DFX Intelligence

This firm's name and 4 more contact points

Every figure, date and source on this page is shown. The names behind them, and every related record, open with the complete profile.

Includes 3 days of DFX Intelligence. Then $249/month unless canceled.

State Registered In Wooster, Oh

STATE REGISTEREDFormer SEC adviser· Wooster, Ohio

State Registered, based in Wooster, Ohio, reporting $105M of regulatory assets.

Composed from this adviser's Form ADV classification, location and filed figures.

As of 2026-02-17 · the latest Form ADV filing; advisor counts and movement are read from IAPD daily

Last reported RAUM: $105M
Private clients: 100%

See where advisers went See teams that moved

Advisors Where the RAUM sits

As of 2026-02-17 · the latest Form ADV filing; advisor counts and movement are read from IAPD daily

Nothing material in the last 180 days. No dated change on record yet.

Every filed figure, and the identifiersCRD 153568 · 1 filingShow

CRD 153568First filing on the tape Feb 17, 2026, latest Feb 17, 2026IAPD

RAUM

$105M

reported, Item 5.F

Discretionary

100%

of RAUM

Private clients

100%

$105M individuals and HNW

Advisors

n/a

registered through the firm on IAPD

RAUM per advisor

Not computed

derived; firm RAUM over IAPD count

Employees

3 advisory (5.B.1)

Offices

beyond the principal office

Private funds

reported on Schedule D

History

0 filings and snapshots on the tape

Filed figures over time

RAUM, HNW assets, advisors, employees and funds over time5 seriesShow

RAUM: no history

HNW client RAUM: no history

State-registered IARs (5.B.3): no history

Employees (5.A): no history

Private funds: no history

Practice profile

derived from the filing of Feb 17, 2026; every figure names its basis

The rule behind each archetype, and every derived figureShow

RAUM per advisor: $34.9MderivedRAUM over IAPD advisors; not a book size
Clients per advisor: 245derivedindividual and HNW clients (5.D) over advisors
Average HNW client: $1.7MderivedHNW RAUM over HNW clients
Average account: $142,444derivedRAUM over accounts (5.F.2.f)
Discretionary: 100%derivedof RAUM
Institutional: unknownderivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor: 1.0derivedItem 5.A over advisors
Advisors per office: 3.0derived1 office incl. principal (1.F.5)
RAUM growth, one year: unknownderivedbetween the last two annual amendments
Advisor growth, one year: unknownderivedItem 5.B.3 between annual amendments
Client growth, one year: unknownderived
Compensation: percentage of assets, hourly, fixed feesreportedItem 5.E
Advisory activities: financial planning, portfolio management for individualsreportedItem 5.G
Ownership: no PE, bank or public-company owner found on Schedule Aderived
Advisor book size: not public; not estimatedreported

Also answered yes on Form ADV

buys or sells securities as principal to or from clients (8.A.2)
has discretionary authority over which securities are bought or sold (8.C.1)
receives research or other products from a broker-dealer, soft dollars (8.E)

Where the RAUM sits

Form ADV Item 5.D, latest filing

73% individuals, 27% high-net-worth individuals

The breakdown by client type, and the client counts2 client typesShow

Individuals$76.5M73%
High-net-worth individuals$28.2M27%

Individual clients: 718reported
HNW clients: 17reported
Pension plan clients: 0reported
Charitable clients: 0reported
Accounts: 735reported
Financial planning clients: 1-10reported
Wrap fee programs: noreported
Custody of client assets: noreported
Compensation: % of AUM, fixed, hourlyreported
Class basis: on the IAPD state feed, not SEC-registeredderived

Advisor movement

Left, latest

none on the tape

Joined, latest

none on the tape

Every departure Every arrival

Advisors registered through the firm

3 on IAPD today; the longest tenured first

Name	Branch	Here since	In industry	Prior firms
Bradley Dean Fike	Wooster, Oh	Aug 4, 2010	16.9 y	1
Taylor Dean Fike	Wooster, Oh	Aug 21, 2014	12.1 y	0
Andrew Scogin	Wooster, Oh	Jul 7, 2025	1.3 y	0

Private funds

No private fund reported.

Owners and control persons

Schedule A and B, latest filing

No Schedule A on the extract for this adviser.

Ownership changes

Schedule A, between consecutive filings

No owner or control person joined or left between filings on the tape.

Who runs the funds

related persons named most often on the Form D filings of the firm's funds

No Form D related person is on record for this firm's funds.

Related persons

Schedule D 7.A

No related person reported.

Office movement

IAPD branch city; joins and departures in 12 months

Office	Advisors	Joined	Left	Teams out	Forming
Wooster, Oh · principal	3	0	0

Offices

Schedule D 1.F, the 25 largest

No branch office listed.

What changed

consecutive filings, newest first

One filing, no change to show.

Signals

No event on the tape.

Across DFX

shared identifiers only, never a name match

No identifier-backed link to the venture, private equity, family office or sponsor graphs.

Web presence

addresses the firm lists on IAPD today, and the ones its Form ADV filings listed before

Website (1), LinkedIn company page (1), Facebook (1), X (Twitter) (1), Instagram (1), YouTube (1)

6 current web addresses

1 website, 1 linkedin company page, 1 facebook, 1 x (twitter), 1 instagram, 1 youtube

Includes 3 days of DFX Intelligence. Then $249/month unless canceled.

How to reach

public business contact points only, each with its source

4 verified contacts

1 business email, 1 firm profile, 1 website, 1 principal office phone

Includes 3 days of DFX Intelligence. Then $249/month unless canceled.

Provenance

Sources, class rule and load dateForm ADV and IAPD, loaded Sep 15, 2026Show

Form ADV: SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
Advisors: IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
Class: STATE REGISTEREDderiveda rule over Items 5.D and 7.A
RAUM per advisor: Not computedderivedfirm RAUM over the IAPD count; not a book size
Loaded: Sep 15, 2026