DFX Intelligence
RegScale, Inc.
As of · the latest observation of this company; each round carries its own date
Form D industry: Other Technology
As of · the latest observation of this company; each round carries its own date
What matters now
- 1 investornamed
1 investor on record.
The investors already on the cap table shape who leads the next round.
- 2 directorsboard
2 directors on record from Form D filings and board-seat attributions.
The board is who decides on the next round and on a sale.
Drawing the relationship network…
Facts
Financing history
2 rounds
- Aug 28, 2025Form D equity offering · $27.4M (form d sold) · 8 investorsSYN Ventures Management LLC via Art CovielloFact Form D · “RegScale, Inc. filed Form D: $27,449,986 sold of $27,449,986, Other Technology”
- Jun 17, 2022Form D equity offering · $16.5M (form d sold)SYN Ventures Management LLC via JAY Alan LeekFact Form D · “RegScale, Inc. Form D, first filed 2022-08-29”
Investors on record
3 edges
- SYN Ventures Management LLC portfolio listing Fact synventures.com
- SYN Ventures Management LLC form d related, Art Coviello (strongly supported) Inference sec.gov
- SYN Ventures Management LLC form d related, JAY Alan Leek (strongly supported) Inference sec.gov
Ownership and outcomesHow these are wordedA company a buyout or growth firm lists on its own site is “listed in the portfolio of”, never “acquired by”. A date prints only when a deal record gives one; otherwise the row says when DFX first saw it.
none on record
No later owner or exit on record: no private equity sponsor position and no acquisition, listing or IPO report names this company.
Credit relationshipsHow a loan is matchedA BDC reports its loans by borrower name. A position shows here only when the match passed a precision gate (a hand-labelled sample was 29 of 30 correct); the tier and confidence are printed on each row. Amounts are the lender’s reported position, never a round.
none on record
No lender position matched to this company.
People
3 officers, 2 directors
- Eric Erston Executive Officer/Director sec.gov
- Michael Needel Executive Officer sec.gov
- Travis Howerton Executive Officer/Director sec.gov
- Mina Faltas Director Fact
- Art Coviello Director Fact
Timeline
1 event
- Sep 11, 2025RegScale, Inc. filed Form D: $27,449,986 sold of $27,449,986, Other TechnologyForm D filed Fact Form D
Evidence
21 observations
Every observation on this company
- Description: Sep 16, 2026 Fact Company website
- Entity type: Corporation Sep 11, 2025 Fact Form D
- Form D industry group: Other Technology Sep 11, 2025 Fact Form D
- Amendment: false Sep 11, 2025 Fact Form D
- Revenue range (Form D): Decline to Disclose Sep 11, 2025 Fact Form D
- Incorporated: withinFiveYears Sep 11, 2025 Fact Form D
- Jurisdiction: Delaware Sep 11, 2025 Fact Form D
- Amount sold (Form D): $27.4M Sep 11, 2025 Fact Form D
- Offering amount (Form D): $27.4M Sep 11, 2025 Fact Form D
- Exemptions: 06b Sep 11, 2025 Fact Form D
- First sale: 2025-08-28 Sep 11, 2025 Fact Form D
- Investors (Form D): 8 Sep 11, 2025 Fact Form D
- Minimum investment (Form D): 0 Sep 11, 2025 Fact Form D
- Securities offered: equity Sep 11, 2025 Fact Form D
- Office address: Sep 11, 2025 Fact Form D
- Listed on portfolio page: SYN Ventures Management LLC Sep 30, 2026 Fact Firm website
- Listed on portfolio page: SYN Ventures Management LLC Sep 16, 2026 Fact Firm website
- Listed on portfolio page: SYN Ventures Management LLC Sep 14, 2026 Fact Firm website
- Website status: ok Sep 16, 2026 Fact Company website
- Site title: Sep 16, 2026 Fact Company website
- Year of incorporation: 2021 Sep 11, 2025 Fact Form D
Record history
1 dated event on the change ledger, latest event first
- Form D filed2025-09-11source on record
The ledger records every merge, rename and reclassification this record went through and the dated filings observed on it, so the identity on this page can be traced to the records it was built from. The ledger's own sentences name other records, so they show with the names.