The Central Valley Fund III (SBIC)

Fundmanaged by CVF Capital Partners, Inc.· Delaware
Vintage
2018
Form D sold
$57.1M
Reported gross assets
$125M
Form ADV, Mar 31, 2026
HarvestFundraising status unknownother manager vehicleADV: Private Equity FundOutside venture scope

A private equity fund outside venture scope, shown because its manager is on the venture graph.

More
As of · the latest observation of this vehicle; each figure below carries its own filing date

2 additional principals

Every relationship, signal and contact on this record, with the source on each.

Includes 3 days of DFX Intelligence. Then $199/month unless canceled.

Nothing material in the last 365 days. Last change: 19 Jan 2018, Latest Form D filed on 19 Jan 2018: $57.2M sold of $75M offered, 41 investors. A Form D amount is what was sold at the filing, never a final close.

Drawing the relationship network…

Amounts, each with its basis

Vintage
2018basis: form d first sale
Target
unknownnot announced
First close
unknownnever inferred from a Form D
Final close
unknownonly from an announcement or an LP disclosure
Announced size
unknown
Form D offering
$75.0Mwhat may be sold, not what was raised; joined by exact issuer name, corroborated by the adviser itself named on the filing, the general partner the adviser swears for this fund, the issuer filing from the adviser's state, not sworn by the adviser (confidence 0.85); file 021-278819
Form D sold
$57.1Mas of the filing of Jan 19, 2018, 41 investors
First sale
Jan 6, 2018
Reported GAV
$125Mon the Form ADV filed Mar 31, 2026; the fund's assets, never its size or dry powder
Owners (ADV)
45
Reported on ADV
Mar 28, 2018 to Mar 31, 2026

Fundraising evidence

Unknown
latest Form D 2018-01-19, older than 15 months (fr-1)
evidence dated Jan 19, 2018.

Lifecycle

Harvest
vintage over 7 years, still reported
age years: 8first sale: Jan 6, 2018vintage year: 2018adv gav as of: Mar 31, 2026vintage basis: Form d first saleform d sold: $57.1Mform d offering: $75.0Mform d latest filed at: Jan 19, 2018

The fund's own reporting through time

9 Form ADV filings
FiledTypeGross asset value OwnersMin. investmentAdviser-ownedAudit
Mar 28, 2018Private Equity Fund$25.6M
45$50,0003%yes
Feb 15, 2019Private Equity Fund$25.6M
45$50,0003%yes
May 14, 2020Private Equity Fund$79.0M
45$50,0002%yes
May 14, 2020Private Equity Fund$79.0M
45$50,0002%yes
Apr 26, 2021Private Equity Fund$85.8M
45$50,0002%yes
May 2, 2022Private Equity Fund$125M
45$50,0002%yes
Apr 6, 2023Private Equity Fund$115M
45$50,0002%yes
Apr 24, 2024Private Equity Fund$117M
45$50,0002%yes
Mar 31, 2026Private Equity Fund$125M
45$50,0002%

Principals and agents

5 principals on Form D, 0 placement agents
  • Gael Partners III (SBIC), LLC Executive Officer
  • Brad Triebsch Executive Officer
  • CVF Capital Partners, Inc. Executive Officer

Service providers

2 named on Form ADV Schedule D and Form D

Limited partners and their reported performance

0 public LP reports
No public LP has reported this vehicle. The LP tape is read from public pension disclosures (see Limited partners); a fund appears here only when an LP’s report names it.

Known LPs and allocators

0 relationships, public pensions and the allocator graph, each counted once
No allocator names this vehicle in a public disclosure DFX holds: pension reports, foundation 990-PF returns or endowment disclosures.

Investments attributed to this vehicle

0
No investment attributed to this vehicle. The firm’s investments sit on the firm; a fund gets one only when a source names the vehicle.

Timeline

4 events
  1. May 14, 2020
    Custodian changed: FIFTH THIRD BANK replaced MB FINANCIAL, first reported on the Form ADV filed May 14, 2020 (previous filing February 15, 2019)
    Custodian changed Fact Form ADV
  2. Mar 28, 2018
    The Central Valley Fund III (SBIC) first reported on Form ADV by CVF Capital Partners, Inc. (Private Equity Fund), GAV $25,596,830
    Fund first reported on Form ADV Fact Form ADV
  3. Jan 19, 2018
    Central Valley Fund III (SBIC), LP filed Form D/A: $57,150,000 sold of $75,000,000, Private Equity Fund
    Form D filed Fact Form D
  4. Jan 19, 2017
    Central Valley Fund III (SBIC), LP filed Form D: $20,600,000 sold of $75,000,000, Private Equity Fund
    Form D filed Fact Form D

Evidence

32 observations
Every observation on this vehicle
  • Entity type: Limited Partnership Jan 19, 2018 Fact Form D
  • Entity type: Limited Partnership Jan 19, 2017 Fact Form D
  • Form D fund type: Private Equity Fund Jan 19, 2018 Fact Form D
  • Form D fund type: Private Equity Fund Jan 19, 2017 Fact Form D
  • Form D industry group: Pooled Investment Fund Jan 19, 2018 Fact Form D
  • Form D industry group: Pooled Investment Fund Jan 19, 2017 Fact Form D
  • Amendment: true Jan 19, 2018 Fact Form D
  • Amendment: false Jan 19, 2017 Fact Form D
  • Revenue range (Form D): Decline to Disclose Jan 19, 2018 Fact Form D
  • Revenue range (Form D): Decline to Disclose Jan 19, 2017 Fact Form D
  • Incorporated: withinFiveYears Jan 19, 2018 Fact Form D
  • Incorporated: withinFiveYears Jan 19, 2017 Fact Form D
  • Jurisdiction: Delaware Jan 19, 2018 Fact Form D
  • Jurisdiction: Delaware Jan 19, 2017 Fact Form D
  • Amount sold (Form D): $57.1M Jan 19, 2018 Fact Form D
  • Amount sold (Form D): $20.6M Jan 19, 2017 Fact Form D
  • Offering amount (Form D): $75.0M Jan 19, 2018 Fact Form D
  • Offering amount (Form D): $75.0M Jan 19, 2017 Fact Form D
  • Exemptions: 06b, 3C, 3C.1 Jan 19, 2018 Fact Form D
  • Exemptions: 06b, 3C, 3C.1 Jan 19, 2017 Fact Form D
  • First sale: 2018-01-06 Jan 19, 2018 Fact Form D
  • First sale: 2017-01-06 Jan 19, 2017 Fact Form D
  • Investors (Form D): 41 Jan 19, 2018 Fact Form D
  • Investors (Form D): 19 Jan 19, 2017 Fact Form D
  • Minimum investment (Form D): 0 Jan 19, 2018 Fact Form D
  • Minimum investment (Form D): 0 Jan 19, 2017 Fact Form D
  • Securities offered: pooled Jan 19, 2018 Fact Form D
  • Securities offered: pooled Jan 19, 2017 Fact Form D
  • Office address: Jan 19, 2018 Fact Form D
  • Office address: Jan 19, 2017 Fact Form D
  • Year of incorporation: 2016 Jan 19, 2018 Fact Form D
  • Year of incorporation: 2016 Jan 19, 2017 Fact Form D

Relationships across DFX

on 2 other DFX graphs
Across the graphs

The Central Valley Fund III (SBIC) is the same institution as 3 records in Private Equity and RIA and Wealth.

Private Equity2RIA and Wealth1

DFX found 3 relationships across 2 datasets

Which record it is in each graph, what it is called there, and how the two were matched.

Includes 3 days of DFX Intelligence. Then $199/month unless canceled.

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Record history

3 dated events on the change ledger, latest event first
  • Fund first reported on ADV
    2018-03-28source on record
  • Form D filed
    2018-01-19source on record
  • Form D filed
    2017-01-19source on record

The ledger records every merge, rename and reclassification this record went through and the dated filings observed on it, so the identity on this page can be traced to the records it was built from. The ledger's own sentences name other records, so they show with the names.