DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisors
Investment adviser representatives
Every person with a current investment adviser registration on IAPD, with the firm, the branch city and state, the date the current registration began, prior registered firms, exams and designations. Nothing here is a book size: an advisor’s assets are not public and are not estimated on this page.
| Advisor | Firm | Branch | Here since | In industry | Prior firms | States |
|---|---|---|---|---|---|---|
| Margret Marie Ortloff dual registrant | RBC Capital Markets, LLC national BD | Delano, Mn | Feb 28, 2023 | 11 y | 0 | 2 |
| William Scott A'Hearn dual registrant | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | New York, Ny | May 20, 2026 | 11 y | 0 | 1 |
| Scott A'Hearn dual registrant | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Fort Wayne, In | Dec 8, 2006 | 20 y | 0 | 4 |
| Mohanad Aabed dual registrant | J.P. Morgan Securities LLC wirehouse | Rochester Hills, Mi | Oct 25, 2024 | 13 y | 0 | 1 |
| Chad Dennis Aaberg dual registrant | Thrivent Advisor Network, LLC BD affiliated | Denver, Co | Aug 25, 2020 | 23 y | 1 | 3 |
| Amy W Aadalen dual registrant | Morgan Stanley wirehouse | Minneapolis, Mn | Feb 6, 2014 | 33 y | 0 | 2 |
| Nancy Ann Aadalen dual registrant | Strategic Advisers LLC national BD | Maple Grove, Mn | Mar 31, 2025 | 34 y | 2 | 2 |
| Gregory Scott Aagaard Certified Financial Planner | Rai Wealth independent RIA | Naperville, Il | Apr 19, 2023 | 21 y | 4 | 1 |
| Thomas Engwall Aagaard dual registrant | Amplify Etfs asset manager | Lisle, Il | Sep 5, 2018 | 15 y | 3 | 1 |
| Nathan P Aagard dual registrant | Strategic Advisers LLC national BD | Green Bay, Wi | Mar 31, 2025 | 18 y | 2 | 3 |
| Erik Aaker dual registrant | Charles Schwab & Co., Inc. national BD | Westlake, Tx | Oct 5, 2022 | 28 y | 1 | 1 |
| Markus Lasse Aakko Chartered Financial Analyst · dual registrant | Nuveen Asset Management, LLC mixed wealth | Chicago, Il | May 8, 2026 | 15 y | 1 | 4 |
| Ryan P Aalbu dual registrant | Edward Jones national BD | Spearfish, Sd | Mar 5, 2026 | 19 y | 0 | 2 |
| Riley Scott Aalderink | Advisory Alpha, LLC independent RIA | Holland, Mi | Apr 25, 2023 | 14 y | 2 | 1 |
| Mohamed Aalen | Cetera Investment Advisers LLC BD affiliated | Tucker, Ga | Sep 5, 2025 | 19 y | 1 | 1 |
| Sara E Aalpoel dual registrant | Robert W. Baird & Co. Incorporated mixed wealth | Milwaukee, Wi | Nov 10, 2024 | 10 y | 0 | 1 |
| Tracy Helene Aalvik dual registrant | Edward Jones national BD | Longview, Wa | Aug 8, 2025 | 27 y | 5 | 2 |
| Mostafa Aamer dual registrant | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Princeton, Nj | Apr 26, 2011 | 15 y | 0 | 2 |
| Brian Nikolas Aamlid Certified Financial Planner | Cwm, LLC BD affiliated | Omaha, Ne | Mar 22, 2018 | 10 y | 1 | 1 |
| Robert Paul Aamodt Certified Financial Planner | Wealth Enhancement Advisory Services, LLC BD affiliated | Farmington, Ut | Jul 1, 2024 | 28 y | 5 | 2 |
| Samuel Markus Aamot dual registrant | LPL Financial LLC BD affiliated | Beverly Hills, Ca | May 19, 2025 | 16 y | 1 | 2 |
| Thomas Verdie Aamot | Calhoun Financial Planning And Management former | Minneapolis, Mn | Jan 21, 2017 | 29 y | 1 | 1 |
| David John Aanderud dual registrant | Raymond James Financial Services Advisors, Inc BD affiliated | Vacaville, Ca | Oct 27, 2025 | 14 y | 4 | 2 |
| Bryan Stephen Aanderud | Sym Financial Advisors independent RIA | Winona Lake, In | Apr 27, 2026 | 10 y | 0 | 1 |
| Eric Maynard Aanes Chartered Financial Consultant · dual registrant | Wealth Enhancement Advisory Services, LLC BD affiliated | Larkspur, Ca | Aug 3, 2022 | 33 y | 5 | 3 |
| Erik David Aanonson dual registrant | Thrivent Investment Management Inc. BD affiliated | Johnston, Ia | Aug 31, 2018 | 25 y | 0 | 1 |
| Jessica Dawn Aardahl Chartered Financial Consultant · dual registrant | State Farm Investment Management Corp. asset manager | Minot, Nd | Mar 5, 2024 | 18 y | 0 | 2 |
| Rebecca A Aardal Certified Financial Planner | Schaefer Financial Management, Inc. independent RIA | Centennial, Co | Feb 20, 2008 | 23 y | 0 | 1 |
| Luke Andrew Aarestad | E-Wealth Partners independent RIA | Minnetonka, Mn | Apr 15, 2025 | 11 y | 0 | 1 |
| John Michael Aarhus | Harlow Wealth Management, Inc. independent RIA | Vancouver, Wa | Mar 9, 2023 | 20 y | 0 | 1 |
| Sonja Lee Aarnink dual registrant | Morgan Stanley wirehouse | Wilmington, Nc | Feb 28, 2015 | 29 y | 0 | 3 |
| Alexander Aaron | Fisher Investments independent RIA | Tampa, Fl | Dec 7, 2023 | 10 y | 0 | 2 |
| Ashlyn Aaron dual registrant | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | New York, Ny | Jul 18, 2023 | 12 y | 0 | 2 |
| Donald Wayne Aaron | Regal Investment Advisors LLC BD affiliated | Danville, Va | Jun 8, 2021 | 18 y | 1 | 1 |
| Jacob Aaron dual registrant | Equitable Advisors, LLC national BD | West Columbia, Sc | Sep 22, 2020 | 10 y | 0 | 2 |
| William Baldwin Aaron | Focus Partners Wealth, LLC independent RIA | Livingston, Nj | Nov 25, 2025 | 11 y | 1 | 2 |
| David Elliot Aaron | Cerity Partners LLC independent RIA | New York, Ny | May 30, 2023 | 20 y | 0 | 1 |
| John David Aaron dual registrant | Cetera Investment Advisers LLC BD affiliated | Walnut Creek, Ca | Sep 5, 2025 | 19 y | 1 | 2 |
| Margaret B Aaron dual registrant | Morgan Stanley wirehouse | Huntsville, Al | Jul 30, 2019 | 30 y | 3 | 2 |
| Michael Thomas Aaron dual registrant | Wedbush Securities Inc. BD affiliated | Pasadena, Ca | Jan 15, 2013 | 31 y | 2 | 2 |
| Patrick Edward Aaron dual registrant | LPL Financial LLC BD affiliated | Washington, Pa | Jan 8, 2024 | 19 y | 3 | 1 |
| Stephen Mark Aaron dual registrant | Ameriprise Financial Services, LLC national BD | Portland, Or | Feb 11, 2014 | 33 y | 0 | 2 |
| Thomas William Aaron dual registrant | State Farm Investment Management Corp. asset manager | Kennesaw, Ga | Aug 4, 2025 | 48 y | 0 | 1 |
| Tracy L Aaron dual registrant | Cambridge Investment Research Advisors, Inc. BD affiliated | Easton, Md | Mar 10, 2022 | 20 y | 1 | 1 |
| Veronica Marie Aaron dual registrant | Wealth Enhancement Advisory Services, LLC BD affiliated | Jasper, Tn | Feb 4, 2026 | 31 y | 3 | 1 |
| Virginia Elizabeth Aaron | Lido independent RIA | Los Angeles, Ca | Nov 21, 2023 | 19 y | 4 | 4 |
| Patricia Anne Aarons dual registrant | MML Investors Services, LLC BD affiliated | Minneapolis, Mn | Dec 1, 2025 | 31 y | 1 | 2 |
| Caroline M Aarons dual registrant | Cetera Investment Advisers LLC BD affiliated | Solon, Oh | Oct 24, 2024 | 11 y | 0 | 1 |
| Marc Samuel Aarons | Money Managers, Inc. former | Las Vegas, Nv | Nov 10, 2009 | 24 y | 2 | 2 |
| Thomas Joseph Aarons dual registrant | Charles Schwab & Co., Inc. national BD | Westlake, Tx | Jan 26, 2022 | 20 y | 2 | 1 |
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440,141 advisors match.