DFX Intelligence
Five Elms Equity Fund II LP
As of · the latest observation of this vehicle; each figure below carries its own filing date
HarvestFundraising status unknownother manager vehicleADV: Private Equity FundOutside venture scope
A private equity fund outside venture scope, shown because its manager is on the venture graph.
As of · the latest observation of this vehicle; each figure below carries its own filing date
1 additional placement agent
Every relationship, signal and contact on this record, with the source on each.
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Nothing material in the last 365 days. Last change: 29 May 2013, Latest Form D filed on 29 May 2013: $19.5M sold, 37 investors. A Form D amount is what was sold at the filing, never a final close.
Drawing the relationship network…
Amounts, each with its basis
- Vintage
- 2013basis: form d first sale
- Target
- unknownnot announced
- First close
- unknownnever inferred from a Form D
- Final close
- unknownonly from an announcement or an LP disclosure
- Announced size
- unknown
- Form D offering
- indefinitewhat may be sold, not what was raised; file 021-197195, sworn by the adviser or filed under this vehicle
- Form D sold
- $19.5Mas of the filing of May 29, 2013, 37 investors
- First sale
- May 15, 2013
- Reported GAV
- $23.4Mon the Form ADV filed Jun 1, 2026; the fund's assets, never its size or dry powder
- Owners (ADV)
- 91
- Reported on ADV
- Mar 28, 2014 to Jun 1, 2026
Fundraising evidenceWhat counts as raisingA Form D offering is permission to sell, not a fund in market; an amount sold is never a close; an evergreen offering amended every year is not a raise.
Unknown
latest Form D 2013-05-29, older than 15 months (fr-1)
evidence dated May 29, 2013.
LifecycleHarvest
vintage over 7 years, still reported
age years: 13first sale: May 15, 2013vintage year: 2013adv gav as of: Jun 1, 2026vintage basis: Form d first saleform d sold: $19.5Mform d offering: n/aform d latest filed at: May 29, 2013
The fund's own reporting through time
16 Form ADV filings
| Filed | Type | Gross asset value | Owners | Min. investment | Adviser-owned | Audit | |
|---|---|---|---|---|---|---|---|
| Mar 28, 2014 | Private Equity Fund | $36.5M | 83 | $25,000 | 1% | yes | |
| Mar 31, 2015 | Private Equity Fund | $37.5M | 83 | $25,000 | 1% | yes | |
| Mar 30, 2016 | Private Equity Fund | $43.4M | 83 | $25,000 | 1% | yes | |
| Mar 31, 2017 | Private Equity Fund | $48.2M | 83 | $25,000 | 1% | yes | |
| Jun 28, 2017 | Private Equity Fund | $51.9M | 83 | $25,000 | 1% | yes | |
| Mar 30, 2018 | Private Equity Fund | $45.8M | 83 | $25,000 | 1% | yes | |
| May 14, 2018 | Private Equity Fund | $45.8M | 83 | $25,000 | 1% | yes | |
| Mar 29, 2019 | Private Equity Fund | $52.9M | 83 | $25,000 | 1% | yes | |
| Jul 2, 2019 | Private Equity Fund | $52.9M | 83 | $25,000 | 1% | yes | |
| Mar 30, 2020 | Private Equity Fund | $38.2M | 83 | $25,000 | 1% | yes | |
| Mar 31, 2021 | Private Equity Fund | $34.9M | 83 | $25,000 | 1% | yes | |
| Mar 29, 2022 | Private Equity Fund | $31.6M | 92 | $25,000 | 1% | yes | |
| Mar 30, 2023 | Private Equity Fund | $27.2M | 93 | $25,000 | 1% | yes | |
| Feb 15, 2024 | Private Equity Fund | $27.2M | 93 | $25,000 | 1% | yes | |
| Mar 28, 2024 | Private Equity Fund | $25.7M | 93 | $25,000 | 1% | yes | |
| Jun 1, 2026 | Private Equity Fund | $23.4M | 91 | $25,000 | 1% |
Principals and agents
3 principals on Form D, 1 placement agents
- Five N Elms Equity Fund II GP, LLC Executive Officer
- Fred N. Coulson, IV Executive Officer
- Saran N Ferraro Executive Officer
- SecondMarket, Inc. placement agent
Service providers
4 named on Form ADV Schedule D and Form D
- AuditorRSM · KANSAS CITY, Missouri, United StatesForm ADV filed Jun 1, 2026 reports.adviserinfo.sec.gov
- AdministratorCarta · SAN FRANCISCO, California, United StatesForm ADV filed Jun 1, 2026 reports.adviserinfo.sec.gov
- CustodianACADEMY BANK, NATIONAL ASSOCIATION · KANSAS CITY, Missouri, United StatesForm ADV filed Jun 1, 2026 reports.adviserinfo.sec.gov
Limited partners and their reported performanceWhose numbers these areEach row is the LP’s own number: its cash flows and its valuation policy as of its reporting date, not the fund’s. Net IRR is printed only when the LP prints one. The vintage is the LP’s definition (CalPERS: year of its first cash flow; WSIB: year of its initial investment).
0 public LP reports
No public LP has reported this vehicle. The LP tape is read from public pension disclosures (see Limited partners); a fund appears here only when an LP’s report names it.
Known LPs and allocatorsWhat these amounts and dates areA commitment date prints only when the source printed one; otherwise the row carries the date of the report that listed it. A foundation’s 990-PF line is a holding at fair value on its return, never a commitment.
0 relationships, public pensions and the allocator graph, each counted once
No allocator names this vehicle in a public disclosure DFX holds: pension reports, foundation 990-PF returns or endowment disclosures.
Investments attributed to this vehicle
0
No investment attributed to this vehicle. The firm’s investments sit on the firm; a fund gets one only when a source names the vehicle.
Timeline
5 events
- Mar 28, 2025Custodian changed: ACADEMY BANK, NATIONAL ASSOCIATION replaced BOKF, NATIONAL ASSOCIATION, first reported on the Form ADV filed March 28, 2025 (previous filing March 28, 2024)Custodian changed Fact Form ADV
- Mar 28, 2024Custodian changed: BOKF, NATIONAL ASSOCIATION replaced BOK FINANCIAL, first reported on the Form ADV filed March 28, 2024 (previous filing February 15, 2024)Custodian changed Fact Form ADV
- Mar 30, 2020Custodian changed: BOK FINANCIAL replaced MISSOURI BANK, first reported on the Form ADV filed March 30, 2020 (previous filing July 2, 2019)Custodian changed Fact Form ADV
- Mar 28, 2014Five Elms Equity Fund II LP first reported on Form ADV by Five Elms Capital (Private Equity Fund), GAV $36,497,739Fund first reported on Form ADV Fact Form ADV
- May 29, 2013Five Elms Equity Fund II, L.P. filed Form D: $19,494,950 sold (indefinite offering), Private Equity FundForm D filed Fact Form D
Evidence
17 observations
Every observation on this vehicle
- Entity type: Limited Partnership May 29, 2013 Fact Form D
- Form D fund type: Private Equity Fund May 29, 2013 Fact Form D
- Form D industry group: Pooled Investment Fund May 29, 2013 Fact Form D
- Amendment: false May 29, 2013 Fact Form D
- Revenue range (Form D): Decline to Disclose May 29, 2013 Fact Form D
- Incorporated: withinFiveYears May 29, 2013 Fact Form D
- Jurisdiction: Delaware May 29, 2013 Fact Form D
- Amount sold (Form D): $19.5M May 29, 2013 Fact Form D
- Exemptions: 06, 3C, 3C.7 May 29, 2013 Fact Form D
- First sale: 2013-05-15 May 29, 2013 Fact Form D
- Indefinite offering: true May 29, 2013 Fact Form D
- Investors (Form D): 37 May 29, 2013 Fact Form D
- Minimum investment (Form D): 100,000 May 29, 2013 Fact Form D
- Offering other type: Limited Partner Interests May 29, 2013 Fact Form D
- Securities offered: Equity, pooled May 29, 2013 Fact Form D
- Office address: May 29, 2013 Fact Form D
- Year of incorporation: 2009 May 29, 2013 Fact Form D
Relationships across DFX
on 2 other DFX graphs
Across the graphs
Five Elms Equity Fund II LP is the same institution as 2 records in Private Equity and RIA and Wealth.
Private Equity1RIA and Wealth1
DFX found 2 relationships across 2 datasets
Which record it is in each graph, what it is called there, and how the two were matched.
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Record history
2 dated events on the change ledger, latest event first
- Fund first reported on ADV2014-03-28source on record
- Form D filed2013-05-29source on record
The ledger records every merge, rename and reclassification this record went through and the dated filings observed on it, so the identity on this page can be traced to the records it was built from. The ledger's own sentences name other records, so they show with the names.