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CandidateSEC exempt reporting adviser· Greenbrae, California

Candidate, based in Greenbrae, California, reporting $19.9M of private fund gross assets across 4 funds.

Composed from this organization's classification, location and filed figures.

Fund gross assets
$19.9M
Form ADV, Schedule D
Investment team
1
Form ADV Schedule A and the firm's team page
FundsInvestmentsTeam (2)
As of · the latest observation of this organization; filed figures are as of its latest Form ADV

Nothing material in the last 180 days. No dated change on record yet.

Scores, classification basis and filing advisersCandidate, candidateShow
Importance
1
low
Active deployment
0
low
Emerging
0
low
Completeness
38
elevated
Freshness
100
high
Research priority
0
low
CandidateSEC exempt reporting adviser

No sworn venture fact yet (name or round mention only)

Investments on record
0 companies, 0 partner-attributed
No investment on record yet. Edges arrive from the firm’s portfolio page, financing announcements, and Form D board seats.
Investment team
2 current, 2 departed
Full team · 2 peoplewith contacts and sources
J••• H••••••• L••••
Managing Member · since Aug 1, 2002
Managing partner
FactForm ADV
A••• P• H••••••
President And Chief Compliance Officer · since Nov 1, 2020
Platform and operations
FactForm ADV
2 departed (kept with end dates)
Co-investors
0 counted from shared deals, for the whole firm
No co-investor relationship yet: these are derived only from rounds and portfolio listings the graph has seen both investors on.
Funds and vehicles
0 reported
No vehicle on record yet. A fund arrives from Form ADV Schedule D 7.B.(1) or a Form D filing.
Stated thesis versus observed behaviour
no observed deals yet
Stated (the firm’s website)
Sectors
not stated or not yet read
Stages
not stated or not yet read
Geography
bay area, colorado, heartland, maryland
Check size
not stated; DFX does not estimate checks from round sizes
Observed (from deals on record)
Stage at participation: no observed deals yet
Stage at first entry: no observed deals yet
Sectors: no observed deals yet
lead rate no observed dealsfollow-on rate no observed dealsnew logos, 12 months 0
Limited partners
0 LPs, 0 disclosed commitments
No LP commitment on record. An LP edge needs a public disclosure with a quote: a pension report (see Limited partners for the plans read), a fund announcement naming the LP, or a Form ADV owner. The fund page carries the LP’s reported performance.
Timeline
5 dated events
  1. Nov 10, 2020
    ••• Locked
    Person leftPeopleInferenceS••••• •••• J•••Form ADV
  2. Nov 1, 2020
    ••• Locked
    Person joinedPeopleFactA••• P• H••••••Form ADV
  3. Jun 27, 2014
    ••• Locked
    Person leftPeopleInferenceD•••• K••• J••••••Form ADV
  4. May 1, 2014
    ••• Locked
    Person joinedPeopleFactS••••• •••• J•••Form ADV
  5. Apr 10, 2012
    ••• Locked
    First SEC adviser filingOrganizationFactForm ADV
Identity and regulatory footprint
Address, phone, Form ADV filing and ownersForm ADV filed Mar 31, 2026 · 4 private fundsShow
Headquarters
Greenbrae, CAadviserinfo.sec.gov
Office address
••• Lockedadviserinfo.sec.gov
Business phone
••• Lockedadviserinfo.sec.gov
Website
o•••••••••.com
SEC adviser type
Exempt reporting adviseradviserinfo.sec.gov
SEC exemption claimed
Private fund adviseradviserinfo.sec.gov
Latest Form ADV
Mar 31, 2026
Private funds reported
4 (0 venture capital funds)adviserinfo.sec.gov
Private fund gross assets
$19.9Madviserinfo.sec.govreported GAV of the funds, the adviser's own number; not fund size, not dry powder
Business email
••• Lockedo•••••••••.compublished by the subject
Classification history
Every classification this record has carried1 on recordShow
  1. Sep 12, 2026
    Candidate (candidate, 50%)
    No sworn venture fact yet (name or round mention only)
Evidence
65 observations from 3 sources
Every observation behind this profile, with its source, date and class
FactValueEffectiveClassSource
SEC exemption claimedPrivate fund adviserMar 29, 2024FactForm ADV
SEC adviser typeExempt reporting adviserMar 31, 2026FactForm ADV
SEC adviser typeExempt reporting adviserMar 29, 2024FactForm ADV
First Form ADV filing2012-04-10Mar 31, 2026FactForm ADV
First Form ADV filing2012-04-10Mar 29, 2024FactForm ADV
Adv history loadedadv-hist-1+panel:2026-09-21Sep 23, 2026FactForm ADV
Adv history loadedadv-hist-1+panel:2026-09-22Sep 23, 2026FactForm ADV
Adv history loadedadv-hist-1Sep 12, 2026FactForm ADV
Latest Form ADV filing2026-03-31Mar 31, 2026FactForm ADV
Latest Form ADV filing2024-03-29Mar 29, 2024FactForm ADV
Venture share of reported funds0Mar 31, 2026FactForm ADV
Venture share of reported funds0Mar 29, 2024FactForm ADV
Business phone••• LockedMar 29, 2024FactForm ADV
HeadquartersGreenbrae, CAMar 29, 2024FactForm ADV
Office address••• LockedMar 29, 2024FactForm ADV
Legal formLimited Liability CompanyMar 29, 2024FactForm ADV
Private funds reported4Mar 31, 2026FactForm ADV
Private funds reported4Mar 29, 2024FactForm ADV
Private fund gross assets (reported)$19.9MMar 31, 2026FactForm ADV
Private fund gross assets (reported)$30.5MMar 29, 2024FactForm ADV
Stated geographybay area, colorado, heartland, maryland
“geography words on the home page”
Sep 24, 2026FactFirm website
Stated geographybay area, colorado, heartland, maryland
“geography words on the home page”
Sep 23, 2026FactFirm website
Stated geographybay area, colorado, heartland, maryland
“geography words on the home page”
Sep 22, 2026FactFirm website
Stated geographybay area, colorado, heartland, maryland
“geography words on the home page”
Sep 21, 2026FactFirm website
Stated geographybay area, colorado, heartland, maryland
“geography words on the home page”
Sep 20, 2026FactFirm website
Stated geographybay area, colorado, heartland, maryland
“geography words on the home page”
Sep 19, 2026FactFirm website
Stated geographybay area, colorado, heartland, maryland
“geography words on the home page”
Sep 18, 2026FactFirm website
Stated geographybay area, colorado, heartland, maryland
“geography words on the home page”
Sep 17, 2026FactFirm website
Stated geographybay area, colorado, heartland, maryland
“geography words on the home page”
Sep 16, 2026FactFirm website
Stated geographybay area, colorado, heartland, maryland
“geography words on the home page”
Sep 13, 2026FactFirm website
Venture funds reported0Mar 31, 2026FactForm ADV
Venture funds reported0Mar 29, 2024FactForm ADV
Website••• LockedMar 29, 2024FactForm ADV
Site title••• Locked
“••• Locked”
Sep 24, 2026FactFirm website
Site title••• Locked
“••• Locked”
Sep 23, 2026FactFirm website
Site title••• Locked
“••• Locked”
Sep 22, 2026FactFirm website
Site title••• Locked
“••• Locked”
Sep 21, 2026FactFirm website
Site title••• Locked
“••• Locked”
Sep 20, 2026FactFirm website
Site title••• Locked
“••• Locked”
Sep 19, 2026FactFirm website
Site title••• Locked
“••• Locked”
Sep 18, 2026FactFirm website
Site title••• Locked
“••• Locked”
Sep 17, 2026FactFirm website
Site title••• Locked
“••• Locked”
Sep 16, 2026FactFirm website
Site title••• Locked
“••• Locked”
Sep 13, 2026FactFirm website

Not yet on record: new companies, 12 mo, latest vintage.