | 1 | 1 | 0 | 0 | 5 | 2014 to 2016 | Carlyle Group (5) |
Nomos Capital International Limited London | 1 | 0 | 0 | 0 | 1 | 2005 to 2005 | Apollo (1) |
Nomura Tokyo | 1 | 1 | 1 | 1 | 10 | 2022 to 2024 | Ardian (10) |
Nomura Babcock & Brown Co., Ltd. Tokyo | 1 | 0 | 1 | 1 | 1 | 2024 to 2024 | Bbam US LP (1) |
Nomura International (hong Kong) Limited Hong Kong | 1 | 1 | 1 | 0 | 2 | 2022 to 2024 | Invesco (2) |
Nomura Securities International Inc New York, NY · CRD 4297 | 1 | 0 | 0 | 0 | 1 | 2012 to 2016 | Griha Investments (1) |
Norbert Enste Bad Homburg | 1 | 1 | 0 | 0 | 28 | 2013 to 2018 | Harbourvest Partners (28) |
Nordea Helsinki | 1 | 0 | 0 | 0 | 1 | 2021 to 2021 | EIG (1) |
Nordea Bank Sa Luxembourg | 1 | 0 | 1 | 0 | 1 | 2015 to 2024 | Invesco (1) |
Nordea Investment Management Ab Stockholm | 1 | 0 | 0 | 0 | 1 | 2020 to 2020 | EIG (1) |
Nordea Investment Management North America, Inc. Luxembourg · CRD 116837 | 1 | 0 | 0 | 0 | 1 | 2013 to 2021 | Invesco (1) |
Nordic Capital Investment Advisory LLP London | 1 | 1 | 1 | 1 | 4 | 2022 to 2023 | Kroll (luxembourg) Management Company, S.A.R.L (4) |
Nordic Investment Opportunities A/S Copenhagen | 1 | 1 | 1 | 0 | 2 | 2025 to 2026 | Adams Street Partners, LLC (2) |
North40 Partners New York, NY | 1 | 0 | 1 | 1 | 1 | 2024 to 2024 | US Infravest Managers LP (1) |
Northern Trust Investments, Incorporated Chicago, IL · CRD 105780 | 1 | 1 | 1 | 1 | 5 | 2026 to 2026 | Blackstone (5) |
Northstar Company, Inc. Charlotte, NC | 1 | 0 | 0 | 0 | 1 | 2015 to 2017 | Leapfrog Investments (1) |
Northstone Empreendimentos E Participacoes Ltda Sao Paulo | 1 | 0 | 1 | 1 | 1 | 2024 to 2024 | Stabilis Capital Management, LP (1) |
Northwestern Mutual Investment Services,llc Milwaukee, WI · CRD 2881 | 1 | 1 | 1 | 1 | 3 | 2022 to 2024 | Northwestern Mutual (3) |
Northwestern Mutual Wealth Management Company Milwaukee, WI | 1 | 1 | 1 | 1 | 3 | 2022 to 2024 | Northwestern Mutual (3) |
NOT Applicable N/A | 1 | 1 | 0 | 0 | 2 | 2012 to 2012 | Corebridge Institutional Investments (U.S.) (2) |
Nova Fund Advisors New York, NY | 1 | 0 | 0 | 0 | 1 | 2014 to 2014 | Coral Reef Capital LP (1) |