DFX Intelligence
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F••••• E•••••••• P•••••••• L•
CandidateSEC-registered adviser· Newton, Massachusetts
Candidate, based in Newton, Massachusetts, reporting $22.9M of private fund gross assets across 1 fund.
Composed from this organization's classification, location and filed figures.
As of · the latest observation of this organization; filed figures are as of its latest Form ADV
- Fund gross assets
- $22.9M
- Investment team
- 1
Form ADV, Schedule D
Form ADV Schedule A and the firm's team page
As of · the latest observation of this organization; filed figures are as of its latest Form ADV
Nothing material in the last 180 days. No dated change on record yet.
Scores, classification basis and filing advisersCandidate, candidateShowHide
Importance
1
low
Active deployment
0
low
Emerging
0
low
Completeness
44
elevated
Freshness
97
high
Research priority
1
low
CandidateSEC registered investment adviser
No sworn venture fact yet (name or round mention only)
Investments on recordWhat these amounts mean“This investor” is the amount disclosed for this investor alone; it is unknown unless a source said it. The round size is the whole round.
0 companies, 0 partner-attributed
No investment on record yet. Edges arrive from the firm’s portfolio page, financing announcements, and Form D board seats.
Investment teamHow the team is orderedPartners who lead rounds first (rounds led, then deals attributed, then seniority), then the rest of the investment team, then investor relations, finance and operations. A person named by two sources under two spellings is shown once.
1 current, 4 departed
- Owner
Full team · 1 personwith contacts and sources
L•• D••• W••••
PartnerOwner · since Oct 1, 2007
FactForm ADV
4 departed (kept with end dates)
- A•••• S• B•••••• · Partner · Sep 1, 2008 to Mar 28, 2013 Inference
- L•••• A•••••• C••••••••• · Chief Compliance Officer · Oct 1, 2013 to Mar 12, 2015 Inference
- S••••• A••• L•••• · Chief Financial Officer · Oct 1, 2013 to Sep 9, 2015 Inference
- T••• a• K•••••••• · Chief Compliance Officer · Jun 1, 2011 to Oct 24, 2013 Inference
Co-investors
0 counted from shared deals, for the whole firm
No co-investor relationship yet: these are derived only from rounds and portfolio listings the graph has seen both investors on.
Funds and vehiclesWhat these amounts meanGAV is the gross asset value the adviser reported on Form ADV for the vehicle, never the fund’s committed size and never dry powder. Form D sold is the amount sold as of the latest filing, never a final close.
0 reported, 2 no longer reported
| Vehicle | Type | Vintage | Lifecycle | Reported GAV | Owners | Form D sold | Latest Form D |
|---|---|---|---|---|---|---|---|
| E••••••• I••••••••• L• | Fund | unknown | Wound down | $400,000 Oct 24, 2013 | 8 | unknown | unknown |
| E••••••• I••••••••• I•• L• | Fund | unknown | Wound down | $305,000 Oct 24, 2013 | 6 | unknown | unknown |
Stated thesis versus observed behaviour
no observed deals yet
Stated (the firm’s website)
- Sectors
- not stated or not yet read
- Stages
- not stated or not yet read
- Geography
- not stated
- Check size
- not stated; DFX does not estimate checks from round sizes
Observed (from deals on record)
Stage at participation: no observed deals yet
Stage at first entry: no observed deals yet
Sectors: no observed deals yet
lead rate no observed dealsfollow-on rate no observed dealsnew logos, 12 months 0
Limited partners
0 LPs, 0 disclosed commitments
No LP commitment on record. An LP edge needs a public disclosure with a quote: a pension report (see Limited partners for the plans read), a fund announcement naming the LP, or a Form ADV owner. The fund page carries the LP’s reported performance.
Timeline
12 dated events
- Sep 24, 2026••• LockedClassification changedClassificationInferenceno URL
- Sep 9, 2015••• Locked
- Mar 12, 2015••• Locked
- Mar 12, 2015••• Locked
- Mar 12, 2015••• Locked
Full timeline · 12 eventsnewest first; portfolio-page removals last
- Sep 24, 2026••• LockedClassification changedClassificationInferenceno URL
- Sep 9, 2015••• Locked
- Mar 12, 2015••• Locked
- Mar 12, 2015••• Locked
- Mar 12, 2015••• Locked
- Oct 24, 2013••• Locked
- Oct 1, 2013••• Locked
- Oct 1, 2013••• Locked
- Mar 28, 2013••• Locked
- Mar 30, 2012••• Locked
- Mar 30, 2012••• Locked
- Mar 30, 2012••• Locked
Identity and regulatory footprint
Address, phone, Form ADV filing and ownersForm ADV filed Nov 2, 2015 · 1 private fundsShowHide
- Headquarters
- Newton, MAadviserinfo.sec.gov
- Office address
- ••• Lockedadviserinfo.sec.gov
- Business phone
- ••• Lockedadviserinfo.sec.gov
- Website
- f•••••••••.com
- SEC adviser type
- Registered investment adviseradviserinfo.sec.gov
- SEC exemption claimed
- unknown
- Latest Form ADV
- Nov 2, 2015
- Private funds reported
- 1 (0 venture capital funds)adviserinfo.sec.gov
- Private fund gross assets
- $22.9Madviserinfo.sec.govreported GAV of the funds, the adviser's own number; not fund size, not dry powder
- Regulatory AUM
- $28.0Mthe adviser's RAUM, a regulatory measure, never a fund size
- Employees
- 1
- Owners on Schedule A
- F••••• E•••••••• P••••••• L•• (General Partner Of The Lp), owns 75% or more
Classification history
Every classification this record has carried2 on recordShowHide
- Sep 24, 2026Candidate (candidate, 50%)No sworn venture fact yet (name or round mention only)
- Sep 12, 2026Private equity with venture activity (probable, 75%)Registered adviser; venture funds are 20% of 1 private funds
Evidence
29 observations from 2 sources
Every observation behind this profile, with its source, date and class
| Fact | Value | Effective | Class | Source |
|---|---|---|---|---|
| SEC adviser type | Registered investment adviser | Nov 2, 2015 | Fact | Form ADV |
| First Form ADV filing | 2012-03-30 | Nov 2, 2015 | Fact | Form ADV |
| Adv history loaded | adv-hist-1 | Sep 12, 2026 | Fact | Form ADV |
| Latest Form ADV filing | 2015-11-02 | Nov 2, 2015 | Fact | Form ADV |
| Venture share of reported funds | 0 | Nov 2, 2015 | Fact | Form ADV |
| Business phone | ••• Locked | Nov 2, 2015 | Fact | Form ADV |
| Employees | 1 | Nov 2, 2015 | Fact | Form ADV |
| Headquarters | Newton, MA | Nov 2, 2015 | Fact | Form ADV |
| Office address | ••• Locked | Nov 2, 2015 | Fact | Form ADV |
| Private funds reported | 1 | Nov 2, 2015 | Fact | Form ADV |
| Private fund gross assets (reported) | $22.9M | Nov 2, 2015 | Fact | Form ADV |
| Regulatory AUM (adviser, not fund size) | $28.0M | Nov 2, 2015 | Fact | Form ADV |
| Venture funds reported | 0 | Nov 2, 2015 | Fact | Form ADV |
| Website | ••• Locked | Nov 2, 2015 | Fact | Form ADV |
| Website status | unreachable “home page did not answer with HTML” | Sep 17, 2026 | Fact | Firm website |
Not yet on record: new companies, 12 mo, latest vintage.