DFX Intelligence
Montreux Equity Partners III SBIC, L.P.
As of · the latest observation of this vehicle; each figure below carries its own filing date
UnknownFundraising status unknownADV: Venture Capital Fund
As of · the latest observation of this vehicle; each figure below carries its own filing date
Nothing material in the last 365 days. Last change: 29 Mar 2016, Reported gross assets fell from $28.3M to $14.6M between the Form ADV filings of 31 Mar 2015 and 29 Mar 2016.
Drawing the relationship network…
Amounts, each with its basis
- Vintage
- unknownno dated first sale or first report yet
- Target
- unknownnot announced
- First close
- unknownnever inferred from a Form D
- Final close
- unknownonly from an announcement or an LP disclosure
- Announced size
- unknown
- Form D offering
- unknownwhat may be sold, not what was raised
- Form D sold
- unknown
- First sale
- unknown
- Reported GAV
- $14.6Mon the Form ADV filed Mar 29, 2016; the fund's assets, never its size or dry powder
- Owners (ADV)
- 17
- Reported on ADV
- Apr 23, 2012 to Mar 29, 2016
Fundraising evidence
What counts as raisingA Form D offering is permission to sell, not a fund in market; an amount sold is never a close; an evergreen offering amended every year is not a raise.Unknown
no Form D or close on record (fr-1)
Lifecycle
Unknown
Lifecycle
no vintage and no recent Form D
first sale: n/avintage year: n/aadv gav as of: Mar 29, 2016vintage basis: n/aform d sold: n/aform d offering: n/aform d latest filed at: n/a
The fund's own reporting through time
9 Form ADV filings
| Filed | Type | Gross asset value | Owners | Min. investment | Adviser-owned | Audit | |
|---|---|---|---|---|---|---|---|
| Apr 23, 2012 | Venture Capital Fund | $40.2M | 17 | $20,000 | 1% | yes | |
| Apr 23, 2012 | Venture Capital Fund | $40.2M | 17 | $20,000 | 1% | yes | |
| Apr 1, 2013 | Venture Capital Fund | $26.2M | 17 | $20,000 | 1% | yes | |
| Mar 28, 2014 | Venture Capital Fund | $26.2M | 17 | $20,000 | 1% | yes | |
| Mar 28, 2014 | Venture Capital Fund | $30.8M | 17 | $20,000 | 1% | yes | |
| Dec 11, 2014 | Venture Capital Fund | $30.8M | 17 | $20,000 | 1% | yes | |
| Dec 12, 2014 | Venture Capital Fund | $30.8M | 17 | $20,000 | 1% | yes | |
| Mar 31, 2015 | Venture Capital Fund | $28.3M | 17 | $20,000 | 1% | yes | |
| Mar 29, 2016 | Venture Capital Fund | $14.6M | 17 | $20,000 | 1% | yes |
Principals and agents
0 principals on Form D, 0 placement agents
No Form D related person on record.
Service providers
2 named on Form ADV Schedule D and Form D
- AuditorBDO · SAN FRANCISCO, California, United StatesForm ADV filed Mar 29, 2016 sec.gov
- CustodianGoldman Sachs · NEW YORK, New York, United StatesForm ADV filed Mar 29, 2016 sec.gov
Limited partners and their reported performance
Whose numbers these areEach row is the LP’s own number: its cash flows and its valuation policy as of its reporting date, not the fund’s. Net IRR is printed only when the LP prints one. The vintage is the LP’s definition (CalPERS: year of its first cash flow; WSIB: year of its initial investment).0 public LP reports
No public LP has reported this vehicle. The LP tape is read from public pension disclosures (see Limited partners); a fund appears here only when an LP’s report names it.
Known LPs and allocators
What these amounts and dates areA commitment date prints only when the source printed one; otherwise the row carries the date of the report that listed it. A foundation’s 990-PF line is a holding at fair value on its return, never a commitment.0 relationships, public pensions and the allocator graph, each counted once
No allocator names this vehicle in a public disclosure DFX holds: pension reports, foundation 990-PF returns or endowment disclosures.
Investments attributed to this vehicle
0
No investment attributed to this vehicle. The firm’s investments sit on the firm; a fund gets one only when a source names the vehicle.
Timeline
3 events
- Dec 11, 2014Custodian changed: Goldman Sachs replaced LEERINK PARTNERS LLC, Morgan Stanley, first reported on the Form ADV filed December 11, 2014 (previous filing March 28, 2014)Custodian changed Fact Form ADV
- Mar 28, 2014Auditor changed: BDO replaced PwC, first reported on the Form ADV filed March 28, 2014 (previous filing March 28, 2014)Auditor changed Fact Form ADV
- Apr 23, 2012Montreux Equity Partners III SBIC, L.P. first reported on Form ADV by Montreux Equity Partners (Venture Capital Fund), GAV $40,176,977Fund first reported on Form ADV Fact Form ADV
Evidence
0 observations
Every observation on this vehicle
Relationships across DFX
on 1 other DFX graph
Across the graphs
Montreux Equity Partners III SBIC, L.P. is the same institution as 1 record in RIA and Wealth.
RIA and Wealth1
The joined record opens with the product, beside every other relationship on this page.
Checking your plan…
Record history
1 dated event on the change ledger, latest event first
- Fund first reported on ADV2012-04-23source on record
The ledger records every merge, rename and reclassification this record went through and the dated filings observed on it, so the identity on this page can be traced to the records it was built from. The ledger's own sentences name other records, so they show with the names.