DFX Intelligence

RIA Intelligence

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This advisor's name and 1 more verified contact

Career history, every move, licensing and registration changes, outside business activity and the contact routes the firm publishes, each with the official record linked.

Includes 3 days of DFX Intelligence. Then $249/month unless canceled.

A Financial Advisor In Virginia

Registered advisorat Arete Wealth Advisors, LLCDual registrant· Vienna, VaIAPD 4256993
At current firm
18 y
since Mar 6, 2008
In the industry
26 y
Prior registered firms
2
Signals
1
As of · the IAPD feed

1 verified contact

1 linkedin

Includes 3 days of DFX Intelligence. Then $249/month unless canceled.

State registrations
4
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Recruiter brief
facts first, then what DFX measured about them; never a statement of intent
Recruiting value
  • Practice attractivenesssome
    26 years in the industry
  • Team depthnone
    0 of the 0 people who once moved firms with this advisor are registered here now (a team seen in registrations; web team pages are not used until they pass review).
  • Entrepreneurial profilenone
    Named in the full brief.
  • Real estate activitynone
    Named in the full brief.
  • Contactabilitypartial
    LinkedIn profile
Movement evidence
  • Movement signalnone
    0 of 0 dated or circumstantial readings historically went with moving. The forward-tested move model places this advisor in its Baseline band.
  • Recent change activitynone
    Named in the full brief.
  • Independence preparationnone
    No concrete evidence of preparation for independence.
  • Historical mobilitynone
    1 prior firm, median stay 3.6 years. Patterns that went with staying: fifteen or more years at the current firm.
Career
  • 26 years in the industry
  • 18.5 years at the current firm
  • 1 prior registered firm; median stay 3.6 years
  • Path: national broker-dealer RIA to broker-dealer affiliated
  • retention indicatorfifteen or more years at the current firmAt broker-dealer affiliated firms, 2.6% with this moved within a year, against 5.8% without it (0.45x, 2023 to 2025 cohorts).
Source: IAPD adviser registrations only (broker-only history is not in this feed)
Licensing and credentials
  • Registered in 4 states (firm median 2)
  • Exams: Series 66
  • Registered as a broker as well as an adviser
Source: IAPD individual feed; broker exams and states appear once the per-person record is read
Around this advisor
  • No recent movement observed around this advisor.
Regulatory record

In the full brief, with the official record linked.

+5 details in the full brief

The named explanations, the practice profile, what stands out and the conversation themes, with the official record linked.

Includes 3 days of DFX Intelligence. Then $249/month unless canceled.

Registration history
IAPD current and previous registrations
Moves
a registration end followed by a registration begin elsewhere
Signals
  • Jul 3, 2026 · Owner of a newly registered adviser · fact
Transition signals

No combined mobility score is published yet. The signals above are on record, each with its own history and base rate.

Provenance
Source
IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class
Broker-dealer affiliated wealth managerderived
Years in industry
26 yderivedfrom the earlier of the first exam and the first registration on IAPD
Not published
disclosure flags, the raw outside business text and any address in it, personal outside activities, branch street addressoutside businesses appear above as structured facts, reviewed, with a short quote
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