DFX Intelligence
Spectrum 28 Special Op I, L.P.
As of · the latest observation of this vehicle; each figure below carries its own filing date
HarvestFundraising status unknownADV: Venture Capital Fund
As of · the latest observation of this vehicle; each figure below carries its own filing date
Nothing material in the last 365 days. Last change: 18 Mar 2024, Reported gross assets fell from $2.82M to $459K between the Form ADV filings of 9 Mar 2023 and 18 Mar 2024.
Drawing the relationship network…
Amounts, each with its basis
- Vintage
- 2017basis: adv first reported
- Target
- unknownnot announced
- First close
- unknownnever inferred from a Form D
- Final close
- unknownonly from an announcement or an LP disclosure
- Announced size
- unknown
- Form D offering
- unknownwhat may be sold, not what was raised
- Form D sold
- unknown
- First sale
- unknown
- Reported GAV
- $458,764on the Form ADV filed Mar 18, 2024; the fund's assets, never its size or dry powder
- Owners (ADV)
- 1
- Reported on ADV
- Mar 28, 2017 to Mar 18, 2024
Fundraising evidence
What counts as raisingA Form D offering is permission to sell, not a fund in market; an amount sold is never a close; an evergreen offering amended every year is not a raise.Unknown
no Form D or close on record (fr-1)
Lifecycle
Harvest
Lifecycle
vintage over 7 years, still reported
age years: 9first sale: n/avintage year: 2017adv gav as of: Mar 18, 2024vintage basis: ADV first reportedform d sold: n/aform d offering: n/aform d latest filed at: n/a
The fund's own reporting through time
11 Form ADV filings
| Filed | Type | Gross asset value | Owners | Min. investment | Adviser-owned | Audit | |
|---|---|---|---|---|---|---|---|
| Mar 28, 2017 | Venture Capital Fund | $0 | 1 | 0% | no | ||
| Sep 14, 2017 | Venture Capital Fund | $0 | 1 | 0% | no | ||
| Sep 28, 2017 | Venture Capital Fund | $0 | 1 | 0% | no | ||
| Nov 29, 2017 | Venture Capital Fund | $0 | 1 | 0% | no | ||
| Jan 9, 2018 | Venture Capital Fund | $0 | 1 | 0% | no | ||
| Mar 30, 2018 | Venture Capital Fund | $4.9M | 1 | 0% | no | ||
| Mar 18, 2019 | Venture Capital Fund | $4.9M | 1 | 0% | no | ||
| Mar 30, 2020 | Venture Capital Fund | $4.8M | 1 | 0% | no | ||
| Aug 25, 2022 | Venture Capital Fund | $4.8M | 1 | 0% | no | ||
| Mar 9, 2023 | Venture Capital Fund | $2.8M | 1 | 0% | yes | ||
| Mar 18, 2024 | Venture Capital Fund | $458,764 | 1 | 0% | no |
Principals and agents
0 principals on Form D, 0 placement agents
No Form D related person on record.
Service providers
2 named on Form ADV Schedule D and Form D
- AdministratorKRANZ & ASSOCIATES HOLDINGS, LLC · SAN FRANCISCO, California, United StatesForm ADV filed Mar 18, 2024 sec.gov
- CustodianSilicon Valley Bank · SANTA CLARA, California, United StatesForm ADV filed Mar 18, 2024 sec.gov
Limited partners and their reported performance
Whose numbers these areEach row is the LP’s own number: its cash flows and its valuation policy as of its reporting date, not the fund’s. Net IRR is printed only when the LP prints one. The vintage is the LP’s definition (CalPERS: year of its first cash flow; WSIB: year of its initial investment).0 public LP reports
No public LP has reported this vehicle. The LP tape is read from public pension disclosures (see Limited partners); a fund appears here only when an LP’s report names it.
Known LPs and allocators
What these amounts and dates areA commitment date prints only when the source printed one; otherwise the row carries the date of the report that listed it. A foundation’s 990-PF line is a holding at fair value on its return, never a commitment.0 relationships, public pensions and the allocator graph, each counted once
No allocator names this vehicle in a public disclosure DFX holds: pension reports, foundation 990-PF returns or endowment disclosures.
Investments attributed to this vehicle
0
No investment attributed to this vehicle. The firm’s investments sit on the firm; a fund gets one only when a source names the vehicle.
Timeline
3 events
- Mar 9, 2023Administrator changed: KRANZ & ASSOCIATES HOLDINGS, LLC replaced LEVATA MANAGEMENT LLC, first reported on the Form ADV filed March 9, 2023 (previous filing August 25, 2022)Administrator changed Fact Form ADV
- Mar 30, 2020Administrator changed: LEVATA MANAGEMENT LLC replaced ADURO ADVISORS, LLC, first reported on the Form ADV filed March 30, 2020 (previous filing March 18, 2019)Administrator changed Fact Form ADV
- Mar 28, 2017Spectrum 28 Special Op I, L.P. first reported on Form ADV by Spectrum 28 Capital LLC (Venture Capital Fund)Fund first reported on Form ADV Fact Form ADV
Evidence
0 observations
Every observation on this vehicle
Relationships across DFX
on 1 other DFX graph
Across the graphs
Spectrum 28 Special Op I, L.P. is the same institution as 1 record in RIA and Wealth.
RIA and Wealth1
The joined record opens with the product, beside every other relationship on this page.
Checking your plan…
Record history
1 dated event on the change ledger, latest event first
- Fund first reported on ADV2017-03-28source on record
The ledger records every merge, rename and reclassification this record went through and the dated filings observed on it, so the identity on this page can be traced to the records it was built from. The ledger's own sentences name other records, so they show with the names.