DFX Intelligence
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Private equity with venture activitySEC-registered adviserClassification probable· Jersey City, New Jersey
Private equity with venture activity, based in Jersey City, New Jersey, reporting $299M of private fund gross assets across 1 fund.
Composed from this organization's classification, location and filed figures.
As of · the latest observation of this organization; filed figures are as of its latest Form ADV
- Fund gross assets
- $299M
- Investment team
- 3
Form ADV, Schedule D
Form ADV Schedule A and the firm's team page
As of · the latest observation of this organization; filed figures are as of its latest Form ADV
Nothing material in the last 180 days. No dated change on record yet.
Scores, classification basis and filing advisersPrivate equity with venture activity, probableShowHide
Importance
17
moderate
Active deployment
0
low
Emerging
0
low
Completeness
44
elevated
Freshness
100
high
Research priority
5
low
Private equity with venture activity · probableSEC registered investment adviser
Registered adviser; venture funds are 0% of 1 private funds
Investments on recordWhat these amounts mean“This investor” is the amount disclosed for this investor alone; it is unknown unless a source said it. The round size is the whole round.
0 companies, 0 partner-attributed
No investment on record yet. Edges arrive from the firm’s portfolio page, financing announcements, and Form D board seats.
Investment teamHow the team is orderedPartners who lead rounds first (rounds led, then deals attributed, then seniority), then the rest of the investment team, then investor relations, finance and operations. A person named by two sources under two spellings is shown once.
3 current, 0 departed
- Managing Member
- Managing Member
- Managing Member And Chief Compliance Officer
Co-investors
0 counted from shared deals, for the whole firm
No co-investor relationship yet: these are derived only from rounds and portfolio listings the graph has seen both investors on.
Funds and vehiclesWhat these amounts meanGAV is the gross asset value the adviser reported on Form ADV for the vehicle, never the fund’s committed size and never dry powder. Form D sold is the amount sold as of the latest filing, never a final close.
0 reported
No vehicle on record yet. A fund arrives from Form ADV Schedule D 7.B.(1) or a Form D filing.
Stated thesis versus observed behaviour
no observed deals yet
Stated (the firm’s website)
- Sectors
- ai
- Stages
- not stated or not yet read
- Geography
- global, globally
- Check size
- not stated; DFX does not estimate checks from round sizes
Observed (from deals on record)
Stage at participation: no observed deals yet
Stage at first entry: no observed deals yet
Sectors: no observed deals yet
lead rate no observed dealsfollow-on rate no observed dealsnew logos, 12 months 0
Limited partners
0 LPs, 0 disclosed commitments
No LP commitment on record. An LP edge needs a public disclosure with a quote: a pension report (see Limited partners for the plans read), a fund announcement naming the LP, or a Form ADV owner. The fund page carries the LP’s reported performance.
Timeline
1 dated events
- Mar 21, 2022••• Locked
Identity and regulatory footprint
Address, phone, Form ADV filing and ownersForm ADV filed Mar 30, 2026 · 1 private fundsShowHide
- Headquarters
- Jersey City, NJadviserinfo.sec.gov
- Office address
- ••• Lockedadviserinfo.sec.gov
- Business phone
- ••• Lockedadviserinfo.sec.gov
- Website
- s•••••••••.io
- SEC adviser type
- Registered investment adviseradviserinfo.sec.gov
- SEC exemption claimed
- unknown
- Latest Form ADV
- Mar 30, 2026
- Private funds reported
- 1 (0 venture capital funds)adviserinfo.sec.gov
- Private fund gross assets
- $299Madviserinfo.sec.govreported GAV of the funds, the adviser's own number; not fund size, not dry powder
- Regulatory AUM
- $440Mthe adviser's RAUM, a regulatory measure, never a fund size
- Employees
- 15
- Owners on Schedule A
- T•••• C••• H••••••• L•••••• (Shareholder), owns 75% or more; T•••••••• T•••• (Shareholder), owns 75% or more; A•••••• C••••• F•••••••• L•••••• (Trustee); T•••••••• D••••••••• L•••••• (Shareholder), owns 75% or more; F••• T••••• L•••••• (Shareholder), owns 75% or more; M••••••••• H•••••• C•••• L•••••• (Member), owns 5% to 10%
- Business email
- ••• Lockeds•••••••••.iopublished by the subject
Classification history
Every classification this record has carried2 on recordShowHide
- Sep 23, 2026Private equity with venture activity (probable, 75%)Registered adviser; venture funds are 0% of 1 private funds
- Sep 12, 2026Private equity with venture activity (probable, 75%)Registered adviser; venture funds are 0% of 2 private funds
Evidence
45 observations from 3 sources
Every observation behind this profile, with its source, date and class
| Fact | Value | Effective | Class | Source |
|---|---|---|---|---|
| SEC adviser type | Registered investment adviser | Mar 30, 2026 | Fact | Form ADV |
| SEC adviser type | Registered investment adviser | Sep 12, 2024 | Fact | Form ADV |
| First Form ADV filing | 2022-03-21 | Mar 30, 2026 | Fact | Form ADV |
| First Form ADV filing | 2022-03-21 | Sep 12, 2024 | Fact | Form ADV |
| Adv history loaded | adv-hist-1+panel:2026-09-21 | Sep 23, 2026 | Fact | Form ADV |
| Adv history loaded | adv-hist-1+panel:2026-09-22 | Sep 23, 2026 | Fact | Form ADV |
| Adv history loaded | adv-hist-1 | Sep 12, 2026 | Fact | Form ADV |
| Latest Form ADV filing | 2026-03-30 | Mar 30, 2026 | Fact | Form ADV |
| Latest Form ADV filing | 2024-09-12 | Sep 12, 2024 | Fact | Form ADV |
| Venture share of reported funds | 0 | Mar 30, 2026 | Fact | Form ADV |
| Venture share of reported funds | 0 | Sep 12, 2024 | Fact | Form ADV |
| Business phone | ••• Locked | Sep 12, 2024 | Fact | Form ADV |
| Contact page url | ••• Locked “••• Locked” | Sep 23, 2026 | Fact | Firm website |
| Contact page url | ••• Locked “••• Locked” | Sep 22, 2026 | Fact | Firm website |
| Contact page url | ••• Locked “••• Locked” | Sep 16, 2026 | Fact | Firm website |
| Employees | 15 | Sep 12, 2024 | Fact | Form ADV |
| Headquarters | Jersey City, NJ | Sep 12, 2024 | Fact | Form ADV |
| Office address | ••• Locked | Sep 12, 2024 | Fact | Form ADV |
| Private funds reported | 1 | Mar 30, 2026 | Fact | Form ADV |
| Private funds reported | 2 | Sep 12, 2024 | Fact | Form ADV |
| Private fund gross assets (reported) | $299M | Mar 30, 2026 | Fact | Form ADV |
| Private fund gross assets (reported) | $278M | Sep 12, 2024 | Fact | Form ADV |
| Regulatory AUM (adviser, not fund size) | $440M | Sep 12, 2024 | Fact | Form ADV |
| Stated geography | Global, globally “geography words on the home page” | Sep 23, 2026 | Fact | Firm website |
| Stated geography | Global, globally “geography words on the home page” | Sep 22, 2026 | Fact | Firm website |
| Stated geography | Global, globally “geography words on the home page” | Sep 16, 2026 | Fact | Firm website |
| Stated geography | Global, globally “geography words on the home page” | Sep 15, 2026 | Fact | Firm website |
| Stated sectors | ai “sector words on the home page” | Sep 23, 2026 | Fact | Firm website |
| Stated sectors | ai “sector words on the home page” | Sep 22, 2026 | Fact | Firm website |
| Stated sectors | ai “sector words on the home page” | Sep 16, 2026 | Fact | Firm website |
| Stated sectors | ai “sector words on the home page” | Sep 15, 2026 | Fact | Firm website |
| Venture funds reported | 0 | Mar 30, 2026 | Fact | Form ADV |
| Venture funds reported | 0 | Sep 12, 2024 | Fact | Form ADV |
| Website | ••• Locked | Sep 12, 2024 | Fact | Form ADV |
| Site title | ••• Locked “••• Locked” | Sep 23, 2026 | Fact | Firm website |
| Site title | ••• Locked “••• Locked” | Sep 22, 2026 | Fact | Firm website |
| Site title | ••• Locked “••• Locked” | Sep 16, 2026 | Fact | Firm website |
| Site title | ••• Locked “••• Locked” | Sep 15, 2026 | Fact | Firm website |
Not yet on record: new companies, 12 mo, latest vintage.