DFX Intelligence
Point 406 Ventures II, L.P.
As of · the latest observation of this vehicle; each figure below carries its own filing date
HarvestFundraising status unknownADV: Venture Capital Fund
As of · the latest observation of this vehicle; each figure below carries its own filing date
2 additional placement agents, 1 event
Every relationship, signal and contact on this record, with the source on each.
Includes 3 days of DFX Intelligence. Then $199/month unless canceled.
Nothing material in the last 365 days. Last change: 23 Nov 2011, Latest Form D filed on 23 Nov 2011: $95.1M sold of $175M offered, 30 investors. A Form D amount is what was sold at the filing, never a final close.
Drawing the relationship network…
Amounts, each with its basis
- Vintage
- 2010basis: form d first sale
- Target
- unknownnot announced
- First close
- unknownnever inferred from a Form D
- Final close
- unknownonly from an announcement or an LP disclosure
- Announced size
- unknown
- Form D offering
- $175Mwhat may be sold, not what was raised; file 021-150682, sworn by the adviser or filed under this vehicle
- Form D sold
- $95.0Mas of the filing of Nov 23, 2011, 30 investors
- First sale
- Nov 23, 2010
- Reported GAV
- $224Mon the Form ADV filed Mar 23, 2026; the fund's assets, never its size or dry powder
- Owners (ADV)
- 40
- Reported on ADV
- Mar 28, 2012 to Mar 23, 2026
Fundraising evidenceWhat counts as raisingA Form D offering is permission to sell, not a fund in market; an amount sold is never a close; an evergreen offering amended every year is not a raise.
Unknown
latest Form D 2011-11-23, older than 15 months (fr-1)
evidence dated Nov 23, 2011.
LifecycleHarvest
vintage over 7 years, still reported
age years: 16first sale: Nov 23, 2010vintage year: 2010adv gav as of: Mar 23, 2026vintage basis: Form d first saleform d sold: $95.0Mform d offering: $175Mform d latest filed at: Nov 23, 2011
The fund's own reporting through time
17 Form ADV filings
| Filed | Type | Gross asset value | Owners | Min. investment | Adviser-owned | Audit | |
|---|---|---|---|---|---|---|---|
| Mar 28, 2012 | Venture Capital Fund | $85.5M | 40 | $1.0M | 3% | yes | |
| Mar 28, 2012 | Venture Capital Fund | $85.5M | 40 | $1.0M | 3% | yes | |
| Mar 26, 2013 | Venture Capital Fund | $165M | 40 | $1.0M | 4% | yes | |
| Dec 20, 2013 | Venture Capital Fund | $165M | 40 | $1.0M | 4% | yes | |
| Jan 8, 2014 | Venture Capital Fund | $165M | 40 | $1.0M | 4% | yes | |
| Mar 11, 2014 | Venture Capital Fund | $165M | 40 | $1.0M | 4% | yes | |
| Mar 19, 2015 | Venture Capital Fund | $195M | 40 | $1.0M | 4% | yes | |
| Mar 28, 2016 | Venture Capital Fund | $195M | 40 | $1.0M | 4% | yes | |
| Mar 27, 2017 | Venture Capital Fund | $232M | 40 | $1.0M | 4% | yes | |
| Mar 9, 2018 | Venture Capital Fund | $302M | 40 | $1.0M | 4% | yes | |
| Mar 25, 2019 | Venture Capital Fund | $294M | 40 | $1.0M | 4% | yes | |
| Mar 30, 2020 | Venture Capital Fund | $388M | 40 | $1.0M | 4% | yes | |
| Mar 24, 2021 | Venture Capital Fund | $353M | 40 | $1.0M | 4% | yes | |
| Mar 31, 2022 | Venture Capital Fund | $409M | 40 | $1.0M | 4% | yes | |
| Mar 21, 2023 | Venture Capital Fund | $270M | 40 | $1.0M | 4% | yes | |
| Mar 21, 2024 | Venture Capital Fund | $237M | 40 | $1.0M | 4% | yes | |
| Mar 23, 2026 | Venture Capital Fund | $224M | 40 | $1.0M | 4% |
Principals and agents
3 principals on Form D, 0 placement agents
- Lawrence Begley Executive Officer
- Liam Donohue Executive Officer
- Maria Cirino Executive Officer
Service providers
5 named on Form ADV Schedule D and Form D
- AuditorMAYER HOFFMAN MCCANN P.C. · PROVIDENCE, Rhode Island, United StatesForm ADV filed Mar 23, 2026 reports.adviserinfo.sec.gov
- AdministratorAlter Domus · BOSTON, Massachusetts, United StatesForm ADV filed Mar 23, 2026 reports.adviserinfo.sec.gov
- CustodianJPMorgan · BOSTON, Massachusetts, United StatesForm ADV filed Mar 23, 2026 reports.adviserinfo.sec.gov
Limited partners and their reported performanceWhose numbers these areEach row is the LP’s own number: its cash flows and its valuation policy as of its reporting date, not the fund’s. Net IRR is printed only when the LP prints one. The vintage is the LP’s definition (CalPERS: year of its first cash flow; WSIB: year of its initial investment).
0 public LP reports
No public LP has reported this vehicle. The LP tape is read from public pension disclosures (see Limited partners); a fund appears here only when an LP’s report names it.
Known LPs and allocatorsWhat these amounts and dates areA commitment date prints only when the source printed one; otherwise the row carries the date of the report that listed it. A foundation’s 990-PF line is a holding at fair value on its return, never a commitment.
0 relationships, public pensions and the allocator graph, each counted once
No allocator names this vehicle in a public disclosure DFX holds: pension reports, foundation 990-PF returns or endowment disclosures.
Investments attributed to this vehicle
0
No investment attributed to this vehicle. The firm’s investments sit on the firm; a fund gets one only when a source names the vehicle.
Timeline
6 events
- Mar 31, 2022Administrator changed: Alter Domus replaced INVESTMENT PARTNERSHIP SERVICES, first reported on the Form ADV filed March 31, 2022 (previous filing March 24, 2021)Administrator changed Fact Form ADV
- Mar 9, 2018Auditor changed: MAYER HOFFMAN MCCANN P.C. replaced PwC, first reported on the Form ADV filed March 9, 2018 (previous filing March 27, 2017)Auditor changed Fact Form ADV
- Mar 28, 2016Custodian changed: Silicon Valley Bank, UBS FINANCIAL SERVICES INC. replaced BNY, Square 1 Bank, first reported on the Form ADV filed March 28, 2016 (previous filing March 19, 2015)Custodian changed Fact Form ADV
- Mar 28, 2012.406 Ventures II LP first reported on Form ADV by 406 Ventures Management, LLC (Venture Capital Fund), GAV $85,500,000Fund first reported on Form ADV Fact Form ADV
- Nov 23, 2011Point 406 Ventures II, L.P. filed Form D/A: $95,050,000 sold of $175,000,000, Venture Capital FundForm D filed Fact Form D
Evidence
31 observations
Every observation on this vehicle
- Entity type: Limited Partnership Nov 23, 2011 Fact Form D
- Entity type: Limited Partnership Nov 18, 2010 Fact Form D
- Form D fund type: Venture Capital Fund Nov 23, 2011 Fact Form D
- Form D fund type: Venture Capital Fund Nov 18, 2010 Fact Form D
- Form D industry group: Pooled Investment Fund Nov 23, 2011 Fact Form D
- Form D industry group: Pooled Investment Fund Nov 18, 2010 Fact Form D
- Amendment: true Nov 23, 2011 Fact Form D
- Amendment: false Nov 18, 2010 Fact Form D
- Revenue range (Form D): Not Applicable Nov 23, 2011 Fact Form D
- Revenue range (Form D): Not Applicable Nov 18, 2010 Fact Form D
- Incorporated: withinFiveYears Nov 23, 2011 Fact Form D
- Incorporated: withinFiveYears Nov 18, 2010 Fact Form D
- Jurisdiction: Delaware Nov 23, 2011 Fact Form D
- Jurisdiction: Delaware Nov 18, 2010 Fact Form D
- Amount sold (Form D): $95.0M Nov 23, 2011 Fact Form D
- Amount sold (Form D): $0 Nov 18, 2010 Fact Form D
- Offering amount (Form D): $175M Nov 23, 2011 Fact Form D
- Offering amount (Form D): $175M Nov 18, 2010 Fact Form D
- Exemptions: 06, 3C, 3C.7 Nov 23, 2011 Fact Form D
- Exemptions: 06, 3C, 3C.7 Nov 18, 2010 Fact Form D
- First sale: 2010-11-23 Nov 23, 2011 Fact Form D
- Investors (Form D): 30 Nov 23, 2011 Fact Form D
- Investors (Form D): 0 Nov 18, 2010 Fact Form D
- Minimum investment (Form D): 0 Nov 23, 2011 Fact Form D
- Minimum investment (Form D): 0 Nov 18, 2010 Fact Form D
- Securities offered: pooled Nov 23, 2011 Fact Form D
- Securities offered: pooled Nov 18, 2010 Fact Form D
- Office address: Nov 23, 2011 Fact Form D
- Office address: Nov 18, 2010 Fact Form D
- Year of incorporation: 2010 Nov 23, 2011 Fact Form D
- Year of incorporation: 2010 Nov 18, 2010 Fact Form D
Relationships across DFX
on 1 other DFX graph
Across the graphs
Point 406 Ventures II, L.P. is the same institution as 1 record in RIA and Wealth.
RIA and Wealth1
The joined record opens with the product, beside every other relationship on this page.
Checking your plan…
Record history
1 identity change, 4 dated events on the change ledger, latest event first
- Fund folded2026-09-14
- Fund first reported on ADV2016-03-28source on record
- Fund first reported on ADV2012-03-28source on record
+2 more changes on this record's ledger
Includes 3 days of DFX Intelligence. Then $199/month unless canceled.
The ledger records every merge, rename and reclassification this record went through and the dated filings observed on it, so the identity on this page can be traced to the records it was built from. The ledger's own sentences name other records, so they show with the names.