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S••••••• M••••••••• L•

Private equity with venture activitySEC-registered adviserClassification probable· New York, New York

Private equity with venture activity, based in New York, New York.

Composed from this organization's classification, location and filed figures.

Investment team
2
Form ADV Schedule A and the firm's team page
FundsInvestmentsTeam (6)
As of · the latest observation of this organization; filed figures are as of its latest Form ADV

Nothing material in the last 180 days. No dated change on record yet.

Scores, classification basis and filing advisersPrivate equity with venture activity, probableShow
Importance
1
low
Active deployment
0
low
Emerging
0
low
Completeness
38
elevated
Freshness
97
high
Research priority
1
low
Private equity with venture activity · probableSEC registered investment adviser

Registered adviser; venture funds are 0% of 0 private funds

Investments on record
0 companies, 0 partner-attributed
No investment on record yet. Edges arrive from the firm’s portfolio page, financing announcements, and Form D board seats.
Investment team
6 current, 0 departed
Full team · 6 peoplewith contacts and sources
L••••• C••• Y•••
Owner · since Oct 1, 2020
Partner
FactForm ADV
Partner
FactForm ADV
J•••••• R••• F•••••
Managing Director And Chief Financial Officer · since Oct 1, 2020
Platform and operations
FactForm ADV
K•••••• A•••••••• G•••••••••
General Counsel And Chief Compliance Officer · since Apr 1, 2023
Platform and operations
FactForm ADV
R••• H••• P••••••
Managing Director Operations · since Oct 1, 2020
Platform and operations
FactForm ADV
S••••• T••••••••
Trustee · since Oct 1, 2020
Board or advisory
FactForm ADV
Co-investors
0 counted from shared deals, for the whole firm
No co-investor relationship yet: these are derived only from rounds and portfolio listings the graph has seen both investors on.
Funds and vehicles
0 reported
No vehicle on record yet. A fund arrives from Form ADV Schedule D 7.B.(1) or a Form D filing.
Stated thesis versus observed behaviour
no observed deals yet
Stated (the firm’s website)
Sectors
not stated or not yet read
Stages
not stated or not yet read
Geography
not stated
Check size
not stated; DFX does not estimate checks from round sizes
Observed (from deals on record)
Stage at participation: no observed deals yet
Stage at first entry: no observed deals yet
Sectors: no observed deals yet
lead rate no observed dealsfollow-on rate no observed dealsnew logos, 12 months 0
Limited partners
0 LPs, 0 disclosed commitments
No LP commitment on record. An LP edge needs a public disclosure with a quote: a pension report (see Limited partners for the plans read), a fund announcement naming the LP, or a Form ADV owner. The fund page carries the LP’s reported performance.
Timeline
2 dated events
  1. Apr 1, 2023
  2. Jul 1, 2021
    ••• Locked
    First SEC adviser filingOrganizationFactForm ADV
Identity and regulatory footprint
Address, phone, Form ADV filing and ownersForm ADV filed May 20, 2024 · 0 private fundsShow

Website description: ••• Locked

Headquarters
New York, NYadviserinfo.sec.gov
Office address
••• Lockedadviserinfo.sec.gov
Business phone
••• Lockedadviserinfo.sec.gov
Website
s•••••••••.com
SEC adviser type
Registered investment adviseradviserinfo.sec.gov
SEC exemption claimed
unknown
Latest Form ADV
May 20, 2024
Private funds reported
0 (0 venture capital funds)adviserinfo.sec.gov
Private fund gross assets
unknownreported GAV of the funds, the adviser's own number; not fund size, not dry powder
Regulatory AUM
$722Mthe adviser's RAUM, a regulatory measure, never a fund size
Employees
14
Owners on Schedule A
S••••••• M••••••••• G• L•• (General Partner), owns under 5%; S••••••• H••••••• L•• (Owner), owns 75% or more; S••• H••••••• L•• (Owner), owns 50% to 75%; S•••• H••••••• L•• (Owner), owns 50% to 75%; S•• I••••••••• T•••• (Owner), owns 50% to 75%
Business email
••• Lockeds•••••••••.compublished by the subject
Classification history
Every classification this record has carried1 on recordShow
  1. Sep 12, 2026
    Private equity with venture activity (probable, 75%)
    Registered adviser; venture funds are 0% of 0 private funds
Evidence
26 observations from 2 sources
Every observation behind this profile, with its source, date and class
FactValueEffectiveClassSource
SEC adviser typeRegistered investment adviserMay 20, 2024FactForm ADV
First Form ADV filing2021-07-01May 20, 2024FactForm ADV
Adv history loadedadv-hist-1Sep 12, 2026FactForm ADV
Latest Form ADV filing2024-05-20May 20, 2024FactForm ADV
Venture share of reported funds0May 20, 2024FactForm ADV
Business phone••• LockedMay 20, 2024FactForm ADV
Description••• Locked
“••• Locked”
Sep 16, 2026FactFirm website
Description••• Locked
“••• Locked”
Sep 14, 2026FactFirm website
Employees14May 20, 2024FactForm ADV
HeadquartersNew York, NYMay 20, 2024FactForm ADV
Office address••• LockedMay 20, 2024FactForm ADV
Private funds reported0May 20, 2024FactForm ADV
Regulatory AUM (adviser, not fund size)$722MMay 20, 2024FactForm ADV
Venture funds reported0May 20, 2024FactForm ADV
Website••• LockedMay 20, 2024FactForm ADV
Site title••• Locked
“••• Locked”
Sep 16, 2026FactFirm website
Site title••• Locked
“••• Locked”
Sep 14, 2026FactFirm website

Not yet on record: fund gross assets, new companies, 12 mo, latest vintage.