DFX Intelligence
Highwater Global Fund II
As of · the latest observation of this vehicle; each figure below carries its own filing date
HarvestFundraising status unknownADV: Private Equity Fund
As of · the latest observation of this vehicle; each figure below carries its own filing date
1 additional principal, 1 additional placement agent
Every relationship, signal and contact on this record, with the source on each.
Includes 3 days of DFX Intelligence. Then $199/month unless canceled.
Nothing material in the last 365 days. Last change: 13 Jan 2011, Latest Form D filed on 13 Jan 2011: $350K sold of $500K offered, 2 investors. A Form D amount is what was sold at the filing, never a final close.
Drawing the relationship network…
Amounts, each with its basis
- Vintage
- 2010basis: form d first sale
- Target
- unknownnot announced
- First close
- unknownnever inferred from a Form D
- Final close
- unknownonly from an announcement or an LP disclosure
- Announced size
- unknown
- Form D offering
- $500,000what may be sold, not what was raised; file 021-153719, sworn by the adviser or filed under this vehicle
- Form D sold
- $350,000as of the filing of Jan 13, 2011, 2 investors
- First sale
- Dec 30, 2010
- Reported GAV
- $5.7Mon the Form ADV filed Oct 13, 2016; the fund's assets, never its size or dry powder
- Owners (ADV)
- 10
- Reported on ADV
- Mar 28, 2012 to Oct 13, 2016
Fundraising evidence
What counts as raisingA Form D offering is permission to sell, not a fund in market; an amount sold is never a close; an evergreen offering amended every year is not a raise.Unknown
latest Form D 2011-01-13, older than 15 months (fr-1)
evidence dated Jan 13, 2011.
Lifecycle
Harvest
Lifecycle
vintage over 7 years, still reported
age years: 16first sale: Dec 30, 2010vintage year: 2010adv gav as of: Oct 13, 2016vintage basis: Form d first saleform d sold: $350,000form d offering: $500,000form d latest filed at: Jan 13, 2011
The fund's own reporting through time
15 Form ADV filings
| Filed | Type | Gross asset value | Owners | Min. investment | Adviser-owned | Audit | |
|---|---|---|---|---|---|---|---|
| Mar 28, 2012 | Private Equity Fund | $7.5M | 28 | $250,000 | 0% | yes | |
| Sep 5, 2012 | Private Equity Fund | $7.5M | 28 | $250,000 | 0% | yes | |
| Mar 19, 2013 | Private Equity Fund | $5.4M | 28 | $250,000 | 0% | yes | |
| May 8, 2013 | Private Equity Fund | $5.4M | 28 | $250,000 | 0% | yes | |
| Sep 10, 2013 | Private Equity Fund | $5.4M | 28 | $250,000 | 0% | yes | |
| Oct 23, 2013 | Private Equity Fund | $5.4M | 28 | $250,000 | 0% | yes | |
| Mar 26, 2014 | Private Equity Fund | $5.4M | 15 | $250,000 | 0% | yes | |
| Nov 5, 2014 | Private Equity Fund | $5.4M | 15 | $250,000 | 0% | yes | |
| Mar 23, 2015 | Private Equity Fund | $4.6M | 11 | $250,000 | 0% | yes | |
| Oct 13, 2015 | Private Equity Fund | $4.6M | 11 | $250,000 | 0% | yes | |
| Mar 18, 2016 | Private Equity Fund | $5.7M | 10 | $250,000 | 0% | yes | |
| May 11, 2016 | Private Equity Fund | $5.7M | 10 | $250,000 | 0% | yes | |
| Jun 1, 2016 | Private Equity Fund | $5.7M | 10 | $250,000 | 0% | yes | |
| Sep 7, 2016 | Private Equity Fund | $5.7M | 10 | $250,000 | 0% | yes | |
| Oct 13, 2016 | Private Equity Fund | $5.7M | 10 | $250,000 | 0% | yes |
Principals and agents
4 principals on Form D, 0 placement agents
- David a. Barrett Executive Officer
- Taylor a. Baldwin Executive Officer
- Michael Baldwin Executive Officer
Service providers
4 named on Form ADV Schedule D and Form D
- AuditorWOLF & COMPANY, P.C. · BOSTON, Massachusetts, United StatesForm ADV filed Oct 13, 2016 sec.gov
- AdministratorApex Group · RED BANK, New Jersey, United StatesForm ADV filed Oct 13, 2016 sec.gov
- CustodianSILVER LEAF PARTNERS, LLC · NEW YORK, New York, United StatesForm ADV filed Oct 13, 2016 sec.gov
Limited partners and their reported performance
Whose numbers these areEach row is the LP’s own number: its cash flows and its valuation policy as of its reporting date, not the fund’s. Net IRR is printed only when the LP prints one. The vintage is the LP’s definition (CalPERS: year of its first cash flow; WSIB: year of its initial investment).0 public LP reports
No public LP has reported this vehicle. The LP tape is read from public pension disclosures (see Limited partners); a fund appears here only when an LP’s report names it.
Known LPs and allocators
What these amounts and dates areA commitment date prints only when the source printed one; otherwise the row carries the date of the report that listed it. A foundation’s 990-PF line is a holding at fair value on its return, never a commitment.0 relationships, public pensions and the allocator graph, each counted once
No allocator names this vehicle in a public disclosure DFX holds: pension reports, foundation 990-PF returns or endowment disclosures.
Investments attributed to this vehicle
0
No investment attributed to this vehicle. The firm’s investments sit on the firm; a fund gets one only when a source names the vehicle.
Timeline
4 events
- Mar 18, 2016Auditor changed: WOLF & COMPANY, P.C. replaced GRASSI & CO., first reported on the Form ADV filed March 18, 2016 (previous filing October 13, 2015)Auditor changed Fact Form ADV
- Mar 19, 2013Custodian changed: SILVER LEAF PARTNERS, LLC replaced FIDELITY BROKERAGE SERVICES LLC, first reported on the Form ADV filed March 19, 2013 (previous filing September 5, 2012)Custodian changed Fact Form ADV
- Mar 28, 2012Highwater Global Fund II first reported on Form ADV by Baldwin Brothers Inc (Private Equity Fund), GAV $7,521,740Fund first reported on Form ADV Fact Form ADV
- Jan 13, 2011Highwater Global Fund II LLC filed Form D: $350,000 sold of $500,000, Pooled Investment FundForm D filed Fact Form D
Evidence
15 observations
Every observation on this vehicle
- Entity type: Limited Liability Company Jan 13, 2011 Fact Form D
- Form D industry group: Investing Jan 13, 2011 Fact Form D
- Amendment: false Jan 13, 2011 Fact Form D
- Revenue range (Form D): Decline to Disclose Jan 13, 2011 Fact Form D
- Incorporated: withinFiveYears Jan 13, 2011 Fact Form D
- Jurisdiction: Delaware Jan 13, 2011 Fact Form D
- Amount sold (Form D): $350,000 Jan 13, 2011 Fact Form D
- Offering amount (Form D): $500,000 Jan 13, 2011 Fact Form D
- Exemptions: 06 Jan 13, 2011 Fact Form D
- First sale: 2010-12-30 Jan 13, 2011 Fact Form D
- Investors (Form D): 2 Jan 13, 2011 Fact Form D
- Minimum investment (Form D): 100,000 Jan 13, 2011 Fact Form D
- Securities offered: equity Jan 13, 2011 Fact Form D
- Office address: Jan 13, 2011 Fact Form D
- Year of incorporation: 2007 Jan 13, 2011 Fact Form D
Relationships across DFX
on 2 other DFX graphs
Across the graphs
Highwater Global Fund II is the same institution as 2 records in Private Equity and RIA and Wealth.
Private Equity1RIA and Wealth1
DFX found 2 relationships across 2 datasets
Which record it is in each graph, what it is called there, and how the two were matched.
Includes 3 days of DFX Intelligence. Then $199/month unless canceled.
Checking your plan…
Record history
1 dated event on the change ledger, latest event first
- Form D filed2011-01-13source on record
The ledger records every merge, rename and reclassification this record went through and the dated filings observed on it, so the identity on this page can be traced to the records it was built from. The ledger's own sentences name other records, so they show with the names.