DFX Intelligence
Placement agents
Who markets private equity fundsAbout this listAn agent appears here when a fund's adviser names it as a marketer on Form ADV (Schedule D, 7.B.(1), question 28) or when the fund's Form D names it as a sales compensation recipient. Fund vehicles are counted as filed, so a main fund, its parallel funds and its feeders count separately. “Latest generation” means the agent is named on a vehicle of the sponsor's most recent vintage or the one before it.
4,432 placement agents
| Agent | Sponsors | Repeat | Last 3 years | Latest generation | Fund vehicles | Years named | Most frequent sponsors |
|---|---|---|---|---|---|---|---|
RWM Asset Management, LLC Tavares, FL · CRD 171346 | 1 | 0 | 1 | 0 | 1 | 2021 to 2024 | First Trust Capital (1) |
S & T Family Office Limited Paris | 1 | 0 | 1 | 1 | 1 | 2024 to 2024 | Forepont Capital LLC (1) |
S. Alcazar Col. Del Valle, Distrito Federal | 1 | 0 | 0 | 0 | 1 | 2016 to 2016 | Civitas Capital Management, LLC (1) |
S. Fouad Dubai | 1 | 0 | 0 | 0 | 1 | 2016 to 2016 | Civitas Capital Management, LLC (1) |
S. Hamama Holdings Ltd Bnei Brak | 1 | 0 | 1 | 1 | 1 | 2025 to 2025 | Faropoint Ventures, LLC (1) |
S2k Financial LLC Orlando, FL · CRD 248786 | 1 | 0 | 1 | 1 | 1 | 2022 to 2024 | Pelham S2k Managers, LLC (1) |
S64 Ventures Limited London | 1 | 0 | 1 | 1 | 1 | 2026 to 2026 | Nassau (1) |
Sabertia Capita Partners SL Barcelona | 1 | 0 | 0 | 0 | 1 | 2012 to 2012 | Palladium (1) |
Sabertia Capital Barcelona | 1 | 0 | 0 | 0 | 1 | 2014 to 2016 | Palladium (1) |
Sabertia International Barcelona | 1 | 0 | 1 | 0 | 1 | 2012 to 2024 | Victoria Capital Partners (1) |
Sageworth Investment Advisors Lancaster, PA | 1 | 0 | 0 | 0 | 1 | 2016 to 2016 | Carlyle Group (1) |
Saidowsky Investmentanlagen Vermittlung Ek Siegburg | 1 | 1 | 0 | 1 | 2 | 2014 to 2014 | Terracap Management LLC (2) |
Saleem Ansari Doha | 1 | 0 | 1 | 0 | 1 | 2021 to 2023 | ION Pacific (1) |
Salisbury Capital Corporation New York, NY · CRD 25744 | 1 | 1 | 0 | 0 | 2 | 2014 to 2015 | Neuberger Berman Aifm (2) |
Samjong Investment Advisory Inc. Seoul | 1 | 0 | 0 | 0 | 1 | 2012 to 2013 | Belstar Management Company, LLC (1) |
Samsung Asset Management Company, Ltd. Seoul · CRD 158319 | 1 | 0 | 1 | 0 | 1 | 2025 to 2025 | Oaktree Capital Management, L.P. (1) |
Samuel Urrutia Cantoral Panama City | 1 | 0 | 1 | 1 | 1 | 2024 to 2024 | Apex Investments (1) |
SAN Francisco Sentry Investment Group San Francisco, CA · CRD 106257 | 1 | 1 | 0 | 0 | 3 | 2017 to 2020 | Carlyle Group (3) |
Sanctuary Advisors, LLC Indianapolis, IN · CRD 226606 | 1 | 1 | 1 | 0 | 6 | 2021 to 2024 | Aacp Investments, LLC (6) |
Sanctuary Securities LLC San Francisco, CA · CRD 144091 | 1 | 1 | 0 | 0 | 2 | 2017 to 2018 | EJF Capital LLC (2) |
Sanctuary Wealth Advisors LLC San Francisco, CA · CRD 150212 | 1 | 0 | 0 | 0 | 1 | 2016 to 2016 | Carlyle Group (1) |
Sanctum Wealth Private Limited Mumbai, Maharashtra | 1 | 0 | 1 | 0 | 1 | 2024 to 2024 | Multiples (1) |
Sanctumopus, LLC Donald, OR | 1 | 0 | 0 | 0 | 1 | 2013 to 2013 | Aequitas Investment Management, LLC (1) |
Sandgrain Securities, Inc. Garden City, NY · CRD 26004 | 1 | 0 | 0 | 0 | 1 | 2009 to 2009 | American Infrastructure (1) |
Sandhill Markets Inc. Palo Alto, CA | 1 | 1 | 1 | 1 | 4 | 2024 to 2024 | Sandhill Markets Advisors LLC (4) |
Sandler O'Neill & Partners, LP New York, NY · CRD 23328 | 1 | 1 | 0 | 1 | 2 | 2012 to 2012 | Maltese Capital Management, LLC (2) |
Sanford Schmidt Chicago, IL | 1 | 0 | 0 | 0 | 1 | 2014 to 2016 | Monroe Capital Management Advisors LLC (1) |
Santa Fe Advisors LLC Sante Fe, NM · CRD 170872 | 1 | 0 | 1 | 0 | 1 | 2023 to 2024 | Icapital (1) |
Sapeno Inc. London | 1 | 0 | 0 | 0 | 1 | 2022 to 2022 | Augment Infrastructure Managers Advisory LLC (1) |
Saqib Rashid Moorestown, NJ · CRD 6476342 | 1 | 0 | 0 | 0 | 1 | 2021 to 2021 | K1 Investment Management LLC (1) |
Saudi Economic and Development Securities Jeddah | 1 | 0 | 0 | 0 | 1 | 2014 to 2014 | Samara Capital Management Limited (1) |
Saudi Fransi Capital Riyadh | 1 | 0 | 0 | 0 | 1 | 2013 to 2013 | Levine Leichtman Capital Partners, LLC (1) |
Savoie Consultants Paris | 1 | 1 | 1 | 1 | 2 | 2023 to 2023 | JAB Consumer Fund Management Sarl (2) |
Savuti Capital Limited London | 1 | 0 | 1 | 1 | 1 | 2024 to 2024 | Pinnacle Asset Management, L.P. (1) |
Scala Capital LLC Miami, FL · CRD 156165 | 1 | 0 | 0 | 0 | 1 | 2021 to 2021 | Glide Capital (1) |
SCB Securities Co., Ltd. Bangkok | 1 | 0 | 1 | 0 | 1 | 2020 to 2023 | Hamilton Lane (1) |
SCF Securities, Inc. Fresno, CA · CRD 47275 | 1 | 0 | 0 | 1 | 1 | 2013 to 2013 | GPB Capital Holdings, LLC (1) |
Schneider Downs Corporate Finance, LP Pittsburgh, PA · CRD 133841 | 1 | 1 | 1 | 0 | 3 | 2023 to 2024 | Brookfield (3) |
Schroder Adveq Management Ag Zurich · CRD 293914 | 1 | 1 | 0 | 0 | 15 | 2019 to 2021 | Schroders Capital (15) |
Schroder Capital Management (switzerland) Ag Zurich | 1 | 0 | 1 | 0 | 1 | 2022 to 2023 | Schroders Capital (1) |
Schroder Fund Advisors LLC New York, NY · CRD 24129 | 1 | 1 | 1 | 1 | 29 | 2019 to 2024 | Schroders Capital (29) |
Schroder Investment Limited London | 1 | 0 | 1 | 0 | 1 | 2024 to 2024 | Schroders Capital (1) |
Schroder Investment Management (europe) S.A. Luxemburg | 1 | 1 | 1 | 1 | 23 | 2019 to 2024 | Schroders Capital (23) |
Schroder Investment Management (europe) S.A. Senningerberg · CRD 299812 | 1 | 1 | 1 | 0 | 4 | 2024 to 2024 | Schroders Capital (4) |
Schroder Investment Management (hong Kong) Limited Hong Kong | 1 | 1 | 1 | 1 | 28 | 2019 to 2024 | Schroders Capital (28) |
Schroder Investment Management (switzerland Ag) Zürich · CRD 309892 | 1 | 1 | 1 | 1 | 23 | 2019 to 2024 | Schroders Capital (23) |
Schroder Investment Management N.A. Inc New York, NY | 1 | 0 | 1 | 0 | 1 | 2024 to 2024 | Schroders Capital (1) |
Schroder Investment Management North America Inc New York, NY · CRD 106585 | 1 | 1 | 1 | 1 | 20 | 2022 to 2024 | Schroders Capital (20) |
Schroder Investments Management North America Inc New York, NY | 1 | 1 | 1 | 1 | 23 | 2019 to 2024 | Schroders Capital (23) |
Schroders London | 1 | 0 | 1 | 0 | 1 | 2015 to 2024 | Invesco (1) |